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Livermore
Livermore
ZHEN

NVWM, LLC

SEC CIK
0001697274
Latest filing
Jul 28, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
445
+10 vs. Q4 2022
Portfolio value
$298.4M
+$23.1M (+8.4%) vs. Q4 2022
Filed
May 11, 2023
SEC
Holdings of NVWM, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock39,749$11.5M3.8%+247+0.6%AddedHistory
AAPLApple Inc.Stock65,903$10.9M3.6%−8,989−12.0%ReducedHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA166,012$8.17M2.7%+1,676+1.0%Added–
iShares Tr4642874407-10 YR TRSY BD79,842$7.91M2.7%+35,692+80.8%Added–
AMZNAmazon Com IncStock69,535$7.18M2.4%+2,787+4.2%AddedHistory
GOOGLAlphabet Inc.Stock68,441$7.10M2.4%+542+0.8%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA135,097$6.79M2.3%−105,460−43.8%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF54,111$5.93M2.0%+47,003+661.3%Added–
Vanguard Total Bond Market ETF921937835ETF78,728$5.81M1.9%−44,995−36.4%Reduced–
iShares MSCI Eafe ETF464287465ETF67,421$4.82M1.6%+65,223+2,967.4%Added–
GLDSPDR Gold TrustETF22,681$4.16M1.4%−283−1.2%ReducedHistory
iShares Tr46428743220 YR TR BD ETF38,687$4.12M1.4%+32,687+544.8%Added–
iShares Tr464288687PFD AND INCM SEC107,028$3.34M1.1%+23,390+28.0%Added–
ABBVAbbVie Inc.Stock20,757$3.31M1.1%+271+1.3%AddedHistory
VVisa Inc.Stock14,355$3.24M1.1%−176−1.2%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG36,719$3.17M1.1%+27,676+306.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF14,576$2.97M1.0%−17,252−54.2%Reduced–
JPMJPMorgan Chase & CoStock22,261$2.90M1.0%−116−0.5%ReducedHistory
METAMeta Platforms, Inc.Stock13,249$2.80M0.9%+2,895+28.0%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF55,085$2.77M0.9%−34,747−38.7%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT19,166$2.77M0.9%+2,335+13.9%Added–
AXPAmerican Express CoStock16,155$2.66M0.9%+4,702+41.1%AddedHistory
SONSonoco Products CoCOM43,290$2.64M0.9%−1,917−4.2%ReducedHistory
ZTSZoetis Inc.Stock15,763$2.62M0.9%+109+0.7%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF16,073$2.55M0.9%+9,705+152.4%Added–
Vanguard S&P 500 ETF922908363ETF6,769$2.55M0.9%−2,943−30.3%Reduced–
iShares Russell Midcap ETF464287499ETF36,315$2.54M0.9%+8,108+28.7%Added–
IAUiShares Gold TrustETF66,792$2.50M0.8%−3,336−4.8%ReducedHistory
NFLXNetflix IncStock7,184$2.48M0.8%−479−6.3%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock4,290$2.47M0.8%−76−1.7%ReducedHistory
UNHUnitedHealth Group IncStock5,196$2.46M0.8%−919−15.0%ReducedHistory
HDHome Depot, Inc.Stock7,868$2.32M0.8%+112+1.4%AddedHistory
COSTCostco Wholesale CorpStock4,670$2.32M0.8%+1,720+58.3%AddedHistory
ADBEAdobe Inc.Stock5,932$2.29M0.8%+1,351+29.5%AddedHistory
NVDANVIDIA CorpStock8,155$2.27M0.8%−1,781−17.9%ReducedHistory
LLYEli Lilly & CoStock6,460$2.22M0.7%+44+0.7%AddedHistory
AMATApplied Materials IncStock17,981$2.21M0.7%−130−0.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock7,146$2.21M0.7%+38+0.5%AddedHistory
SLBSLB LimitedStock44,680$2.21M0.7%+11,709+35.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF5,368$2.21M0.7%−331−5.8%ReducedHistory
DISWalt Disney CoStock21,085$2.11M0.7%+1,055+5.3%AddedHistory
AMDAdvanced Micro Devices IncStock21,415$2.10M0.7%+330+1.6%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF15,609$2.02M0.7%+167+1.1%Added–
UNPUnion Pacific CorpStock9,859$1.98M0.7%+27+0.3%AddedHistory
iShares Tr4642874571 3 YR TREAS BD23,753$1.95M0.7%−200−0.8%Reduced–
NEENextera Energy IncStock24,668$1.90M0.6%+5,861+31.2%AddedHistory
ABTAbbott LaboratoriesStock18,751$1.90M0.6%+528+2.9%AddedHistory
DHRDanaher CorpStock7,319$1.85M0.6%−20−0.3%ReducedHistory
TGTTarget CorpStock10,812$1.79M0.6%+516+5.0%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3656,507$1.79M0.6%−42,756−43.1%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF53,938$1.73M0.6%+18,654+52.9%Added–
PEPPepsiCo IncStock8,891$1.62M0.5%−28−0.3%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F29,083$1.61M0.5%+5,793+24.9%Added–
MSMorgan StanleyStock17,835$1.57M0.5%−64−0.4%ReducedHistory
MCDMcDonalds CorpStock5,541$1.55M0.5%−93−1.7%ReducedHistory
ACNAccenture plcStock5,383$1.54M0.5%+192+3.7%AddedHistory
WMTWalmart Inc.Stock10,425$1.54M0.5%−321−3.0%ReducedHistory
SBUXStarbucks CorpStock14,412$1.50M0.5%−196−1.3%ReducedHistory
CRMSalesforce, Inc.Stock7,225$1.44M0.5%+482+7.1%AddedHistory
DEDeere & CoStock3,487$1.44M0.5%−1,325−27.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL22,806$1.42M0.5%−12,274−35.0%Reduced–
MAMastercard IncStock3,900$1.42M0.5%−122−3.0%ReducedHistory
WMWaste Management IncStock8,619$1.41M0.5%−113−1.3%ReducedHistory
PGProcter & Gamble CoStock8,890$1.32M0.4%−10−0.1%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF46,279$1.31M0.4%+853+1.9%Added–
OXYOccidental Petroleum CorpStock20,503$1.28M0.4%+911+4.6%AddedHistory
iShares Tr464288760US AER DEF ETF11,110$1.28M0.4%+2,046+22.6%Added–
FFord Motor CoStock97,592$1.23M0.4%+5,242+5.7%AddedHistory
ELVElevance Health, Inc.Stock2,654$1.22M0.4%−8−0.3%ReducedHistory
BACBank of America CorpStock42,066$1.20M0.4%−596−1.4%ReducedHistory
CSCOCisco Systems, Inc.Stock22,972$1.20M0.4%+254+1.1%AddedHistory
VRSKVerisk Analytics, Inc.COM6,091$1.17M0.4%−50−0.8%ReducedHistory
GSGoldman Sachs Group IncStock3,551$1.16M0.4%−7−0.2%ReducedHistory
ONOn Semiconductor CorpStock14,051$1.16M0.4%−493−3.4%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP29,762$1.15M0.4%+831+2.9%Added–
DVNDevon Energy CorpStock22,612$1.14M0.4%−9,180−28.9%ReducedHistory
NKENIKE, Inc.Stock9,283$1.14M0.4%+81+0.9%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF7,191$1.09M0.4%+1,500+26.4%Added–
LULUlululemon athletica inc.Stock2,951$1.07M0.4%+84+2.9%AddedHistory
LNGCheniere Energy, Inc.COM NEW6,722$1.06M0.4%−154−2.2%ReducedHistory
CMCSAComcast CorpStock27,841$1.06M0.4%+347+1.3%AddedHistory
CDNSCadence Design Systems IncStock5,017$1.05M0.4%+615+14.0%AddedHistory
AVGOBroadcom Inc.Stock1,613$1.03M0.3%−24−1.5%ReducedHistory
MPCMarathon Petroleum CorpStock7,632$1.03M0.3%−195−2.5%ReducedHistory
JNJJohnson & JohnsonStock6,600$1.02M0.3%−253−3.7%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF20,832$1.02M0.3%+20,832New–
MPMP Materials Corp.COM CL A35,648$1.00M0.3%−525−1.5%ReducedHistory
SNPSSynopsys IncCOM2,587$999.2K0.3%+35+1.4%AddedHistory
ITGartner IncCOM2,977$969.8K0.3%−67−2.2%ReducedHistory
iShares MSCI India ETF46429B598ETF24,429$961.5K0.3%+658+2.8%Added–
DUKDuke Energy CORPStock9,953$960.2K0.3%−266−2.6%ReducedHistory
UPSUnited Parcel Service IncStock4,895$949.6K0.3%+136+2.9%AddedHistory
LRCXLam Research CorpCOM1,777$945.1K0.3%00.0%UnchangedHistory
IDXXIDEXX Laboratories IncCOM1,887$943.7K0.3%−43−2.2%ReducedHistory
GMGeneral Motors CoCOM25,448$933.4K0.3%+362+1.4%AddedHistory
WFCWells Fargo & CompanyStock24,903$930.9K0.3%−226−0.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF2,896$929.4K0.3%+2,136+281.1%Added–
PFEPfizer IncStock22,302$909.9K0.3%+3,461+18.4%AddedHistory
CLHClean Harbors IncCOM6,171$879.7K0.3%−108−1.7%ReducedHistory
BABoeing CoStock4,104$871.8K0.3%−78−1.9%ReducedHistory

Sold out since Q4 2022 (39)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of NVWM, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
iShares Tr46429B655FLTG RATE NT ETF38,930$1.96M0.7%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF110,259$1.82M0.7%–
State Street SPDR S&P Regional Banking ETF78464A698ETF26,927$1.58M0.6%–
KRKroger CoStock23,680$1.06M0.4%History
APAAPA CorpStock19,690$919.1K0.3%History
iShares Tr464287192US TRSPRTION3,389$723.7K0.3%–
EXEExpand Energy CorpCOM6,391$603.1K0.2%History
IQVIQVIA Holdings Inc.Stock1,958$401.2K0.1%History
BXBlackstone Inc.COM4,891$362.9K0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX2,700$126.1K<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC994$95.9K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF4,005$57.7K<0.1%–
BLKBlackRock, Inc.COM80$56.7K<0.1%History
MSEXMiddlesex Water CoCOM700$55.1K<0.1%History
Paramount Global92556H206CL B2,000$33.8K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF657$26.9K<0.1%–
TXNTexas Instruments IncStock153$25.3K<0.1%History
ALLAllstate CorpStock114$15.6K<0.1%History
VTRVentas, Inc.REIT310$14.1K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM1,110$13.3K<0.1%History
LPLALPL Financial Holdings Inc.COM54$11.7K<0.1%History
MAAMid America Apartment Communities Inc.COM73$11.5K<0.1%History
NVSNovartis AGADR123$11.2K<0.1%History
CVSCVS Health CorpStock100$9.32K<0.1%History
NUENucor CorpCOM63$8.30K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH185$8.16K<0.1%–
Listed FD Tr53656F706ROUNDHILL BITK491$6.93K<0.1%–
MGAMagna International IncCOM115$6.46K<0.1%History
Vanguard Morningstar Value ETF922908744ETF29$4.07K<0.1%–
Vanguard Total World Stock ETF922042742ETF45$3.88K<0.1%–
DPZDominos Pizza IncCOM10$3.46K<0.1%History
VEEVVeeva Systems IncStock14$2.26K<0.1%History
EATBrinker International, IncStock66$2.11K<0.1%History
DOCUDocuSign, Inc.Stock30$1.66K<0.1%History
ALCAlcon IncStock22$1.50K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF37$740<0.1%–
CCitigroup IncStock13$588<0.1%History
FDXFedEx CorpStock0$259<0.1%History
ONLOrion Properties Inc.REIT27$231<0.1%History