Skip to main content

AE Wealth Management LLC

SEC CIK
0001697723
Latest filing
Aug 3, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
1,233
+4 vs. Q2 2024
Portfolio value
$11.0B
+$1.03B (+10.3%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of AE Wealth Management LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,532,986$357.2M3.2%−106,291−6.5%ReducedHistory
MSFTMicrosoft CorpStock678,418$291.9M2.6%+60,334+9.8%AddedHistory
NVDANVIDIA CorpStock2,173,713$264.0M2.4%+389,722+21.8%AddedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF4,404,425$216.0M2.0%+129,364+3.0%Added–
Vanguard S&P 500 ETF922908363ETF376,463$198.6M1.8%−30,512−7.5%Reduced–
iShares Core S&P 500 ETF464287200ETF315,893$182.2M1.7%+29,283+10.2%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,194,870$182.0M1.7%+821,145+59.8%Added–
AMZNAmazon Com IncStock950,409$177.1M1.6%+94,335+11.0%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF2,462,694$166.3M1.5%−17,922−0.7%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF654,101$143.9M1.3%−7,219−1.1%Reduced–
American Centy ETF Tr025072562AVANTIS CORE FI3,110,501$132.2M1.2%+2,345,310+306.5%Added–
GOOGLAlphabet Inc.Stock791,636$131.3M1.2%+60,747+8.3%AddedHistory
Aim ETF Products Trust00888H729ALLIANZIM US EQT3,950,633$120.5M1.1%+3,950,633New–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,964,784$103.9M0.9%+395,546+25.2%Added–
SPYSPDR S&P 500 ETF TrustETF178,644$102.5M0.9%−1,548−0.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock207,456$95.5M0.9%+7,860+3.9%AddedHistory
METAMeta Platforms, Inc.Stock165,964$95.0M0.9%+859+0.5%AddedHistory
Aim ETF Products Trust00888H711ALLIA US AUG ETF3,231,441$93.2M0.8%+3,231,441New–
Aim ETF Products Trust00888H646ALLIANZIM U S LA3,539,510$93.0M0.8%+202,099+6.1%Added–
First Tr Exchng Traded FD VI33740F433FT VEST U.S EQT2,606,393$92.3M0.8%+214,945+9.0%Added–
Aim ETF Products Trust00888H687ALLIANZIM US EQT3,191,059$91.0M0.8%+3,191,059New–
iShares Tr464289420RUS TP200 VL ETF1,040,613$84.6M0.8%+88,013+9.2%Added–
XOMExxonMobil Holdings CorpCOM717,913$84.2M0.8%+53,861+8.1%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF465,159$83.4M0.8%+11,214+2.5%Added–
iShares Tr464288885EAFE GRWTH ETF757,945$81.6M0.7%+11,301+1.5%Added–
PGProcter & Gamble CoStock453,607$78.6M0.7%+18,514+4.3%AddedHistory
iShares S&P 500 Growth ETF464287309ETF798,495$76.5M0.7%−33,663−4.0%Reduced–
AVGOBroadcom Inc.Stock431,653$74.5M0.7%+384,843+822.1%AddedConverted for a 10-for-1 splitHistory
JPMJPMorgan Chase & CoStock351,198$74.1M0.7%−88,201−20.1%ReducedHistory
UNHUnitedHealth Group IncStock125,972$73.7M0.7%+2,839+2.3%AddedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT1,836,949$72.9M0.7%+147,640+8.7%Added–
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,425,638$72.5M0.7%+85,802+6.4%Added–
MCDMcDonalds CorpStock222,879$67.9M0.6%+1,761+0.8%AddedHistory
HDHome Depot, Inc.Stock163,622$66.3M0.6%−8,869−5.1%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,123,205$66.3M0.6%−24,709−2.2%Reduced–
LLYEli Lilly & CoStock73,218$64.9M0.6%+9,605+15.1%AddedHistory
BlackRock ETF Trust09290C103ISHARES US EQUIT1,209,720$59.8M0.5%+26,368+2.2%Added–
TSLATesla, Inc.Stock222,488$58.2M0.5%−36,984−14.3%ReducedHistory
PIMCO ETF Tr72201R577ULTR SH GO AC FD573,254$58.0M0.5%−465,760−44.8%Reduced–
iShares Tr464288877EAFE VALUE ETF1,007,445$58.0M0.5%+192,335+23.6%Added–
MRKMerck & Co., Inc.Stock500,149$56.8M0.5%+92,811+22.8%AddedHistory
PIMCO ETF Tr72201R585MULTISECTOR BD2,120,622$56.5M0.5%+1,524,483+255.7%Added–
iShares Tr46436E7180-3 MTH TREASURY551,681$55.6M0.5%+45,764+9.0%Added–
JNJJohnson & JohnsonStock339,721$55.1M0.5%+18,207+5.7%AddedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF1,415,085$54.5M0.5%+1,302,951+1,162.0%Added–
Fidelity Covington Trust316092709MSCI INDL INDX744,776$53.8M0.5%+48,802+7.0%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF858,872$49.3M0.4%−1,774−0.2%Reduced–
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR978,105$48.8M0.4%+61,209+6.7%Added–
SPDR Series Trust78464A821ST STR SP400GRW554,370$48.6M0.4%−190,620−25.6%Reduced–
VVisa Inc.Stock175,454$48.2M0.4%−3,423−1.9%ReducedHistory
CSCOCisco Systems, Inc.Stock886,458$47.2M0.4%+30,792+3.6%AddedHistory
Aim ETF Products Trust00888H406ALLIANZIM US EQT1,335,293$46.1M0.4%+44,105+3.4%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF455,240$45.8M0.4%+15,257+3.5%Added–
Aim ETF Products Trust00888H695ALLIANZIM US LRG1,522,381$45.8M0.4%+1,522,381New–
ABBVAbbVie Inc.Stock225,929$44.6M0.4%−29,742−11.6%ReducedHistory
CVXChevron CorpStock300,768$44.3M0.4%−30,852−9.3%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF929,056$43.9M0.4%+54,786+6.3%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS494,686$43.8M0.4%+114,460+30.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF559,436$43.7M0.4%+389,240+228.7%Added–
Invesco QQQ Trust Series I46090E103ETF88,980$43.4M0.4%−13,718−13.4%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF1,830,154$42.9M0.4%+286,707+18.6%Added–
TAT&T Inc.Stock1,898,991$41.8M0.4%+23,269+1.2%AddedHistory
iShares Tr464289479CORE LT USDB ETF768,129$40.9M0.4%−165,312−17.7%Reduced–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF774,176$40.7M0.4%+52,129+7.2%Added–
MAMastercard IncStock80,234$39.6M0.4%+4,008+5.3%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF296,892$39.3M0.4%+12,319+4.3%Added–
VZVerizon Communications IncStock856,691$38.5M0.3%+23,890+2.9%AddedHistory
Elevation Series Trust210322509TRUESHARES QUART1,527,546$38.2M0.3%+1,527,546New–
ICEIntercontinental Exchange, Inc.Stock235,003$37.8M0.3%+19,092+8.8%AddedHistory
Collaborative Investmnt Ser19423L524MOHR SECTOR NAV1,211,130$37.6M0.3%+785,396+184.5%Added–
iShares Russell 2000 Growth ETF464287648ETF131,460$37.3M0.3%+19,491+17.4%Added–
SPDR Series Trust78464A664ST LON TREAS ETF1,282,682$37.3M0.3%+486,946+61.2%Added–
SPDR Series Trust78464A144ST STR CORPO ETF1,237,389$37.2M0.3%+6,499+0.5%Added–
Fidelity Covington Trust316092378FIDELITY US MLTF1,089,674$36.9M0.3%+1,089,674New–
AMDAdvanced Micro Devices IncStock222,521$36.5M0.3%+24,364+12.3%AddedHistory
iShares Tr464288414NATIONAL MUN ETF336,047$36.5M0.3%+16,424+5.1%Added–
CRMSalesforce, Inc.Stock133,288$36.5M0.3%−17,502−11.6%ReducedHistory
Fidelity MSCI Materials Index ETF316092881ETF670,853$36.4M0.3%+106,205+18.8%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF380,707$36.0M0.3%+285,459+299.7%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS589,438$35.6M0.3%+109,566+22.8%Added–
TMOThermo Fisher Scientific Inc.Stock55,563$34.4M0.3%+6,006+12.1%AddedHistory
SPGIS&P Global Inc.Stock65,753$34.0M0.3%+3,672+5.9%AddedHistory
PEPPepsiCo IncStock199,470$33.9M0.3%−69,393−25.8%ReducedHistory
GSGoldman Sachs Group IncStock67,736$33.5M0.3%+8,905+15.1%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF630,597$32.7M0.3%+83,030+15.2%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF407,171$32.4M0.3%+69,493+20.6%Added–
Simplify Exchange Traded Fun82889N657SHORT TERM TREA1,384,782$31.8M0.3%+372,893+36.9%Added–
iShares Tr464288588MBS ETF330,991$31.7M0.3%+178,163+116.6%Added–
Series Portfolios Tr81752T486PANAGRAM AAA1,207,039$30.8M0.3%+281,768+30.5%Added–
PMPhilip Morris International Inc.Stock250,371$30.4M0.3%+1,923+0.8%AddedHistory
IEXIdex CorpCOM141,688$30.4M0.3%+13,727+10.7%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD639,391$30.1M0.3%+154,753+31.9%Added–
AFLAflac IncStock269,139$30.1M0.3%+36,166+15.5%AddedHistory
Schwab International Equity ETF808524805ETF728,115$29.9M0.3%+428,928+143.4%Added–
MOAltria Group, Inc.Stock584,352$29.8M0.3%−14,752−2.5%ReducedHistory
Avantis Emerging Markets Ex-Chn Eq ETF02507A101SHS532,144$28.8M0.3%+532,144New–
iShares Tr46428743220 YR TR BD ETF290,649$28.5M0.3%−3,905−1.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF73,873$28.4M0.3%−5,001−6.3%Reduced–
iShares Inc46434G764MSCI EMRG CHN460,111$28.1M0.3%+55,944+13.8%Added–
Listed FD Tr53656F672TRUESHARES DEC752,763$28.0M0.3%+133,570+21.6%Added–

Sold out since Q2 2024 (114)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 114 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Collaborative Investmnt Ser19423L623MOHR GROWTH ETF1,430,475$30.6M0.3%–
Collaborative Investmnt Ser19423L474MOHR IND NAV ETF459,807$12.1M0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP64,418$5.23M0.1%–
THCTenet Healthcare CorpCOM NEW35,723$4.75M<0.1%History
JNPRJuniper Networks IncCOM127,197$4.64M<0.1%History
SEESealed Air CorpCOM117,564$4.09M<0.1%History
iShares Inc46434G509CUR HD MSCI EM131,182$3.56M<0.1%–
WALWestern Alliance BancorporationCOM43,309$2.72M<0.1%History
Ssga Active Tr78470P846ST STR BLACK ETF88,001$2.49M<0.1%–
CTLTCatalent, Inc.COM41,304$2.32M<0.1%History
MKC.VMcCormick & Co IncCOM VTG30,322$2.09M<0.1%History
LEALear CorpCOM NEW13,043$1.49M<0.1%History
GENGen Digital Inc.Stock56,547$1.41M<0.1%History
ACUAcme United CorpCOM40,000$1.40M<0.1%History
HUMHumana IncStock3,507$1.31M<0.1%History
Aim ETF Products Trust00888H851US LRGCP B10 NOV37,039$1.15M<0.1%–
AGCOAGCO CorpCOM11,727$1.15M<0.1%History
DLTRDollar Tree, Inc.COM10,696$1.14M<0.1%History
LRCXLam Research CorpCOM957$1.02M<0.1%History
BLKBlackRock, Inc.COM1,162$915.0K<0.1%History
GMEGameStop Corp.Stock36,245$894.9K<0.1%History
Tidal ETF Tr886364660ZEGA BUY AND HED45,717$893.3K<0.1%–
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundCOM117,643$878.8K<0.1%History
NATHNathans Famous, Inc.COM12,000$813.4K<0.1%History
SMCISuper Micro Computer, Inc.COM980$803.0K<0.1%History
FFBCFirst Financial BancorpCOM34,274$761.6K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP13,591$669.3K<0.1%–
BRK.ABerkshire Hathaway IncCL A1$612.2K<0.1%History
Microsectors Fang Plus Index 3X063679534ETP1,345$598.8K<0.1%–
Direxion Shs ETF Tr25461A833DAILY NVDA BULL4,792$532.9K<0.1%–
LNGCheniere Energy, Inc.COM NEW2,801$489.7K<0.1%History
KRGKite Realty Group TrustCOM NEW20,480$458.3K<0.1%History
PNWPinnacle West Capital CorpCOM5,786$441.9K<0.1%History
IVTInvenTrust Properties Corp.COM NEW17,368$430.0K<0.1%History
BALLBALL CorpCOM6,590$395.5K<0.1%History
CSWCSW Industrials, Inc.COM1,473$390.8K<0.1%History
IBNIcici Bank LtdADR13,305$383.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS13,462$374.8K<0.1%History
BBDCBarings BDC, Inc.COM38,113$370.8K<0.1%History
Exchange Listed FDS Tr30151E723CABANA TARGET 716,584$364.6K<0.1%–
ELFe.l.f. Beauty, Inc.COM1,626$342.6K<0.1%History
PAGPenske Automotive Group, Inc.COM2,269$338.1K<0.1%History
iShares Tr46434V878ULTRA SHORT DUR6,492$328.1K<0.1%–
SWKSSkyworks Solutions, Inc.Stock3,043$324.3K<0.1%History
VMRKVivmark ResidentialSH BEN INT4,634$321.3K<0.1%History
UHAL.BU-Haul Holding CoCOM SER N5,278$316.8K<0.1%History
WRKWestRock CoCOM6,259$314.6K<0.1%History
CTRACoterra Energy Inc.Stock11,481$306.2K<0.1%History
MKLMarkel Group Inc.COM194$305.7K<0.1%History
TROWPrice T Rowe Group IncStock2,645$305.0K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF2,893$292.5K<0.1%–
CHDNChurchill Downs IncCOM2,045$285.5K<0.1%History
BMOBank of MontrealCOM3,296$276.4K<0.1%History
NSSCNapco Security Technologies, IncStock5,189$269.6K<0.1%History
SPDR Series Trust78468R804ST STR R1K LOWV1,727$263.5K<0.1%–
BIIBBiogen Inc.COM1,118$259.2K<0.1%History
ESGREnstar Group LTDSHS832$254.3K<0.1%History
VanEck ETF Trust92189F353EMERGING MRKT HI13,074$250.2K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,469$245.4K<0.1%–
EOGEOG Resources IncStock1,933$243.2K<0.1%History
OMFOneMain Holdings, Inc.COM4,984$241.7K<0.1%History
EMNEastman Chemical CoStock2,448$239.8K<0.1%History
LHLabcorp Holdings Inc.Stock1,173$238.8K<0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET7,585$233.6K<0.1%–
CPBCAMPBELL'S CoCOM5,100$230.4K<0.1%History
TRMBTrimble Inc.COM4,089$228.7K<0.1%History
EXEExpand Energy CorpCOM2,780$228.5K<0.1%History
WINGWingstop Inc.COM540$228.3K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY7,424$226.1K<0.1%–
RIVNRivian Automotive, Inc.Stock16,803$225.5K<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS9,841$222.9K<0.1%–
GLGlobe Life Inc.COM2,695$221.7K<0.1%History
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS4,550$221.5K<0.1%–
CMCCommercial Metals CoStock4,025$221.4K<0.1%History
MKSIMKS IncCOM1,659$216.6K<0.1%History
CFFNCapitol Federal Financial, Inc.COM39,413$216.4K<0.1%History
ETF Opportunities Trust26923N819T REX 2X LONG1,269$214.4K<0.1%–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF5,626$213.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM3,998$209.9K<0.1%–
COINCoinbase Global, Inc.COM CL A941$209.1K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES4,315$207.7K<0.1%–
BKRBaker Hughes CoCL A5,902$207.6K<0.1%History
TMToyota Motor CorpADS1,001$205.2K<0.1%History
APTVAptiv PLCSHS2,903$204.4K<0.1%History
Schwab Fundamental Emerging Markets Equity ETF808524730ETF6,907$204.2K<0.1%–
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT21,538$203.5K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF7,433$203.0K<0.1%–
CXTCrane NXT, Co.COM3,293$202.2K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,054$201.0K<0.1%–
AMEAmetek IncCOM1,203$200.6K<0.1%History
CMECME Group Inc.COM1,018$200.2K<0.1%History
FULTFulton Financial CorpCOM10,155$172.4K<0.1%History
PKSTPeakstone Realty TrustCommon Stock15,875$171.7K<0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM26,550$157.7K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS10,304$154.9K<0.1%History
VTRSViatris IncStock13,111$139.4K<0.1%History
UECUranium Energy CorpCOM20,856$125.3K<0.1%History
FSMFortuna Mining Corp.Stock24,057$117.6K<0.1%History
MDXGMimedx Group, Inc.COM14,916$103.4K<0.1%History
DMADestra Multi-Alternative FundCOMMON SHARES12,188$98.4K<0.1%History