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Livermore
Livermore
ZHEN

NVWM, LLC

SEC CIK
0001697274
Latest filing
Jul 28, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
514
+59 vs. Q2 2021
Portfolio value
$278.0M
−$260.0K (−0.1%) vs. Q2 2021
Filed
Nov 3, 2021
SEC
Holdings of NVWM, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock40,890$11.5M4.1%−1,921−4.5%ReducedHistory
AAPLApple Inc.Stock68,657$9.71M3.5%−4,651−6.3%ReducedHistory
AMZNAmazon Com IncStock2,766$9.09M3.3%+66+2.4%AddedHistory
GOOGLAlphabet Inc.Stock2,679$7.16M2.6%−298−10.0%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF119,549$6.06M2.2%+6,438+5.7%Added–
SPYSPDR S&P 500 ETF TrustETF11,987$5.14M1.9%+1,188+11.0%AddedHistory
PYPLPayPal Holdings, Inc.Stock16,304$4.24M1.5%−465−2.8%ReducedHistory
ADBEAdobe Inc.Stock5,790$3.33M1.2%−897−13.4%ReducedHistory
iShares Tr464288687PFD AND INCM SEC76,614$2.97M1.1%+4,799+6.7%Added–
ZTSZoetis Inc.Stock15,309$2.97M1.1%−1,643−9.7%ReducedHistory
AMDAdvanced Micro Devices IncStock28,841$2.97M1.1%+13,509+88.1%AddedHistory
JPMJPMorgan Chase & CoStock17,626$2.88M1.0%+442+2.6%AddedHistory
AXPAmerican Express CoStock17,201$2.88M1.0%+199+1.2%AddedHistory
NFLXNetflix IncStock4,628$2.83M1.0%+106+2.3%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,551$2.78M1.0%+263+1.4%Added–
HONHoneywell International IncCOM12,899$2.74M1.0%+537+4.3%AddedHistory
AMATApplied Materials IncStock21,191$2.73M1.0%+444+2.1%AddedHistory
SONSonoco Products CoCOM45,750$2.73M1.0%−260−0.6%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock4,711$2.69M1.0%−61−1.3%ReducedHistory
SESea LtdSPONSORD ADS8,157$2.60M0.9%−40.0%ReducedHistory
NVDANVIDIA CorpStock12,289$2.54M0.9%−7,471−37.8%ReducedConverted for a 4-for-1 splitHistory
iShares Tips Bond ETF464287176ETF19,544$2.50M0.9%+1,078+5.8%Added–
Kraneshares Tr500767736QUADRTC INT RT88,763$2.47M0.9%+6,640+8.1%Added–
VanEck Semiconductor ETF92189F676ETF9,317$2.39M0.9%−107−1.1%Reduced–
MAMastercard IncStock6,849$2.38M0.9%−3,643−34.7%ReducedHistory
CMCSAComcast CorpStock41,389$2.31M0.8%+976+2.4%AddedHistory
VVisa Inc.Stock9,971$2.22M0.8%−2,872−22.4%ReducedHistory
HDHome Depot, Inc.Stock6,745$2.21M0.8%+429+6.8%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3675,408$2.21M0.8%+42,728+130.7%AddedHistory
ABBVAbbVie Inc.Stock20,271$2.19M0.8%+485+2.5%AddedHistory
DISWalt Disney CoStock12,798$2.17M0.8%−6,008−31.9%ReducedHistory
SHOPShopify Inc.Stock1,570$2.13M0.8%−6−0.4%ReducedHistory
DHRDanaher CorpStock6,661$2.03M0.7%−1,850−21.7%ReducedHistory
METAMeta Platforms, Inc.Stock5,844$1.98M0.7%+585+11.1%AddedHistory
ABTAbbott LaboratoriesStock16,373$1.93M0.7%+287+1.8%AddedHistory
TGTTarget CorpStock8,389$1.92M0.7%−2,608−23.7%ReducedHistory
ACNAccenture plcStock5,949$1.90M0.7%−446−7.0%ReducedHistory
UNPUnion Pacific CorpStock9,506$1.86M0.7%+348+3.8%AddedHistory
BACBank of America CorpStock40,996$1.74M0.6%+1,485+3.8%AddedHistory
DEDeere & CoStock5,103$1.71M0.6%+2,897+131.3%AddedHistory
LRCXLam Research CorpCOM2,848$1.62M0.6%+8+0.3%AddedHistory
CRMSalesforce, Inc.Stock5,786$1.57M0.6%+234+4.2%AddedHistory
MRNAModerna, Inc.Stock4,055$1.56M0.6%−952−19.0%ReducedHistory
INTUIntuit Inc.Stock2,870$1.55M0.6%+28+1.0%AddedHistory
DVNDevon Energy CorpStock42,407$1.51M0.5%+1,916+4.7%AddedHistory
MSMorgan StanleyStock15,303$1.49M0.5%−2,780−15.4%ReducedHistory
BNTXBioNTech SESPONSORED ADS5,403$1.48M0.5%+132+2.5%AddedHistory
GBTCGrayscale Bitcoin Trust ETFETF42,694$1.45M0.5%+1,109+2.7%AddedHistory
WMTWalmart Inc.Stock10,190$1.42M0.5%+486+5.0%AddedHistory
SBUXStarbucks CorpStock12,746$1.41M0.5%+403+3.3%AddedHistory
BHVNBiohaven Ltd.COM10,046$1.39M0.5%−2,575−20.4%ReducedHistory
NEENextera Energy IncStock17,679$1.39M0.5%+750+4.4%AddedHistory
MRVLMarvell Technology, Inc.COM22,843$1.38M0.5%−216−0.9%ReducedHistory
TSLATesla, Inc.Stock1,759$1.36M0.5%+67+4.0%AddedHistory
FFord Motor CoStock95,187$1.35M0.5%+4,122+4.5%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF10,485$1.33M0.5%+2,465+30.7%Added–
XYZBlock, Inc.CL A5,538$1.33M0.5%−10−0.2%ReducedHistory
MCDMcDonalds CorpStock5,468$1.32M0.5%+205+3.9%AddedHistory
PEPPepsiCo IncStock8,654$1.30M0.5%+1,319+18.0%AddedHistory
WFCWells Fargo & CompanyStock27,740$1.29M0.5%+1,448+5.5%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT11,511$1.29M0.5%+83+0.7%AddedHistory
UNHUnitedHealth Group IncStock3,291$1.29M0.5%+186+6.0%AddedHistory
GNRCGenerac Holdings Inc.Stock3,136$1.28M0.5%−100−3.1%ReducedHistory
BRK.BBerkshire Hathaway IncStock4,691$1.28M0.5%+231+5.2%AddedHistory
TSCOTractor Supply CoCOM6,242$1.26M0.5%−115−1.8%ReducedHistory
GMGeneral Motors CoCOM23,732$1.25M0.5%+244+1.0%AddedHistory
VRSKVerisk Analytics, Inc.COM6,248$1.25M0.5%+6,248NewHistory
COSTCostco Wholesale CorpStock2,782$1.25M0.4%−480−14.7%ReducedHistory
USBUS Bancorp DECOM NEW20,873$1.24M0.4%+1,178+6.0%AddedHistory
INMDInMode Ltd.SHS7,778$1.24M0.4%−986−11.3%ReducedHistory
WMWaste Management IncStock8,237$1.23M0.4%+244+3.1%AddedHistory
NOWServiceNow, Inc.Stock1,947$1.21M0.4%−18−0.9%ReducedHistory
MELIMercadolibre IncCOM720$1.21M0.4%+665+1,209.1%AddedHistory
MDTMedtronic plcStock9,621$1.21M0.4%+541+6.0%AddedHistory
ASMLASML Holding NVADR1,599$1.19M0.4%−119−6.9%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock7,200$1.19M0.4%+123+1.7%AddedHistory
IAUiShares Gold TrustETF35,202$1.18M0.4%−26,666−43.1%ReducedHistory
NVCRNovoCure LtdORD SHS10,089$1.17M0.4%+192+1.9%AddedHistory
ISRGIntuitive Surgical IncCOM NEW1,173$1.17M0.4%−192−14.1%ReducedHistory
SLBSLB LimitedStock39,045$1.16M0.4%+2,556+7.0%AddedHistory
NKENIKE, Inc.Stock7,930$1.15M0.4%−1,679−17.5%ReducedHistory
PGProcter & Gamble CoStock8,236$1.15M0.4%+561+7.3%AddedHistory
LENLennar CorpCL A12,280$1.15M0.4%+612+5.2%AddedHistory
iShares MSCI India ETF46429B598ETF23,555$1.15M0.4%+23,555New–
IDXXIDEXX Laboratories IncCOM1,843$1.15M0.4%+7+0.4%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock4,651$1.14M0.4%−43−0.9%ReducedHistory
VZVerizon Communications IncStock21,034$1.14M0.4%−1,850−8.1%ReducedHistory
ALLYAlly Financial Inc.Stock22,190$1.13M0.4%−214−1.0%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET13,001$1.12M0.4%+9,243+246.0%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10033,783$1.12M0.4%+616+1.9%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF7,433$1.11M0.4%+1,906+34.5%Added–
GEGeneral Electric CoStock10,743$1.11M0.4%+491+4.8%AddedConverted for a 1-for-8 splitHistory
CLFCleveland-Cliffs Inc.COM55,883$1.11M0.4%+160.0%AddedHistory
JNJJohnson & JohnsonStock6,808$1.10M0.4%+306+4.7%AddedHistory
ZSZscaler, Inc.Stock4,166$1.09M0.4%−580−12.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF21,389$1.08M0.4%+858+4.2%Added–
MOSMosaic CoCOM29,898$1.07M0.4%+7,411+33.0%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF17,133$1.06M0.4%+249+1.5%Added–
NXPINXP Semiconductors N.V.COM5,389$1.06M0.4%−30−0.6%ReducedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF54,652$1.05M0.4%+2,419+4.6%Added–

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of NVWM, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
JDJD.com, Inc.SPON ADS CL A12,753$1.02M0.4%History
SPDR Series Trust78468R556SP O&G EXPL PRO8,523$824.0K0.3%–
OSKOshkosh CorpCOM6,414$799.0K0.3%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,388$742.0K0.3%–
DQDaqo New Energy Corp.SPNSRD ADS NEW10,789$701.0K0.3%History
iShares Tr464287192US TRSPRTION2,045$531.0K0.2%–
ProShares Tr74347G804K1 FRE CRD OIL6,752$417.0K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF2,187$138.0K<0.1%–
iShares Tr464287838U.S. BAS MTL ETF1,063$138.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF1,570$136.0K<0.1%–
iShares Tr4642874407-10 YR TRSY BD480$55.0K<0.1%–
SAMBoston Beer Co IncCL A25$26.0K<0.1%History
TWSTTwist Bioscience CorpCOM87$12.0K<0.1%History
PLUGPlug Power IncStock296$10.0K<0.1%History
VFFVillage Farms International, Inc.COM848$10.0K<0.1%History
Holicity Inc435063102COM CL A750$9.00K<0.1%–
PLLPiedmont Lithium Inc.Stock100$8.00K<0.1%History
Vanguard S&P 500 Growth ETF921932505ETF31$8.00K<0.1%–
RLRalph Lauren CorpCL A52$6.00K<0.1%History
Grubhub Inc400110102COM335$6.00K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF70$5.00K<0.1%–
iShares Tr464288760US AER DEF ETF50$5.00K<0.1%–
CORNTeucrium Commodity TrustCORN FD SHS234$5.00K<0.1%History
TOONKartoon Studios, Inc.COM2,600$5.00K<0.1%History
Hines Global REIT Inc Com433240108REIT2,489$5.00K<0.1%–
GLXYGalaxy Digital Inc.Common267$5.00K<0.1%History
NVSNovartis AGADR49$4.00K<0.1%History
DASHDoorDash, Inc.Stock22$4.00K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A303$4.00K<0.1%–
DGNXDiginex LtdSHS535$4.00K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS27$3.00K<0.1%History
BBBLACKBERRY LtdCOM265$3.00K<0.1%History
COUPCoupa Software IncCOM7$2.00K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A100$2.00K<0.1%–
Altimeter Growth CorpG0370L124UNIT 99/99/9999125$2.00K<0.1%–
OTISOtis Worldwide CorpStock12$1.00K<0.1%History
FSRFisker Inc.CL A COM STK40$1.00K<0.1%History
FS KKR Cap Corp II35952V303COM0$1.00K<0.1%–
LAZRQLuminar Technologies, Inc.COM CL A38$1.00K<0.1%History
Tata MTRS Ltd876568502SPONSORED ADR45$1.00K<0.1%–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT40$1.00K<0.1%–
Seanergy Maritime Hldgs Corp ShsY73760301Stock1,000$1.00K<0.1%–
Top Ships Inc Com NewY8897Y164Stock500$1.00K<0.1%–