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Livermore
Livermore
ZHEN

CPWM, LLC

SEC CIK
0001697457
Latest filing
Nov 14, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
294
−10 vs. Q2 2021
Portfolio value
$1.09B
−$243.0M (−18.3%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of CPWM, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
THMInternational Tower Hill Mines LtdCOM10,100$8.00K<0.1%00.0%UnchangedHistory
IVRInvesco Mortgage Capital Inc.COM15,984$50.0K<0.1%+15,984NewHistory
NSLNuveen Senior Income FundCOM10,415$61.0K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS14,774$75.0K<0.1%00.0%UnchangedHistory
AWHLAspira Women's Health Inc.COM34,898$113.0K<0.1%−6,000−14.7%ReducedHistory
ORGNOrigin Materials, Inc.COM21,577$147.0K<0.1%+21,577NewHistory
FFord Motor CoStock10,533$149.0K<0.1%−123−1.2%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM14,883$168.0K<0.1%00.0%UnchangedHistory
QTNTQuotient LtdSHS84,000$197.0K<0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock581$201.0K<0.1%−9−1.5%ReducedHistory
NVSNovartis AGADR2,524$206.0K<0.1%−100−3.8%ReducedHistory
HSYHershey CoCOM1,245$211.0K<0.1%00.0%UnchangedHistory
CPRTCopart IncCOM1,527$212.0K<0.1%+1,527NewHistory
MARMarriott International IncStock1,435$213.0K<0.1%+1,435NewHistory
SNAPSnap IncStock2,917$215.0K<0.1%−1,758−37.6%ReducedHistory
SYBTStock Yards Bancorp, Inc.COM3,661$215.0K<0.1%+3,661NewHistory
EFREaton Vance Senior Floating-Rate TrustCOM14,946$218.0K<0.1%−10,238−40.7%ReducedHistory
COUPCoupa Software IncCOM1,000$219.0K<0.1%00.0%UnchangedHistory
BARKBark, Inc.COM32,116$220.0K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM1,044$222.0K<0.1%−88−7.8%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF1,691$223.0K<0.1%00.0%Unchanged–
ELVElevance Health, Inc.Stock603$225.0K<0.1%+39+6.9%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,204$227.0K<0.1%00.0%Unchanged–
EVBGEverbridge, Inc.COM1,518$229.0K<0.1%00.0%UnchangedHistory
Swedish Expt CR Corp870297801ROG TTL ETN 2234,265$230.0K<0.1%00.0%Unchanged–
iShares Global Clean Energy ETF464288224ETF10,734$232.0K<0.1%00.0%Unchanged–
DELLDell Technologies Inc.Stock2,254$235.0K<0.1%+19+0.9%AddedHistory
RVTYRevvity, Inc.COM1,356$235.0K<0.1%00.0%UnchangedHistory
KRKroger CoStock5,837$236.0K<0.1%+65+1.1%AddedHistory
Alps ETF Tr00162Q676ALERIAN ENERGY12,000$236.0K<0.1%00.0%Unchanged–
LAMRLamar Advertising CoREIT2,087$237.0K<0.1%00.0%UnchangedHistory
OKTAOkta, Inc.CL A1,020$242.0K<0.1%−11−1.1%ReducedHistory
EOGEOG Resources IncStock3,034$244.0K<0.1%00.0%UnchangedHistory
DRIDarden Restaurants IncCOM1,612$244.0K<0.1%00.0%UnchangedHistory
CCitigroup IncStock3,519$247.0K<0.1%−105−2.9%ReducedHistory
First Trust Cloud Computing ETF33734X192ETF2,353$248.0K<0.1%+2,353New–
XYZBlock, Inc.CL A1,036$248.0K<0.1%+2+0.2%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/99999,948$249.0K<0.1%+9,948NewHistory
iShares Tr46429B655FLTG RATE NT ETF4,914$250.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF2,218$251.0K<0.1%00.0%Unchanged–
HAHawaiian Holdings IncCOM11,615$252.0K<0.1%+1,615+16.2%AddedHistory
RHIRobert Half Inc.COM2,525$253.0K<0.1%−1,206−32.3%ReducedHistory
CBChubb LtdStock1,490$258.0K<0.1%−11−0.7%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF7,380$260.0K<0.1%00.0%Unchanged–
LEGLeggett & Platt IncStock5,838$262.0K<0.1%00.0%UnchangedHistory
LINLinde PLCSHS896$263.0K<0.1%−36−3.9%ReducedHistory
ATVIActivision Blizzard, Inc.COM3,409$264.0K<0.1%−110−3.1%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,034$265.0K<0.1%−26−2.5%ReducedHistory
SYYSysco CorpStock3,409$268.0K<0.1%−37−1.1%ReducedHistory
CLXClorox CoStock1,623$269.0K<0.1%−15−0.9%ReducedHistory
DFSDiscover Financial ServicesCOM2,204$271.0K<0.1%+15+0.7%AddedHistory
AXPAmerican Express CoStock1,630$273.0K<0.1%−33−2.0%ReducedHistory
MDLZMondelez International, Inc.Stock4,776$278.0K<0.1%+186+4.1%AddedHistory
ACNAccenture plcStock879$281.0K<0.1%−23−2.5%ReducedHistory
KOCoca Cola CoStock5,378$282.0K<0.1%−13,616−71.7%ReducedHistory
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF2,273$282.0K<0.1%00.0%Unchanged–
CCICrown Castle Inc.REIT1,653$286.0K<0.1%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM27,470$286.0K<0.1%00.0%UnchangedHistory
iShares Core High Dividend ETF46429B663ETF3,046$287.0K<0.1%+3,046New–
OTISOtis Worldwide CorpStock3,539$291.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF2,518$292.0K<0.1%−70−2.7%Reduced–
STTState Street CorpCOM3,546$300.0K<0.1%−37−1.0%ReducedHistory
MOHMolina Healthcare, Inc.COM1,104$300.0K<0.1%−6−0.5%ReducedHistory
PORPortland General Electric CoCOM NEW6,451$303.0K<0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock720$306.0K<0.1%−3−0.4%ReducedHistory
JBLUJetBlue Airways CorpCOM20,021$306.0K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT2,476$311.0K<0.1%−115−4.4%ReducedHistory
NEMNEWMONT CorpStock5,745$312.0K<0.1%+22+0.4%AddedHistory
GBDCGolub Capital BDC, Inc.COM19,755$312.0K<0.1%+19,755NewHistory
NEENextera Energy IncStock4,016$315.0K<0.1%−130−3.1%ReducedHistory
LOWLowes Companies IncStock1,554$315.0K<0.1%−20−1.3%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A10,669$323.0K<0.1%+648+6.5%AddedHistory
CVSCVS Health CorpStock3,900$331.0K<0.1%+50+1.3%AddedHistory
MGMMGM Resorts InternationalStock7,670$331.0K<0.1%+7,670NewHistory
CACCCredit Acceptance CorpCOM610$357.0K<0.1%+2+0.3%AddedHistory
IBMInternational Business Machines CorpStock2,594$360.0K<0.1%+206+8.6%AddedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF13,270$362.0K<0.1%+4,404+49.7%Added–
iShares Tr464287788U.S. FINLS ETF4,381$362.0K<0.1%+694+18.8%Added–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,000$365.0K<0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock6,546$366.0K<0.1%−263−3.9%ReducedHistory
CARRCarrier Global CorpStock7,191$372.0K<0.1%−22−0.3%ReducedHistory
OKEONEOK IncCOM6,409$372.0K<0.1%−14−0.2%ReducedHistory
MSMorgan StanleyStock3,831$373.0K<0.1%−22−0.6%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA3,801$374.0K<0.1%+3,801New–
iShares MSCI Acwi Ex U.S. ETF464288240ETF6,816$378.0K<0.1%00.0%Unchanged–
CSXCSX CorpStock12,739$379.0K<0.1%−12−0.1%ReducedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF8,509$388.0K<0.1%00.0%Unchanged–
PSFEPaysafe LtdORD50,000$388.0K<0.1%00.0%UnchangedHistory
RSGRepublic Services, Inc.COM3,259$391.0K<0.1%−58−1.7%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,639$395.0K<0.1%−33−1.2%Reduced–
MTDMettler Toledo International IncCOM301$415.0K<0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP12,656$422.0K<0.1%00.0%Unchanged–
PNCPNC Financial Services Group, Inc.Stock2,166$424.0K<0.1%−13−0.6%ReducedHistory
GSGoldman Sachs Group IncStock1,134$429.0K<0.1%+602+113.2%AddedHistory
SBRASabra Health Care REIT, Inc.REIT29,155$429.0K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock5,340$430.0K<0.1%−622−10.4%ReducedHistory
BF.BBrown Forman CorpStock6,565$440.0K<0.1%−1,156−15.0%ReducedHistory
iShares Tr464289867CORE 60 BALA ETF8,003$444.0K<0.1%+2,482+45.0%Added–
MDTMedtronic plcStock3,570$448.0K<0.1%+29+0.8%AddedHistory
iShares Russell Midcap ETF464287499ETF5,806$454.0K<0.1%+5+0.1%Added–

Sold out since Q2 2021 (27)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of CPWM, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
TNETTrinet Group, Inc.COM99,433$7.21M0.5%History
UPWKUpwork, IncCOM53,044$3.09M0.2%History
UPSUnited Parcel Service IncStock9,046$1.88M0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 14,383$1.51M0.1%History
UNHUnitedHealth Group IncStock3,538$1.42M0.1%History
MGAMagna International IncCOM12,795$1.19M0.1%History
TWLOTwilio IncCL A2,499$985.0K0.1%History
MMM3M CoStock4,708$935.0K0.1%History
TLRYTilray Brands, Inc.COM CL 249,160$889.0K0.1%History
MXIMMaxim Integrated Products IncCOM6,357$670.0K0.1%History
CUZCousins Properties IncCOM NEW17,060$627.0K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR8,388$604.0K<0.1%History
AIGAmerican International Group, Inc.Stock12,221$582.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A9,427$418.0K<0.1%History
TTETotalEnergies SESPONSORED ADS8,380$379.0K<0.1%History
UBERUber Technologies, IncStock6,566$329.0K<0.1%History
UNPUnion Pacific CorpStock1,312$289.0K<0.1%History
STZConstellation Brands, Inc.Stock957$224.0K<0.1%History
SYKStryker CorpStock853$222.0K<0.1%History
FDXFedEx CorpStock733$219.0K<0.1%History
LMNDLemonade, Inc.Stock2,000$219.0K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF2,646$214.0K<0.1%–
GDGeneral Dynamics CorpStock1,124$212.0K<0.1%History
NSCNorfolk Southern CorpStock794$211.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF1,789$211.0K<0.1%–
iShares Russell 2000 Growth ETF464287648ETF643$200.0K<0.1%–
Gabelli Equity Tr Inc362397218RIGHT 07/14/202112,500$1.00K<0.1%–