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Livermore
Livermore
ZHEN

CPWM, LLC

SEC CIK
0001697457
Latest filing
Nov 14, 2022

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
333
−40 vs. Q2 2022
Portfolio value
$1.06B
−$59.9M (−5.3%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of CPWM, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ENJYLegacy EJY, Inc.COMMON STOCK100,000$2.00K<0.1%+100,000NewHistory
OPOpenPayd Global Holdings LtdCOMMON STOCK28,237$9.00K<0.1%+656+2.4%AddedHistory
AQBAquabounty Technologies IncCOM NEW25,000$20.0K<0.1%+25,000NewHistory
BDSXBiodesix IncCOM15,497$20.0K<0.1%00.0%UnchangedHistory
NSLNuveen Senior Income FundCOM10,415$49.0K<0.1%00.0%UnchangedHistory
TEADTeads Holding Co.COM13,903$51.0K<0.1%00.0%UnchangedHistory
DSXDiana Shipping Inc.COM15,597$56.0K<0.1%+737+5.0%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS15,049$60.0K<0.1%−2,248−13.0%ReducedHistory
LFLYLeafly Holdings, Inc.COMMON STOCK120,608$82.0K<0.1%+120,608NewHistory
ORGNOrigin Materials, Inc.COM21,577$111.0K<0.1%00.0%UnchangedHistory
IBRXImmunityBio, Inc.COM23,630$117.0K<0.1%+23,630NewHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT23,609$130.0K<0.1%+23,609NewHistory
HAHawaiian Holdings IncCOM10,016$132.0K<0.1%+10,016NewHistory
JBLUJetBlue Airways CorpCOM20,000$133.0K<0.1%−104−0.5%ReducedHistory
NSTGNS Wind Down Co., Inc.COM12,848$164.0K<0.1%00.0%UnchangedHistory
SANASana Biotechnology, Inc.COM28,678$172.0K<0.1%−25,000−46.6%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0278,011$183.0K<0.1%+78,011New–
HLNHaleon plcADR31,181$190.0K<0.1%+31,181NewHistory
NUVNuveen Municipal Value Fund IncCOM23,418$198.0K<0.1%+23,418NewHistory
MARMarriott International IncStock1,435$201.0K<0.1%−60−4.0%ReducedHistory
CLXClorox CoStock1,565$201.0K<0.1%+1,565NewHistory
DFSDiscover Financial ServicesCOM2,225$202.0K<0.1%−208−8.5%ReducedHistory
CARRCarrier Global CorpStock5,742$204.0K<0.1%−1,055−15.5%ReducedHistory
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF2,273$204.0K<0.1%−2,767−54.9%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF2,155$207.0K<0.1%00.0%Unchanged–
PSFEPaysafe LtdORD150,163$207.0K<0.1%−680.0%ReducedHistory
GLGlobe Life Inc.COM2,082$208.0K<0.1%+2,082NewHistory
PLDPrologis, Inc.REIT2,079$211.0K<0.1%−467−18.3%ReducedHistory
AXPAmerican Express CoStock1,575$213.0K<0.1%−382−19.5%ReducedHistory
CAGConagra Brands Inc.Stock6,537$213.0K<0.1%−177−2.6%ReducedHistory
Dimensional ETF Trust25434V740EMERGING MKTS VA10,363$213.0K<0.1%−11,533−52.7%Reduced–
Vanguard Communication Services ETF92204A884ETF2,622$216.0K<0.1%−3,367−56.2%Reduced–
LOWLowes Companies IncStock1,168$219.0K<0.1%−789−40.3%ReducedHistory
NEMNEWMONT CorpStock5,232$220.0K<0.1%−1,336−20.3%ReducedHistory
GDGeneral Dynamics CorpStock1,046$222.0K<0.1%−411−28.2%ReducedHistory
LAMRLamar Advertising CoREIT2,707$223.0K<0.1%−1,931−41.6%ReducedHistory
CMICummins IncStock1,113$227.0K<0.1%−50−4.3%ReducedHistory
CCICrown Castle Inc.REIT1,606$232.0K<0.1%−165−9.3%ReducedHistory
SYYSysco CorpStock3,290$233.0K<0.1%−405−11.0%ReducedHistory
UCIBUBS AGETRA BL CO MAT 510,270$233.0K<0.1%+10,270NewHistory
HIWHighwoods Properties, Inc.COM8,696$234.0K<0.1%−8,038−48.0%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,608$235.0K<0.1%+6,608NewHistory
YUMYum Brands IncStock2,222$236.0K<0.1%−74−3.2%ReducedHistory
ABNBAirbnb, Inc.Stock2,243$236.0K<0.1%−58,256−96.3%ReducedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF2,565$238.0K<0.1%+184+7.7%Added–
Vanguard Total International Bond ETF92203J407ETF5,055$241.0K<0.1%+5,055New–
iShares S&P 500 Value ETF464287408ETF1,876$241.0K<0.1%+1,876New–
Alps ETF Tr00162Q676ALERIAN ENERGY12,236$241.0K<0.1%−559−4.4%Reduced–
iShares Tr464287788U.S. FINLS ETF3,600$243.0K<0.1%−3,624−50.2%Reduced–
APDAir Products & Chemicals, Inc.Stock1,047$244.0K<0.1%−7−0.7%ReducedHistory
ATVIActivision Blizzard, Inc.COM3,302$245.0K<0.1%−90−2.7%ReducedHistory
BABAAlibaba Group Holding LtdADR3,072$246.0K<0.1%−1,080−26.0%ReducedHistory
CPBCAMPBELL'S CoCOM5,237$247.0K<0.1%+5,237NewHistory
iShares Tr46429B655FLTG RATE NT ETF4,914$247.0K<0.1%−50−1.0%Reduced–
NFLXNetflix IncStock1,055$248.0K<0.1%−1,179−52.8%ReducedHistory
SYBTStock Yards Bancorp, Inc.COM3,661$249.0K<0.1%00.0%UnchangedHistory
CBChubb LtdStock1,382$251.0K<0.1%−362−20.8%ReducedHistory
SPGIS&P Global Inc.Stock824$252.0K<0.1%−18−2.1%ReducedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,799$255.0K<0.1%+589+26.7%Added–
AIC3.ai, Inc.Stock20,625$258.0K<0.1%+225+1.1%AddedHistory
PLTRPalantir Technologies Inc.Stock31,808$259.0K<0.1%−295−0.9%ReducedHistory
LINLinde PLCSHS960$259.0K<0.1%−116−10.8%ReducedHistory
NEENextera Energy IncStock3,330$261.0K<0.1%−446−11.8%ReducedHistory
ADBEAdobe Inc.Stock962$265.0K<0.1%−96−9.1%ReducedHistory
CACCCredit Acceptance CorpCOM608$266.0K<0.1%−2−0.3%ReducedHistory
FFord Motor CoStock23,819$267.0K<0.1%+9,494+66.3%AddedHistory
iShares Global Clean Energy ETF464288224ETF14,033$268.0K<0.1%+14,033New–
Swedish Expt CR Corp870297801ROG TTL ETN 2234,265$269.0K<0.1%00.0%Unchanged–
ACNAccenture plcStock1,069$275.0K<0.1%−240−18.3%ReducedHistory
ELVElevance Health, Inc.Stock608$276.0K<0.1%−53−8.0%ReducedHistory
ZMZoom Communications, Inc.Stock3,745$276.0K<0.1%−229−5.8%ReducedHistory
KRKroger CoStock6,328$277.0K<0.1%−356−5.3%ReducedHistory
HSYHershey CoCOM1,267$279.0K<0.1%−209−14.2%ReducedHistory
COPConocoPhillipsStock2,745$281.0K<0.1%−650−19.1%ReducedHistory
UNPUnion Pacific CorpStock1,447$282.0K<0.1%−122−7.8%ReducedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF7,062$283.0K<0.1%00.0%Unchanged–
OKEONEOK IncCOM5,526$283.0K<0.1%−55−1.0%ReducedHistory
CMCSAComcast CorpStock9,669$284.0K<0.1%+222+2.3%AddedHistory
PORPortland General Electric CoCOM NEW6,531$284.0K<0.1%−24−0.4%ReducedHistory
BF.BBrown Forman CorpStock4,298$286.0K<0.1%−37−0.9%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,253$287.0K<0.1%−334−12.9%Reduced–
BAXBaxter International IncStock5,345$288.0K<0.1%−162−2.9%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF7,313$288.0K<0.1%+67+0.9%Added–
WBAWalgreens Boots Alliance, Inc.COM9,211$289.0K<0.1%−13,191−58.9%ReducedHistory
PYPLPayPal Holdings, Inc.Stock3,484$300.0K<0.1%−554−13.7%ReducedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL2,673$303.0K<0.1%−5,151−65.8%Reduced–
Ssga Active ETF Tr78467V400GLOBL ALLO ETF8,509$306.0K<0.1%00.0%Unchanged–
PNCPNC Financial Services Group, Inc.Stock2,081$311.0K<0.1%−424−16.9%ReducedHistory
AMCRAmcor plcORD29,352$315.0K<0.1%−124−0.4%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM11,705$324.0K<0.1%00.0%Unchanged–
WBDWarner Bros. Discovery, Inc.Stock28,316$326.0K<0.1%+337+1.2%AddedHistory
ALKAlaska Air Group, Inc.COM8,328$326.0K<0.1%−1,618−16.3%ReducedHistory
MTDMettler Toledo International IncCOM308$334.0K<0.1%−32−9.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,850$348.0K<0.1%+297+19.1%Added–
MSMorgan StanleyStock4,421$349.0K<0.1%−1,700−27.8%ReducedHistory
RFRegions Financial CorpCOM17,782$357.0K<0.1%−199−1.1%ReducedHistory
CFGCitizens Financial Group IncCOM10,411$358.0K<0.1%−1,027−9.0%ReducedHistory
WHRWhirlpool CorpStock2,673$360.0K<0.1%+2+0.1%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF7,824$361.0K<0.1%−2,385−23.4%Reduced–
NVDANVIDIA CorpStock2,980$362.0K<0.1%−1,196−28.6%ReducedHistory

Sold out since Q2 2022 (66)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of CPWM, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Inc464286608MSCI EURZONE ETF72,647$2.64M0.2%–
Vanguard Health Care ETF92204A504ETF9,328$2.20M0.2%–
iShares Tr464288182MSCI AC ASIA ETF23,430$1.62M0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF29,735$1.61M0.1%–
Vanguard World FD921910725ESG INTL STK ETF32,640$1.60M0.1%–
iShares Tr46435G268RUSEL 2500 ETF24,000$1.24M0.1%–
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM50,894$1.13M0.1%–
iShares Inc46434G822MSCI JAPAN ETF19,688$1.04M0.1%–
State Street Financial Select Sector SPDR ETF81369Y605ETF31,655$996.0K0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT3,473$930.0K0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF39,330$920.0K0.1%–
iShares Tr464288745GLB CNS DISC ETF7,245$920.0K0.1%–
RTXRTX CorpStock9,294$893.0K0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF6,616$857.0K0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF24,145$840.0K0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF3,215$731.0K0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF10,083$721.0K0.1%–
SNASnap-on IncCOM3,482$686.0K0.1%History
EXRExtra Space Storage Inc.COM3,478$592.0K0.1%History
Vanguard Consumer Staples ETF92204A207ETF3,133$581.0K0.1%–
HPQHP IncStock16,939$555.0K<0.1%History
STAGSTAG Industrial, Inc.COM16,086$497.0K<0.1%History
AAPAdvance Auto Parts IncCOM2,837$491.0K<0.1%History
iShares Inc464286749MSCI SWITZERLAND11,728$487.0K<0.1%–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF6,327$457.0K<0.1%–
MDCSekisui House U.S., Inc.COM13,825$447.0K<0.1%History
Dimensional ETF Trust25434V773INTL SMALL CAP E21,148$441.0K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF10,706$437.0K<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP2,516$417.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB19,431$412.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH12,950$409.0K<0.1%–
SNOWSnowflake Inc.Stock2,865$398.0K<0.1%History
Vanguard Energy ETF92204A306ETF3,776$376.0K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF3,161$372.0K<0.1%–
iShares Tr464287150CORE S&P TTL STK4,428$371.0K<0.1%–
ALLYAlly Financial Inc.Stock10,137$340.0K<0.1%History
iShares Inc464286509MSCI CDA ETF10,013$337.0K<0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,631$325.0K<0.1%–
iShares Inc464286103MSCI AUST ETF14,897$316.0K<0.1%–
iShares Tr464287754US INDUSTRIALS3,546$313.0K<0.1%–
BBYBest Buy Co IncStock4,727$308.0K<0.1%History
Vanguard Industrials ETF92204A603ETF1,847$302.0K<0.1%–
MDLZMondelez International, Inc.Stock4,821$299.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,773$278.0K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD3,562$272.0K<0.1%–
CRICarters IncCOM3,642$257.0K<0.1%History
STTState Street CorpCOM4,065$251.0K<0.1%History
MCKMcKesson CorpStock736$240.0K<0.1%History
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,458$238.0K<0.1%–
HONHoneywell International IncCOM1,314$228.0K<0.1%History
ADIAnalog Devices IncStock1,545$226.0K<0.1%History
Franklin Templeton ETF Tr35473P660FRANKLIN ASIA10,132$223.0K<0.1%–
FDXFedEx CorpStock980$222.0K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW3,752$220.0K<0.1%–
ASBAssociated Banc-CorpCOM11,990$219.0K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF7,946$218.0K<0.1%–
NVSNovartis AGADR2,526$214.0K<0.1%History
LEGLeggett & Platt IncStock5,921$205.0K<0.1%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,247$204.0K<0.1%–
Global X FDS GLB X MLP Enrg I37950E226CEF2,083$203.0K<0.1%–
EFREaton Vance Senior Floating-Rate TrustCOM14,946$183.0K<0.1%History
RITMRithm Capital Corp.REIT18,022$168.0K<0.1%History
ANIXAnixa Biosciences IncCOM20,000$61.0K<0.1%History
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS11,285$60.0K<0.1%History
MFGMizuho Financial Group IncSPONSORED ADR12,538$28.0K<0.1%History
THMInternational Tower Hill Mines LtdCOM10,100$5.00K<0.1%History