Northwest Wealth Management, LLC
- SEC CIK
- 0001695344
- Latest filing
- Jul 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 20, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 115
- −13 vs. Q2 2021
- Portfolio value
- $191.2M
- +$2.23M (+1.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 668,194 | $17.8M | 9.3% | +61,172+10.1% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 57,656 | $12.8M | 6.7% | −1,749−2.9% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 118,098 | $9.68M | 5.1% | −245−0.2% | Reduced | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 39,703 | $6.36M | 3.3% | +60.0% | Added | – |
| USBUS Bancorp DE | COM NEW | 105,283 | $6.26M | 3.3% | −982−0.9% | Reduced | History |
| iShares Tr464289859 | CORE 80 20 ETF | 82,043 | $5.73M | 3.0% | +2,146+2.7% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 107,384 | $5.42M | 2.8% | −5,776−5.1% | Reduced | – |
| AAPLApple Inc. | Stock | 37,533 | $5.31M | 2.8% | −2,228−5.6% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 242,482 | $4.98M | 2.6% | +13,437+5.9% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 33,156 | $4.49M | 2.3% | −688−2.0% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 84,577 | $4.30M | 2.2% | +4,180+5.2% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 24,496 | $4.15M | 2.2% | −31−0.1% | Reduced | – |
| iShares Tr464289867 | CORE 60 BALA ETF | 63,226 | $3.51M | 1.8% | +209+0.3% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 7,516 | $3.24M | 1.7% | −363−4.6% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 38,182 | $3.13M | 1.6% | +5,218+15.8% | Added | – |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 119,748 | $3.10M | 1.6% | +119,748 | New | – |
| iShares Tips Bond ETF464287176 | ETF | 23,625 | $3.02M | 1.6% | −631−2.6% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 904 | $2.97M | 1.6% | +39+4.5% | Added | History |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 64,802 | $2.88M | 1.5% | +16,196+33.3% | Added | – |
| American Centy ETF Tr025072885 | US EQT ETF | 35,511 | $2.62M | 1.4% | +1,119+3.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 8,913 | $2.43M | 1.3% | −649−6.8% | Reduced | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 34,106 | $2.30M | 1.2% | +9,597+39.2% | Added | – |
| ETNEaton Corp plc | Stock | 15,248 | $2.28M | 1.2% | 00.0% | Unchanged | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 20,536 | $2.21M | 1.2% | 00.0% | Unchanged | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 43,904 | $2.20M | 1.1% | −1,249−2.8% | Reduced | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 66,458 | $2.18M | 1.1% | +66,458 | New | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 27,578 | $2.05M | 1.1% | +3,696+15.5% | Added | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 30,400 | $1.96M | 1.0% | +7,466+32.6% | Added | – |
| iShares Core S&P US Value ETF464287663 | ETF | 26,925 | $1.91M | 1.0% | +382+1.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 4,616 | $1.82M | 1.0% | +21+0.5% | Added | – |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 27,268 | $1.76M | 0.9% | +8,396+44.5% | Added | – |
| TSLATesla, Inc. | Stock | 2,258 | $1.75M | 0.9% | +301+15.4% | Added | History |
| American Centy ETF Tr025072703 | INTL EQT ETF | 27,771 | $1.74M | 0.9% | +8,045+40.8% | Added | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 51,032 | $1.68M | 0.9% | 00.0% | Unchanged | – |
| OXYOccidental Petroleum Corp | Stock | 52,868 | $1.56M | 0.8% | −2,000−3.6% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 24,486 | $1.49M | 0.8% | +85+0.3% | Added | – |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 47,286 | $1.47M | 0.8% | −6,695−12.4% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 13,964 | $1.42M | 0.7% | +747+5.7% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 26,641 | $1.41M | 0.7% | −1,976−6.9% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 12,284 | $1.41M | 0.7% | +27+0.2% | Added | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 35,986 | $1.39M | 0.7% | −1,533−4.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 4,596 | $1.30M | 0.7% | −377−7.6% | Reduced | History |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 59,404 | $1.24M | 0.6% | −14,320−19.4% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 24,535 | $1.24M | 0.6% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 28,434 | $1.21M | 0.6% | +532+1.9% | Added | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 8,789 | $1.18M | 0.6% | −117−1.3% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 9,812 | $1.14M | 0.6% | +242+2.5% | Added | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 20,060 | $1.14M | 0.6% | 00.0% | Unchanged | – |
| JPMJPMorgan Chase & Co | Stock | 6,661 | $1.09M | 0.6% | +10+0.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 6,641 | $1.02M | 0.5% | +1,160+21.2% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 25,811 | $935.0K | 0.5% | +565+2.2% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 6,370 | $889.0K | 0.5% | −7−0.1% | Reduced | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 9,859 | $882.0K | 0.5% | −2,432−19.8% | Reduced | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 17,778 | $878.0K | 0.5% | −202−1.1% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 3,981 | $871.0K | 0.5% | +10.0% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 2 | $823.0K | 0.4% | 00.0% | Unchanged | History |
| DISWalt Disney Co | Stock | 4,779 | $808.0K | 0.4% | +11+0.2% | Added | History |
| TSNTyson Foods, Inc. | Stock | 10,181 | $804.0K | 0.4% | −94−0.9% | Reduced | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 17,091 | $765.0K | 0.4% | −474−2.7% | Reduced | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 7,571 | $762.0K | 0.4% | +8+0.1% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 7,141 | $754.0K | 0.4% | +129+1.8% | Added | – |
| iShares Tr464288257 | MSCI ACWI ETF | 7,463 | $746.0K | 0.4% | −10−0.1% | Reduced | – |
| UNPUnion Pacific Corp | Stock | 3,722 | $730.0K | 0.4% | −7−0.2% | Reduced | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 26,945 | $715.0K | 0.4% | −3,289−10.9% | Reduced | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 8,891 | $672.0K | 0.4% | +1,709+23.8% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 6,539 | $666.0K | 0.3% | +444+7.3% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 13,823 | $661.0K | 0.3% | +7,143+106.9% | Added | – |
| TGTTarget Corp | Stock | 2,736 | $626.0K | 0.3% | −425−13.4% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 17,221 | $574.0K | 0.3% | 00.0% | Unchanged | – |
| DEDeere & Co | Stock | 1,695 | $568.0K | 0.3% | +8+0.5% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 14,470 | $560.0K | 0.3% | 00.0% | Unchanged | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 8,339 | $546.0K | 0.3% | −760−8.4% | Reduced | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 21,231 | $533.0K | 0.3% | −3,280−13.4% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 2,220 | $525.0K | 0.3% | −13−0.6% | Reduced | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 21,817 | $516.0K | 0.3% | +997+4.8% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 4,474 | $515.0K | 0.3% | +1,680+60.1% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 10,001 | $506.0K | 0.3% | −179−1.8% | Reduced | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,849 | $504.0K | 0.3% | +11+0.1% | Added | – |
| Alps ETF Tr00162Q676 | ALERIAN ENERGY | 24,628 | $485.0K | 0.3% | −3,931−13.8% | Reduced | – |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 10,284 | $427.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,453 | $422.0K | 0.2% | +68+4.9% | Added | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 13,780 | $422.0K | 0.2% | −215−1.5% | Reduced | – |
| WFCWells Fargo & Company | Stock | 8,881 | $412.0K | 0.2% | −469−5.0% | Reduced | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 7,213 | $406.0K | 0.2% | +314+4.6% | Added | – |
| PIIPolaris Inc. | Stock | 3,321 | $397.0K | 0.2% | −168−4.8% | Reduced | History |
| HDHome Depot, Inc. | Stock | 1,207 | $396.0K | 0.2% | +5+0.4% | Added | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 7,716 | $387.0K | 0.2% | 00.0% | Unchanged | – |
| IIPRInnovative Industrial Properties Inc | COM | 1,674 | $387.0K | 0.2% | −250−13.0% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 4,423 | $381.0K | 0.2% | −199−4.3% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 7,180 | $378.0K | 0.2% | +7,180 | New | – |
| iShares Tr464287150 | CORE S&P TTL STK | 3,735 | $367.0K | 0.2% | +872+30.5% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 1,490 | $360.0K | 0.2% | +63+4.4% | Added | – |
| iShares Tr46434V274 | INTL EQTY FACTOR | 12,194 | $354.0K | 0.2% | −141−1.1% | Reduced | – |
| WMTWalmart Inc. | Stock | 2,444 | $341.0K | 0.2% | +189+8.4% | Added | History |
| PEPPepsiCo Inc | Stock | 2,023 | $304.0K | 0.2% | −5,400−72.7% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 5,100 | $300.0K | 0.2% | −3,170−38.3% | Reduced | History |
| TAT&T Inc. | Stock | 10,878 | $294.0K | 0.2% | −1,891−14.8% | Reduced | History |
| JNJJohnson & Johnson | Stock | 1,756 | $284.0K | 0.1% | −805−31.4% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 3,900 | $274.0K | 0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 690 | $270.0K | 0.1% | 00.0% | Unchanged | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMDAdvanced Micro Devices Inc | Stock | – | $10.3M |
Sold out since Q2 2021 (19)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,274 | $371.0K | 0.2% | – |
| ABBVAbbVie Inc. | Stock | 3,167 | $357.0K | 0.2% | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 2,831 | $326.0K | 0.2% | – |
| PGProcter & Gamble Co | Stock | 2,272 | $307.0K | 0.2% | History |
| ABTAbbott Laboratories | Stock | 2,482 | $288.0K | 0.2% | History |
| MOAltria Group, Inc. | Stock | 5,519 | $263.0K | 0.1% | History |
| LNTAlliant Energy Corp | Stock | 4,620 | $258.0K | 0.1% | History |
| PMPhilip Morris International Inc. | Stock | 2,499 | $248.0K | 0.1% | History |
| CSCOCisco Systems, Inc. | Stock | 4,642 | $246.0K | 0.1% | History |
| PFEPfizer Inc | Stock | 5,475 | $214.0K | 0.1% | History |
| iShares Tr464288687 | PFD AND INCM SEC | 5,373 | $211.0K | 0.1% | – |
| BABoeing Co | Stock | 860 | $206.0K | 0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 1,000 | $205.0K | 0.1% | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 3,122 | $205.0K | 0.1% | – |
| INTCIntel Corp | Stock | 3,633 | $204.0K | 0.1% | History |
| UPSUnited Parcel Service Inc | Stock | 978 | $203.0K | 0.1% | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 1,790 | $202.0K | 0.1% | – |
| MRKMerck & Co., Inc. | Stock | 2,579 | $201.0K | 0.1% | History |
| CVXChevron Corp | Stock | 1,924 | $201.0K | 0.1% | History |