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Livermore
Livermore
ZHEN

Summit Trail Advisors, LLC

SEC CIK
0001698478
Latest filing
Aug 11, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
327
+30 vs. Q4 2021
Portfolio value
$1.24B
−$314.4M (−20.3%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Summit Trail Advisors, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LSTALisata Therapeutics, Inc.COM NEW17,730$13.0K<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM13,458$15.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM27,760$18.0K<0.1%00.0%UnchangedHistory
Camber Energy Inc13200M508COM34,620$29.0K<0.1%00.0%Unchanged–
AMSAmerican Shared Hospital ServicesCOM15,000$35.0K<0.1%+15,000NewHistory
SRGASurgalign Holdings, Inc.COM120,000$37.0K<0.1%+120,000NewHistory
GALTGalectin Therapeutics IncCOM NEW23,855$38.0K<0.1%+23,855NewHistory
NOKNokia CorpSPONSORED ADR10,817$59.0K<0.1%−1,440−11.7%ReducedHistory
TACTTransact Technologies IncCOM11,000$78.0K<0.1%+11,000NewHistory
PGENPrecigen, Inc.COM42,789$90.0K<0.1%−750−1.7%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM14,471$93.0K<0.1%00.0%UnchangedHistory
HIMSHims & Hers Health, Inc.Stock19,647$105.0K<0.1%00.0%UnchangedHistory
PMXPIMCO Municipal Income Fund IIICOM10,286$107.0K<0.1%−4,067−28.3%ReducedHistory
PRPermian Resources CorpCL A15,000$121.0K<0.1%00.0%UnchangedHistory
RNLXYRenalytix plcADS18,497$128.0K<0.1%+18,497NewHistory
BFKBlackRock Municipal Income TrustSH BEN INT10,966$134.0K<0.1%−3,698−25.2%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN12,134$136.0K<0.1%+1,000+9.0%AddedHistory
KODKEastman Kodak CoCOM NEW21,340$140.0K<0.1%00.0%UnchangedHistory
TRTXTPG RE Finance Trust, Inc.COM11,853$143.0K<0.1%+11,853NewHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM10,501$145.0K<0.1%−1,187−10.2%ReducedHistory
MFLBlackRock Muniholdings Investment Quality FundCOM13,072$161.0K<0.1%−1,701−11.5%ReducedHistory
EAFGraftech International LtdCOM17,861$172.0K<0.1%−196−1.1%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT14,997$178.0K<0.1%−4,434−22.8%ReducedHistory
BENFranklin Templeton IncCOM7,086$200.0K<0.1%+7,086NewHistory
Vanguard Energy ETF92204A306ETF1,927$206.0K<0.1%+1,927New–
iShares Tr464289859CORE 80 20 ETF3,000$207.0K<0.1%00.0%Unchanged–
PRIPrimerica, Inc.Stock1,520$208.0K<0.1%+1,520NewHistory
STCNSteel Connect LLCCOM161,581$208.0K<0.1%00.0%UnchangedHistory
BJBJ's Wholesale Club Holdings, Inc.COM3,098$209.0K<0.1%+3,098NewHistory
ENPHEnphase Energy, Inc.Stock1,041$210.0K<0.1%+1,041NewHistory
DUKDuke Energy CORPStock1,893$211.0K<0.1%+1,893NewHistory
SHAKShake Shack Inc.CL A3,125$212.0K<0.1%−1,168−27.2%ReducedHistory
PMPhilip Morris International Inc.Stock2,235$213.0K<0.1%+2,235NewHistory
BABoeing CoStock1,116$214.0K<0.1%+1,116NewHistory
AITApplied Industrial Technologies IncCOM2,083$214.0K<0.1%+2,083NewHistory
DCIDonaldson Co IncStock4,192$218.0K<0.1%+4,192NewHistory
MRNAModerna, Inc.Stock1,274$219.0K<0.1%−50−3.8%ReducedHistory
MUMicron Technology IncStock2,841$221.0K<0.1%+2,841NewHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,009$221.0K<0.1%00.0%Unchanged–
XMQualtrics International Inc.COM CL A7,783$222.0K<0.1%+383+5.2%AddedHistory
PANWPalo Alto Networks IncStock362$225.0K<0.1%+362NewHistory
iShares Inc46434G822MSCI JAPAN ETF3,705$228.0K<0.1%00.0%Unchanged–
SUMOSumo Logic, Inc.COM19,507$228.0K<0.1%+4,004+25.8%AddedHistory
SRESempraStock1,363$231.0K<0.1%+1,363NewHistory
EIMEaton Vance Municipal Bond FundCOM20,190$232.0K<0.1%−3,437−14.5%ReducedHistory
LOGCContextLogic Inc.COM CL A103,777$233.0K<0.1%00.0%UnchangedHistory
VTLEVital Energy, Inc.COM2,942$233.0K<0.1%+2,942NewHistory
BMYBristol Myers Squibb CoStock3,223$237.0K<0.1%+3,223NewHistory
AZNAstraZeneca PLCSPONSORED ADR3,606$239.0K<0.1%−912−20.2%ReducedHistory
ARWArrow Electronics, Inc.COM2,028$241.0K<0.1%+2,028NewHistory
KWKennedy-Wilson Holdings, Inc.COM9,925$244.0K<0.1%+9,925NewHistory
iShares Tr464288851US OIL GS EX ETF2,909$245.0K<0.1%−11,000−79.1%Reduced–
iShares Tr464287689RUSSELL 3000 ETF937$246.0K<0.1%+937New–
Global X FDS37954Y475S&P 500 COVERED5,000$248.0K<0.1%+1,000+25.0%Added–
KBRKBR, Inc.COM4,553$250.0K<0.1%+4,553NewHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM19,228$254.0K<0.1%−4,448−18.8%ReducedHistory
MXMagnachip Semiconductor CorpCOM15,000$254.0K<0.1%+15,000NewHistory
PMLPIMCO Municipal Income Fund IICOM22,278$257.0K<0.1%−7,817−26.0%ReducedHistory
NSCNorfolk Southern CorpStock903$258.0K<0.1%+83+10.1%AddedHistory
FDXFedEx CorpStock1,141$265.0K<0.1%+1,141NewHistory
EPDEnterprise Products Partners L.P.Stock10,344$267.0K<0.1%00.0%UnchangedHistory
HLIHoulihan Lokey, Inc.CL A3,039$267.0K<0.1%+3,039NewHistory
BABAAlibaba Group Holding LtdADR2,467$268.0K<0.1%+722+41.4%AddedHistory
Schwab US Dividend Equity ETF808524797ETF3,432$271.0K<0.1%+9+0.3%Added–
ROKRockwell Automation, IncStock976$273.0K<0.1%+976NewHistory
BFLYButterfly Network, Inc.COM CL A58,638$279.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,822$284.0K<0.1%−110−3.8%Reduced–
NVGNuveen AMT-Free Municipal Credit Income FundCEF19,085$284.0K<0.1%−6,915−26.6%ReducedHistory
NATINational Instruments CorpCOM7,000$284.0K<0.1%+7,000NewHistory
LLYEli Lilly & CoStock994$285.0K<0.1%+1+0.1%AddedHistory
BECNQxo Building Products, Inc.COM4,810$285.0K<0.1%+4,810NewHistory
USBUS Bancorp DECOM NEW5,338$286.0K<0.1%+5,338NewHistory
KMBKimberly Clark CorpStock2,307$287.0K<0.1%+2,307NewHistory
FCNFti Consulting, IncCOM1,827$287.0K<0.1%+1,827NewHistory
SKXSkechers USA IncCL A7,035$287.0K<0.1%+7,035NewHistory
CMCSAComcast CorpStock6,146$288.0K<0.1%+504+8.9%AddedHistory
TXNTexas Instruments IncStock1,571$288.0K<0.1%+187+13.5%AddedHistory
AFLAflac IncStock4,497$290.0K<0.1%+4,497NewHistory
ASMLASML Holding NVADR436$291.0K<0.1%+153+54.1%AddedHistory
AMGNAmgen IncStock1,222$295.0K<0.1%−21−1.7%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF2,683$301.0K<0.1%00.0%Unchanged–
CATCaterpillar IncStock1,354$302.0K<0.1%+1,354NewHistory
PLXSPlexus CorpCOM3,703$303.0K<0.1%+3,703NewHistory
SPDR Series Trust78468R721STATE STREET SPD6,392$306.0K<0.1%+6,392New–
AVLRAvalara, Inc.COM3,072$306.0K<0.1%+153+5.2%AddedHistory
PLANAnaplan, Inc.COM4,721$307.0K<0.1%+4,721NewHistory
MCDMcDonalds CorpStock1,246$308.0K<0.1%+216+21.0%AddedHistory
FISVFiserv IncStock3,055$310.0K<0.1%+3,055NewHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,306$311.0K<0.1%+106+8.8%Added–
COPConocoPhillipsStock3,110$312.0K<0.1%+3,110NewHistory
MDLZMondelez International, Inc.Stock5,064$320.0K<0.1%+190+3.9%AddedHistory
NEENextera Energy IncStock3,786$321.0K<0.1%−237−5.9%ReducedHistory
EMREmerson Electric CoStock3,304$324.0K<0.1%−134−3.9%ReducedHistory
HONHoneywell International IncCOM1,673$326.0K<0.1%+196+13.3%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF8,665$328.0K<0.1%00.0%Unchanged–
CVSCVS Health CorpStock3,268$331.0K<0.1%−202−5.8%ReducedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN17,095$331.0K<0.1%+2,095+14.0%AddedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT22,657$333.0K<0.1%−5,447−19.4%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF5,798$334.0K<0.1%00.0%Unchanged–
ZIONZions Bancorporation, National AssociationCOM5,118$336.0K<0.1%+5,118NewHistory

Sold out since Q4 2021 (61)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Summit Trail Advisors, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
DLOdLocal LtdCLASS A COM1,064,920$38.0M2.5%History
COINCoinbase Global, Inc.COM CL A73,576$18.6M1.2%History
Kraneshares Tr500767553CALIFORNIA CARB567,446$16.0M1.0%–
Graniteshares ETF Tr38747R603XOUT US LRG CP310,200$14.1M0.9%–
MNDYmonday.com Ltd.SHS36,735$11.3M0.7%History
IAUiShares Gold TrustETF284,732$9.91M0.6%History
SOFISoFi Technologies, Inc.Stock460,434$7.28M0.5%History
Invesco QQQ Trust Series I46090E103ETF16,574$6.59M0.4%–
Athene Holding Ltd.G0684D107CL A71,335$5.94M0.4%–
DCTDuck Creek Technologies, Inc.SHS185,064$5.57M0.4%History
WOOFPetco Health & Wellness Company, Inc.CL A COM263,000$5.21M0.3%History
AMPLAmplitude, Inc.Stock94,209$4.99M0.3%History
MIMEMimecast LtdORD SHS56,547$4.50M0.3%History
iShares Tr464287234MSCI EMG MKT ETF80,061$3.91M0.3%–
MQMarqeta, Inc.CLASS A COM226,647$3.89M0.3%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY61,892$3.85M0.2%–
PATHUiPath, Inc.Stock66,337$2.86M0.2%History
APOApollo Global Management, Inc.COM CL A39,083$2.83M0.2%History
iShares Tr464287556ISHARES BIOTECH16,240$2.48M0.2%–
DBXDropbox, Inc.CL A87,731$2.15M0.1%History
TOSTToast, Inc.Stock61,206$2.12M0.1%History
Veea Inc.G7134L126CLASS A ORD SHS187,191$1.81M0.1%–
KNBEKnowBe4, Inc.CL A68,721$1.58M0.1%History
iShares S&P 500 Growth ETF464287309ETF17,383$1.45M0.1%–
WisdomTree Tr97717X669US QTLY DIV GRT19,385$1.28M0.1%–
FROGJFrog LtdStock38,250$1.14M0.1%History
USOUnited States Oil Fund, LPUNITS20,797$1.13M0.1%History
LULUlululemon athletica inc.Stock2,624$1.03M0.1%History
NCNOnCino, Inc.COM11,475$630.0K<0.1%History
NMTNuveen Massachusetts Quality Municipal Income FundCOM34,335$543.0K<0.1%History
UPWheels Up Experience Inc.COMMON STOCK115,793$537.0K<0.1%History
TGTTarget CorpStock1,885$436.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F6,809$433.0K<0.1%–
FMBIFirst Midwest Bancorp IncCOM19,810$406.0K<0.1%History
Schwab Fundamental International Small Equity ETF808524748ETF8,445$371.0K<0.1%–
EWEdwards Lifesciences CorpStock2,837$368.0K<0.1%History
ROKURoku, IncCOM CL A1,505$343.0K<0.1%History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X3,940$334.0K<0.1%–
MYIBlackRock Muniyield Quality Fund III, Inc.COM20,735$307.0K<0.1%History
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X4,335$302.0K<0.1%–
NVSNovartis AGADR3,445$301.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM937$248.0K<0.1%History
BNTXBioNTech SESPONSORED ADS929$239.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock741$227.0K<0.1%History
Global X FDS37954Y483NASDAQ 100 COVER10,000$227.0K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,815$219.0K<0.1%History
MLNKMeridianLink, Inc.COMMON STOCK10,000$216.0K<0.1%History
LCIDLucid Group, Inc.COM5,595$213.0K<0.1%History
GWREGuidewire Software, Inc.COM1,859$211.0K<0.1%History
XYZBlock, Inc.CL A1,268$205.0K<0.1%History
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX934$204.0K<0.1%–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN7,873$204.0K<0.1%History
MPTMedical Properties Trust IncCOM8,349$200.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,867$200.0K<0.1%–
RPCRidgepost Capital, Inc.CL A COM13,500$189.0K<0.1%History
Doma Holdings IN25703A112EQUITY WRT166,666$158.0K<0.1%–
ASTSAST SpaceMobile, Inc.COM CL A16,117$98.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY12,500$87.0K<0.1%–
BKDBrookdale Senior Living Inc.COM10,000$52.0K<0.1%History
VEEAWVeea Inc.*W EXP 03/15/20245,000$37.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR10,092$26.0K<0.1%History