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Livermore
Livermore
ZHEN

Summit X, LLC

SEC CIK
0001697729
Latest filing
Nov 13, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
260
−4 vs. Q2 2021
Portfolio value
$397.6M
+$1.58M (+0.4%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Summit X, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTNPalatin Technologies IncCOM PAR $ .0135,000$16.0K<0.1%00.0%UnchangedHistory
SERSerina Therapeutics, Inc.COM20,500$19.0K<0.1%00.0%UnchangedHistory
NMTR9 Meters Biopharma, Inc.COM15,300$21.0K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM22,000$32.0K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM18,000$39.0K<0.1%+18,000New–
LYGLloyds Banking Group plcSPONSORED ADR19,300$50.0K<0.1%+1,684+9.6%AddedHistory
XXII22nd Century Group, Inc.COM23,000$68.0K<0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM28,925$72.0K<0.1%−75−0.3%ReducedHistory
TRVNTrevena IncCOM61,820$75.0K<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM84,077$114.0K<0.1%−5,935−6.6%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW25,679$200.0K0.1%−1,657−6.1%ReducedHistory
ULUnilever PLCSPON ADR NEW3,674$203.0K0.1%−74−2.0%ReducedHistory
CSXCSX CorpStock6,837$204.0K0.1%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN4,120$204.0K0.1%+4,120NewHistory
NIONIO Inc.ADR5,760$205.0K0.1%+28+0.5%AddedHistory
ISEEIVERIC bio, Inc.COM12,850$207.0K0.1%00.0%UnchangedHistory
Vanguard Information Technology ETF92204A702ETF520$208.0K0.1%00.0%Unchanged–
Vanguard Ftse Developed Markets ETF921943858ETF4,104$208.0K0.1%+52+1.3%Added–
FISFidelity National Information Services, Inc.Stock1,693$210.0K0.1%+21+1.3%AddedHistory
CNCCentene CorpStock3,403$213.0K0.1%−52−1.5%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,200$219.0K0.1%00.0%Unchanged–
MOMOHello Group Inc.ADS22,301$231.0K0.1%+2,317+11.6%AddedHistory
GPCGenuine Parts CoStock1,896$232.0K0.1%+1,896NewHistory
Vanguard High Dividend Yield Index ETF921946406ETF2,295$237.0K0.1%+3+0.1%Added–
XYZBlock, Inc.CL A974$239.0K0.1%+53+5.8%AddedHistory
iShares Tr464288513IBOXX HI YD ETF2,755$240.0K0.1%−158−5.4%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF3,420$242.0K0.1%+161+4.9%Added–
LYFTLyft, Inc.CL A COM4,530$247.0K0.1%−37−0.8%ReducedHistory
EBAYeBay IncCOM3,540$247.0K0.1%00.0%UnchangedHistory
Fidelity MSCI Health Care Index ETF316092600ETF4,020$257.0K0.1%+72+1.8%Added–
STZConstellation Brands, Inc.Stock1,244$262.0K0.1%00.0%UnchangedHistory
IIPRInnovative Industrial Properties IncCOM1,174$269.0K0.1%+40+3.5%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF2,555$269.0K0.1%+85+3.4%Added–
iShares Tr464288182MSCI AC ASIA ETF2,733$277.0K0.1%+2,733New–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,737$281.0K0.1%−171−4.4%Reduced–
UBERUber Technologies, IncStock6,322$284.0K0.1%−494−7.2%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,253$287.0K0.1%−16−0.7%Reduced–
PENNPENN Entertainment, Inc.COM4,165$301.0K0.1%+5+0.1%AddedHistory
CATCaterpillar IncStock1,577$302.0K0.1%+65+4.3%AddedHistory
BMYBristol Myers Squibb CoStock5,015$303.0K0.1%−6,161−55.1%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,380$303.0K0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock2,570$304.0K0.1%00.0%UnchangedHistory
GEGeneral Electric CoStock2,928$307.0K0.1%−187−6.0%ReducedConverted for a 1-for-8 splitHistory
WFCWells Fargo & CompanyStock6,738$309.0K0.1%+62+0.9%AddedHistory
UNPUnion Pacific CorpStock1,569$309.0K0.1%+4+0.3%AddedHistory
BIDUBaidu, Inc.ADR2,067$315.0K0.1%+443+27.3%AddedHistory
QCRHQCR Holdings IncCOM6,120$315.0K0.1%00.0%UnchangedHistory
IPGInterpublic Group of Companies, Inc.COM8,507$315.0K0.1%+8,507NewHistory
PSAPublic StorageCOM1,083$320.0K0.1%+5+0.5%AddedHistory
NWLNewell Brands Inc.Stock14,591$325.0K0.1%+14,590+1,459,000.0%AddedHistory
PAYCPaycom Software, Inc.Stock657$328.0K0.1%−30−4.4%ReducedHistory
iShares Core High Dividend ETF46429B663ETF3,488$329.0K0.1%−150−4.1%Reduced–
IPInternational Paper CoCOM5,865$329.0K0.1%−60−1.0%ReducedHistory
ETREntergy CorpCOM3,455$338.0K0.1%−20−0.6%ReducedHistory
iShares Inc464286533MSCI EMERG MRKT5,468$340.0K0.1%−548−9.1%Reduced–
iShares Russell 2000 ETF464287655ETF1,268$343.0K0.1%+262+26.0%Added–
iShares S&P 500 Value ETF464287408ETF2,398$348.0K0.1%−726−23.2%Reduced–
ORCLOracle CorpStock4,187$366.0K0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM7,605$368.0K0.1%+110+1.5%AddedHistory
iShares Tr46434V290US SML CAP EQT7,019$377.0K0.1%−762−9.8%Reduced–
Renaissance Cap Greenwich FD759937204IPO ETF5,928$381.0K0.1%+86+1.5%Added–
SONSonoco Products CoCOM6,530$393.0K0.1%−10−0.2%ReducedHistory
ARCCAres Capital CorpCEF19,465$396.0K0.1%−1,430−6.8%ReducedHistory
ESEversource EnergyStock4,880$396.0K0.1%+30+0.6%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,014$400.0K0.1%+24+2.4%Added–
iShares Tr464288588MBS ETF3,746$403.0K0.1%+1,455+63.5%Added–
KEYKeycorpCOM18,738$404.0K0.1%+1,740+10.2%AddedHistory
WMBWilliams Companies, Inc.COM15,629$405.0K0.1%+15,629NewHistory
iShares Tr464287234MSCI EMG MKT ETF8,112$410.0K0.1%−450−5.3%Reduced–
CVXChevron CorpStock3,928$416.0K0.1%+50+1.3%AddedHistory
FHNFirst Horizon CorpCOM26,020$423.0K0.1%+26,020NewHistory
CNICanadian National Railway CoStock3,652$424.0K0.1%00.0%UnchangedHistory
BCEBce IncCOM NEW8,432$426.0K0.1%−525−5.9%ReducedHistory
CVSCVS Health CorpStock5,118$430.0K0.1%−43−0.8%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT7,149$430.0K0.1%−1,236−14.7%Reduced–
METMetlife IncStock7,056$433.0K0.1%−240−3.3%ReducedHistory
First Tr Exchange Traded FD33734X770DJ INTL INTRNT10,748$434.0K0.1%+32+0.3%Added–
CRMSalesforce, Inc.Stock1,603$435.0K0.1%00.0%UnchangedHistory
GISGeneral Mills IncStock7,384$443.0K0.1%−24−0.3%ReducedHistory
CFGCitizens Financial Group IncCOM9,365$443.0K0.1%+2,900+44.9%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY11,818$450.0K0.1%+11,818New–
iShares Tr46434V4070-5YR HI YL CP9,926$454.0K0.1%+1,972+24.8%Added–
COPConocoPhillipsStock6,750$457.0K0.1%+710+11.8%AddedHistory
CINFCincinnati Financial CorpCOM4,077$465.0K0.1%−50−1.2%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM18,238$471.0K0.1%−65−0.4%ReducedHistory
KMXCarMax IncCOM3,643$476.0K0.1%+40+1.1%AddedHistory
JNJJohnson & JohnsonStock2,971$477.0K0.1%−4,707−61.3%ReducedHistory
USBUS Bancorp DECOM NEW8,004$477.0K0.1%+481+6.4%AddedHistory
EXPEExpedia Group, Inc.Stock2,933$478.0K0.1%+65+2.3%AddedHistory
DDominion Energy, IncStock6,743$491.0K0.1%−69−1.0%ReducedHistory
INTCIntel CorpStock9,143$493.0K0.1%−6,620−42.0%ReducedHistory
TSLATesla, Inc.Stock630$493.0K0.1%−126−16.7%ReducedHistory
NNNNNN REIT, Inc.REIT11,610$501.0K0.1%−300−2.5%ReducedHistory
CICigna GroupStock2,499$502.0K0.1%+192+8.3%AddedHistory
MPCMarathon Petroleum CorpStock8,135$504.0K0.1%+415+5.4%AddedHistory
CCICrown Castle Inc.REIT2,895$504.0K0.1%−5−0.2%ReducedHistory
PRFTPerficient IncCOM4,459$518.0K0.1%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM3,549$524.0K0.1%−70−1.9%ReducedHistory
AEPAmerican Electric Power Co IncStock6,371$525.0K0.1%−122−1.9%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,060$528.0K0.1%00.0%Unchanged–

Sold out since Q2 2021 (13)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Summit X, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464288281JPMORGAN USD EMG4,972$552.0K0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF34,290$526.0K0.1%–
PDDPDD Holdings Inc.SPONSORED ADS3,601$456.0K0.1%History
PNWPinnacle West Capital CorpCOM4,380$360.0K0.1%History
MDYSPDR S&P Midcap 400 ETF TrustETF446$218.0K0.1%History
BUDAnheuser-Busch InBev SA/NVADR2,938$213.0K0.1%History
NVSNovartis AGADR2,307$209.0K0.1%History
Alps Clean Energy ETF00162Q460ETF2,722$207.0K0.1%–
iShares MSCI Eafe ETF464287465ETF2,571$203.0K0.1%–
TDOCTeladoc Health, Inc.COM1,205$203.0K0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW11,560$201.0K0.1%–
KOPNKopin CorpCOM16,300$134.0K<0.1%History
BIOLBiolase, IncCOM NEW10,000$7.00K<0.1%History