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Livermore
Livermore
ZHEN

CPWM, LLC

SEC CIK
0001697457
Latest filing
Nov 14, 2022

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
304
−28 vs. Q1 2021
Portfolio value
$1.33B
+$169.8M (+14.6%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of CPWM, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Gabelli Equity Tr Inc362397218RIGHT 07/14/202112,500$1.00K<0.1%+12,500New–
THMInternational Tower Hill Mines LtdCOM10,100$11.0K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS14,774$61.0K<0.1%00.0%UnchangedHistory
NSLNuveen Senior Income FundCOM10,415$62.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock10,656$158.0K<0.1%+113+1.1%AddedHistory
NUVNuveen Municipal Value Fund IncCOM14,883$172.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF643$200.0K<0.1%+643New–
GSGoldman Sachs Group IncStock532$202.0K<0.1%−510−48.9%ReducedHistory
EVBGEverbridge, Inc.COM1,518$207.0K<0.1%+1,518NewHistory
RVTYRevvity, Inc.COM1,356$209.0K<0.1%+1,356NewHistory
NSCNorfolk Southern CorpStock794$211.0K<0.1%+794NewHistory
Fidelity MSCI Information Technology Index ETF316092808ETF1,789$211.0K<0.1%+1,789New–
GDGeneral Dynamics CorpStock1,124$212.0K<0.1%+1,124NewHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF2,646$214.0K<0.1%+10.0%Added–
ELVElevance Health, Inc.Stock564$215.0K<0.1%−30−5.1%ReducedHistory
HSYHershey CoCOM1,245$217.0K<0.1%+1,245NewHistory
LAMRLamar Advertising CoREIT2,087$218.0K<0.1%+2,087NewHistory
Swedish Expt CR Corp870297801ROG TTL ETN 2234,265$218.0K<0.1%00.0%Unchanged–
FDXFedEx CorpStock733$219.0K<0.1%−131−15.2%ReducedHistory
LMNDLemonade, Inc.Stock2,000$219.0K<0.1%−4,000−66.7%ReducedHistory
KRKroger CoStock5,772$221.0K<0.1%+20.0%AddedHistory
SYKStryker CorpStock853$222.0K<0.1%+853NewHistory
DELLDell Technologies Inc.Stock2,235$223.0K<0.1%+2,235NewHistory
LMTLockheed Martin CorpStock590$223.0K<0.1%+5+0.9%AddedHistory
STZConstellation Brands, Inc.Stock957$224.0K<0.1%−3−0.3%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF1,691$225.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,204$228.0K<0.1%00.0%Unchanged–
AWHLAspira Women's Health Inc.COM40,898$230.0K<0.1%00.0%UnchangedHistory
DRIDarden Restaurants IncCOM1,612$235.0K<0.1%−2−0.1%ReducedHistory
CBChubb LtdStock1,501$239.0K<0.1%−160−9.6%ReducedHistory
NVSNovartis AGADR2,624$239.0K<0.1%−654−20.0%ReducedHistory
Alps ETF Tr00162Q676ALERIAN ENERGY12,000$241.0K<0.1%00.0%Unchanged–
HAHawaiian Holdings IncCOM10,000$244.0K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM1,132$248.0K<0.1%+1,132NewHistory
iShares Tr46429B655FLTG RATE NT ETF4,914$250.0K<0.1%00.0%Unchanged–
iShares Global Clean Energy ETF464288224ETF10,734$252.0K<0.1%+924+9.4%Added–
XYZBlock, Inc.CL A1,034$252.0K<0.1%−316−23.4%ReducedHistory
OKTAOkta, Inc.CL A1,031$252.0K<0.1%−5−0.5%ReducedHistory
EOGEOG Resources IncStock3,034$253.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,218$255.0K<0.1%+10.0%Added–
CCitigroup IncStock3,624$256.0K<0.1%−16,629−82.1%ReducedHistory
DFSDiscover Financial ServicesCOM2,189$259.0K<0.1%00.0%UnchangedHistory
COUPCoupa Software IncCOM1,000$262.0K<0.1%−2,005−66.7%ReducedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF8,866$263.0K<0.1%+1,279+16.9%Added–
ADIAnalog Devices IncStock1,526$263.0K<0.1%+75+5.2%AddedHistory
ACNAccenture plcStock902$266.0K<0.1%+60+7.1%AddedHistory
SYYSysco CorpStock3,446$268.0K<0.1%+41+1.2%AddedHistory
LINLinde PLCSHS932$269.0K<0.1%+17+1.9%AddedHistory
AXPAmerican Express CoStock1,663$275.0K<0.1%−45−2.6%ReducedHistory
CACCCredit Acceptance CorpCOM608$276.0K<0.1%00.0%UnchangedHistory
MOHMolina Healthcare, Inc.COM1,110$281.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y343GLBL X MLP ETF7,380$285.0K<0.1%−52−0.7%Reduced–
MDLZMondelez International, Inc.Stock4,590$287.0K<0.1%−3,417−42.7%ReducedHistory
SRTAStrata Critical Medical, Inc.CL A COM27,470$288.0K<0.1%+27,470NewHistory
UNPUnion Pacific CorpStock1,312$289.0K<0.1%+234+21.7%AddedHistory
OTISOtis Worldwide CorpStock3,539$289.0K<0.1%−171−4.6%ReducedHistory
CLXClorox CoStock1,638$295.0K<0.1%+293+21.8%AddedHistory
STTState Street CorpCOM3,583$295.0K<0.1%+140+4.1%AddedHistory
SPGIS&P Global Inc.Stock723$297.0K<0.1%00.0%UnchangedHistory
PORPortland General Electric CoCOM NEW6,451$297.0K<0.1%−6,282−49.3%ReducedHistory
iShares Tr464287788U.S. FINLS ETF3,687$299.0K<0.1%+10.0%Added–
ALKAlaska Air Group, Inc.COM4,996$301.0K<0.1%−3,500−41.2%ReducedHistory
LEGLeggett & Platt IncStock5,838$302.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF2,588$303.0K<0.1%+10.0%Added–
NEENextera Energy IncStock4,146$304.0K<0.1%+455+12.3%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,060$305.0K<0.1%+108+11.3%AddedHistory
LOWLowes Companies IncStock1,574$305.0K<0.1%+462+41.5%AddedHistory
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF2,273$306.0K<0.1%00.0%Unchanged–
QTNTQuotient LtdSHS84,000$306.0K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF5,521$309.0K<0.1%+5,521New–
PLDPrologis, Inc.REIT2,591$310.0K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock4,675$319.0K<0.1%−25−0.5%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A10,021$320.0K<0.1%−1,620−13.9%ReducedHistory
CVSCVS Health CorpStock3,850$321.0K<0.1%+323+9.2%AddedHistory
CCICrown Castle Inc.REIT1,653$323.0K<0.1%−13−0.8%ReducedHistory
UBERUber Technologies, IncStock6,566$329.0K<0.1%+6,566NewHistory
RHIRobert Half Inc.COM3,731$332.0K<0.1%00.0%UnchangedHistory
JBLUJetBlue Airways CorpCOM20,021$336.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM3,519$336.0K<0.1%−15−0.4%ReducedHistory
IBMInternational Business Machines CorpStock2,388$350.0K<0.1%+2+0.1%AddedHistory
CARRCarrier Global CorpStock7,213$351.0K<0.1%−326−4.3%ReducedHistory
MSMorgan StanleyStock3,853$353.0K<0.1%+415+12.1%AddedHistory
EFREaton Vance Senior Floating-Rate TrustCOM25,184$356.0K<0.1%−1,966−7.2%ReducedHistory
BARKBark, Inc.COM32,116$356.0K<0.1%+32,116NewHistory
OKEONEOK IncCOM6,423$357.0K<0.1%+6,423NewHistory
NEMNEWMONT CorpStock5,723$363.0K<0.1%+85+1.5%AddedHistory
RSGRepublic Services, Inc.COM3,317$365.0K<0.1%−34−1.0%ReducedHistory
TTETotalEnergies SESPONSORED ADS8,380$379.0K<0.1%−282−3.3%ReducedHistory
CMCSAComcast CorpStock6,809$388.0K<0.1%+447+7.0%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,000$391.0K<0.1%00.0%UnchangedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF6,816$392.0K<0.1%−17,216−71.6%Reduced–
Ssga Active ETF Tr78467V400GLOBL ALLO ETF8,509$392.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,672$403.0K<0.1%+300+12.6%Added–
EQNREquinor ASASPONSORED ADR19,151$406.0K<0.1%00.0%UnchangedHistory
CSXCSX CorpStock12,751$409.0K<0.1%00.0%UnchangedConverted for a 3-for-1 splitHistory
PNCPNC Financial Services Group, Inc.Stock2,179$416.0K<0.1%−4−0.2%ReducedHistory
MTDMettler Toledo International IncCOM301$417.0K<0.1%00.0%UnchangedHistory
WORKSlack Technologies, Inc.COM CL A9,427$418.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock3,541$440.0K<0.1%−29−0.8%ReducedHistory
Royal Dutch Shell PLC780259206SPONS ADR A10,945$442.0K<0.1%−281−2.5%Reduced–

Sold out since Q1 2021 (56)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of CPWM, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Vanguard Dividend Appreciation ETF921908844ETF219,982$32.4M2.8%–
Vanguard Total World Stock ETF922042742ETF202,590$19.7M1.7%–
Vanguard High Dividend Yield Index ETF921946406ETF142,073$14.4M1.2%–
Vanguard S&P 500 ETF922908363ETF38,649$14.1M1.2%–
Vanguard Morningstar Total Stock Market ETF922908769ETF66,062$13.7M1.2%–
Vanguard Ftse Developed Markets ETF921943858ETF174,380$8.56M0.7%–
Vanguard Morningstar Growth ETF922908736ETF22,198$5.71M0.5%–
Vanguard Short-Term Bond ETF921937827ETF53,799$4.42M0.4%–
Vanguard Ftse Emerging Markets ETF922042858ETF81,800$4.26M0.4%–
Vanguard Real Estate ETF922908553ETF36,939$3.39M0.3%–
Vanguard Morningstar Small-Cap ETF922908751ETF12,051$2.58M0.2%–
WMTWalmart Inc.Stock18,628$2.53M0.2%History
Vanguard World FD921910733ESG US STK ETF32,750$2.42M0.2%–
Vanguard World FD921910725ESG INTL STK ETF32,640$2.00M0.2%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD23,996$1.98M0.2%–
WisdomTree Tr97717W760INTL SMCAP DIV26,122$1.89M0.2%–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW6,789$1.70M0.1%–
WAFDWafd IncStock53,629$1.65M0.1%History
WFCWells Fargo & CompanyStock40,313$1.57M0.1%History
Vanguard Morningstar Value ETF922908744ETF10,771$1.42M0.1%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF6,850$1.13M0.1%–
WHRWhirlpool CorpStock5,123$1.13M0.1%History
Vanguard Financials ETF92204A405ETF12,909$1.09M0.1%–
WUWestern Union COStock42,480$1.05M0.1%History
VZVerizon Communications IncStock17,934$1.04M0.1%History
WYWeyerhaeuser CoCOM NEW28,710$1.02M0.1%History
HIGHartford Insurance Group, Inc.Stock14,763$986.0K0.1%History
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF11,090$906.0K0.1%–
HBANHuntington Bancshares IncCOM53,691$844.0K0.1%History
VVisa Inc.Stock3,173$672.0K0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,550$633.0K0.1%–
SNOWSnowflake Inc.Stock2,378$545.0K<0.1%History
Vanguard Intl Equity Index F922042676GLB EX US ETF8,417$469.0K<0.1%–
Vanguard Star FDS921909768VG TL INTL STK F7,195$451.0K<0.1%–
Vanguard Information Technology ETF92204A702ETF1,187$425.0K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF2,085$386.0K<0.1%–
Vanguard Intermediate-Term Bond ETF921937819ETF4,036$358.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD13,632$349.0K<0.1%History
MGMMGM Resorts InternationalStock7,685$292.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999910,762$286.0K<0.1%History
XLNXXilinx IncCOM2,276$282.0K<0.1%History
Vanguard Morningstar Mid-Cap ETF922908629ETF1,252$277.0K<0.1%–
PGNYProgyny, Inc.COM6,114$272.0K<0.1%History
SANASana Biotechnology, Inc.COM7,500$251.0K<0.1%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF3,962$240.0K<0.1%–
SMEDSharps Compliance CorpCOM16,255$234.0K<0.1%History
GLGlobe Life Inc.COM2,307$223.0K<0.1%History
COLBColumbia Banking System, Inc.COM5,060$218.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF1,648$214.0K<0.1%–
MARMarriott International IncStock1,440$213.0K<0.1%History
Vanguard Whitehall FDS921946810INTL DVD ETF2,572$213.0K<0.1%–
LPSNLiveperson IncCOM3,897$206.0K<0.1%History
USOUnited States Oil Fund, LPUNITS5,020$203.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT41,607$193.0K<0.1%–
VTRSViatris IncStock10,961$153.0K<0.1%History
IVRInvesco Mortgage Capital Inc.COM15,215$61.0K<0.1%History