Skip to main content
Livermore
Livermore
ZHEN

KCS Wealth Advisory

SEC CIK
0001697719
Latest filing
Nov 3, 2023

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 3, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
133
−20 vs. Q2 2023
Portfolio value
$234.5M
−$54.1M (−18.7%) vs. Q2 2023
Filed
Nov 3, 2023
SEC
Holdings of KCS Wealth Advisory in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock169,875$29.1M12.4%−6,076−3.5%ReducedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL250,266$12.6M5.4%−53,949−17.7%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS203,100$11.7M5.0%−29,666−12.7%Reduced–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF166,015$8.29M3.5%−396−0.2%Reduced–
iShares Core S&P 500 ETF464287200ETF12,949$5.56M2.4%−7,255−35.9%Reduced–
iShares Tr464288588MBS ETF56,949$5.06M2.2%+1,201+2.2%Added–
METAMeta Platforms, Inc.Stock15,586$4.68M2.0%−5,737−26.9%ReducedHistory
MSFTMicrosoft CorpStock14,416$4.55M1.9%−5,513−27.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock12,398$4.34M1.9%−2,773−18.3%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF53,619$4.07M1.7%−4,865−8.3%Reduced–
GOOGAlphabet Inc.Stock29,778$3.93M1.7%−4,727−13.7%ReducedHistory
NVONovo Nordisk A SADR40,974$3.73M1.6%−4,862−10.6%ReducedConverted for a 2-for-1 splitHistory
AMATApplied Materials IncStock23,595$3.27M1.4%−2,792−10.6%ReducedHistory
EP.PCKinder Morgan, Inc.Convertible Preferred71,266$3.24M1.4%−13,223−15.7%ReducedHistory
CMCSAComcast CorpStock70,414$3.12M1.3%−10,601−13.1%ReducedHistory
PCARPaccar IncCOM36,041$3.06M1.3%−10,808−23.1%ReducedHistory
JPMJPMorgan Chase & CoStock20,839$3.02M1.3%−3,136−13.1%ReducedHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/202184,533$2.96M1.3%−48,048−20.7%Reduced–
KRKroger CoStock66,067$2.96M1.3%−9,545−12.6%ReducedHistory
MSMorgan StanleyStock36,033$2.94M1.3%−5,514−13.3%ReducedHistory
ELVElevance Health, Inc.Stock6,727$2.93M1.2%+248+3.8%AddedHistory
VVisa Inc.Stock12,699$2.92M1.2%−1,677−11.7%ReducedHistory
COSTCostco Wholesale CorpStock5,001$2.83M1.2%−477−8.7%ReducedHistory
NWSNews CorpCL B133,440$2.78M1.2%−19,494−12.7%ReducedHistory
VZVerizon Communications IncStock85,176$2.76M1.2%−2,782−3.2%ReducedHistory
MELIMercadolibre IncCOM2,173$2.76M1.2%−88−3.9%ReducedHistory
UBSUBS Group AGStock102,956$2.54M1.1%−19,011−15.6%ReducedHistory
PKGPackaging Corp of AmericaStock16,269$2.50M1.1%−3,686−18.5%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR27,531$2.39M1.0%−1,080−3.8%ReducedHistory
SUSuncor Energy IncStock66,950$2.30M1.0%−5,966−8.2%ReducedHistory
AMZNAmazon Com IncStock17,580$2.23M1.0%−3,838−17.9%ReducedHistory
iShares Tr46436E841IBONDS 27 TRM TS99,685$2.18M0.9%−11,022−10.0%Reduced–
AIVApartment Investment & Management CoCL A316,768$2.15M0.9%−57,658−15.4%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG26,025$2.15M0.9%−3,230−11.0%Reduced–
PEPPepsiCo IncStock11,553$1.96M0.8%−1,432−11.0%ReducedHistory
MCKMcKesson CorpStock4,425$1.92M0.8%−498−10.1%ReducedHistory
Janus Detroit STR Tr47103U753B-BBB CLO ETF40,050$1.90M0.8%+15,930+66.0%Added–
iShares Core MSCI Europe ETF46434V738ETF38,009$1.89M0.8%−26,531−41.1%Reduced–
UNHUnitedHealth Group IncStock3,670$1.85M0.8%−1,194−24.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF28,653$1.84M0.8%−22,546−44.0%Reduced–
Ramco-Gershenson Properties Trust74971D200PERP PFD-D CV34,234$1.74M0.7%−5,009−12.8%Reduced–
BDXBecton Dickinson & CoStock6,613$1.71M0.7%−388−5.5%ReducedHistory
KLACKLA CorpCOM NEW3,705$1.70M0.7%−331−8.2%ReducedHistory
BNYBank of New York Mellon CorpStock39,417$1.68M0.7%−3,019−7.1%ReducedHistory
GMGeneral Motors CoCOM48,628$1.60M0.7%−9,401−16.2%ReducedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF30,523$1.50M0.6%−29,043−48.8%Reduced–
BLKBlackRock, Inc.COM2,222$1.44M0.6%−361−14.0%ReducedHistory
BMYBristol Myers Squibb CoStock24,038$1.40M0.6%−2,459−9.3%ReducedHistory
RUSHARush Enterprises IncCL A32,774$1.34M0.6%+12,143+58.9%AddedHistory
VSTVistra Corp.Stock40,124$1.33M0.6%−5,170−11.4%ReducedHistory
MRKMerck & Co., Inc.Stock12,644$1.30M0.6%−1,330−9.5%ReducedHistory
BABAAlibaba Group Holding LtdADR14,899$1.29M0.6%−173−1.1%ReducedHistory
RIORio Tinto PLCADR19,189$1.22M0.5%−1,052−5.2%ReducedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK53,603$1.22M0.5%−13,145−19.7%ReducedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW60,399$1.20M0.5%−5,807−8.8%ReducedHistory
PYPLPayPal Holdings, Inc.Stock20,503$1.20M0.5%−3,983−16.3%ReducedHistory
OPYOppenheimer Holdings IncCL A NON VTG31,131$1.19M0.5%−2,766−8.2%ReducedHistory
SFStifel Financial CorpCOM19,133$1.18M0.5%−3,911−17.0%ReducedHistory
MARMarriott International IncStock5,812$1.14M0.5%−497−7.9%ReducedHistory
AERAerCap Holdings N.V.SHS17,965$1.13M0.5%−2,172−10.8%ReducedHistory
SAPSAP SEADR8,571$1.11M0.5%−658−7.1%ReducedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD52,038$1.10M0.5%−6,943−11.8%Reduced–
ALLYAlly Financial Inc.Stock38,930$1.04M0.4%−10,980−22.0%ReducedHistory
CBLCBL & Associates Properties IncCOMMON STOCK49,336$1.04M0.4%−1,486−2.9%ReducedHistory
GTXGarrett Motion Inc.Stock124,219$978.8K0.4%−82,282−39.8%ReducedHistory
NVDANVIDIA CorpStock2,222$966.5K0.4%00.0%UnchangedHistory
TYGTortoise Energy Infrastructure CorpCOM32,853$949.5K0.4%+3,739+12.8%AddedHistory
INFYInfosys LtdSPONSORED ADR54,546$933.3K0.4%+2,079+4.0%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock4,893$931.1K0.4%−846−14.7%ReducedHistory
AONAon plcCL A2,866$929.2K0.4%−207−6.7%ReducedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF33,452$848.3K0.4%+11,886+55.1%Added–
HPQHP IncStock32,700$840.4K0.4%−3,625−10.0%ReducedHistory
EMBJEmbraer S.A.ADR58,142$797.7K0.3%−5,420−8.5%ReducedHistory
GSKGSK plcADR21,391$775.4K0.3%+314+1.5%AddedHistory
PFEPfizer IncStock22,900$759.6K0.3%+10,469+84.2%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR49,497$742.0K0.3%−9,603−16.2%ReducedHistory
KBKB Financial Group Inc.SPONSORED ADR17,953$738.0K0.3%−1,384−7.2%ReducedHistory
DEODiageo PLCSPON ADR NEW4,913$732.9K0.3%+1,388+39.4%AddedHistory
SONYSony Group CorpSPONSORED ADR8,874$731.3K0.3%+537+6.4%AddedHistory
iShares Inc464286251JP MRG EM CRP BD17,144$725.0K0.3%−2,880−14.4%Reduced–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW12,175$708.0K0.3%−9,414−43.6%Reduced–
Invesco High Income 2023 Tar46135X108COM103,134$702.3K0.3%+19,326+23.1%Added–
iShares Tr46434V860TRS FLT RT BD13,787$699.6K0.3%−47,613−77.5%Reduced–
LXP.PCLXP Industrial TrustPREFERRED14,633$659.5K0.3%−6,535−30.9%ReducedHistory
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF24,731$654.1K0.3%−15,783−39.0%Reduced–
FLG.PUFlagstar Bank, National AssociationUNIT 11/01/205117,788$648.7K0.3%−4,900−21.6%ReducedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT12,340$621.6K0.3%−11,517−48.3%Reduced–
EIXEdison InternationalStock9,241$584.9K0.2%−1,401−13.2%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF11,911$566.9K0.2%−3,600−23.2%Reduced–
SPE.PCSpecial Opportunities Fund, Inc.2.75% CNV PFD C24,706$560.8K0.2%−5,547−18.3%ReducedHistory
First Tr Exchng Traded FD VI33740U406FT VEST U.S.15,225$511.1K0.2%−15,041−49.7%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF8,699$503.9K0.2%−3,610−29.3%Reduced–
FDXFedEx CorpStock1,894$501.8K0.2%−192−9.2%ReducedHistory
FISVFiserv IncStock4,389$495.8K0.2%−13−0.3%ReducedHistory
JDJD.com, Inc.SPON ADS CL A16,916$492.8K0.2%+6,363+60.3%AddedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF10,579$464.2K0.2%−6,296−37.3%Reduced–
HDHome Depot, Inc.Stock1,509$456.0K0.2%+118+8.5%AddedHistory
SCHWSchwab Charles CorpStock7,531$413.5K0.2%−127−1.7%ReducedHistory
GOOGLAlphabet Inc.Stock3,085$403.7K0.2%−2,942−48.8%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF6,825$394.8K0.2%−1,277−15.8%Reduced–

Sold out since Q2 2023 (23)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of KCS Wealth Advisory sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
GERGoldman Sachs MLP & Energy Renaissance FundCOM161,563$2.53M0.9%History
EPR.PEEpr PropertiesCONV PFD 9% SR E44,383$1.26M0.4%History
iShares Tr46436E874IBONDS 24 TRM TS22,130$526.7K0.2%–
MDYSPDR S&P Midcap 400 ETF TrustETF861$412.3K0.1%History
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA17,870$387.3K0.1%–
American Centy ETF Tr025072604AVANTIS EMGMKT6,593$354.8K0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY3,520$352.2K0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF1,675$339.6K0.1%–
LOWLowes Companies IncStock1,504$339.5K0.1%History
iShares Tr46436E569ESG SELECT SCRE9,346$316.0K0.1%–
Franklin Templeton ETF Tr35473P660FRANKLIN ASIA13,711$288.4K0.1%–
MAMastercard IncStock670$263.5K0.1%History
AVGOBroadcom Inc.Stock293$254.2K0.1%History
ALXAlexanders IncCOM1,323$243.2K0.1%History
TPHTri Pointe Homes, Inc.COM7,020$230.7K0.1%History
iShares Tr464288695GLOBAL MATER ETF2,608$213.5K0.1%–
iShares Inc464286145MSCI FRONTIER8,114$209.9K0.1%–
SYKStryker CorpStock685$209.0K0.1%History
UPSUnited Parcel Service IncStock1,158$207.6K0.1%History
iShares Tr464287721U.S. TECH ETF1,890$205.8K0.1%–
iShares Russell 1000 Growth ETF464287614ETF739$203.4K0.1%–
AXPAmerican Express CoStock1,167$203.3K0.1%History
IBNIcici Bank LtdADR8,761$202.2K0.1%History