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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 21, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
637
+73 vs. Q4 2022
Portfolio value
$1.20B
+$174.3M (+17.1%) vs. Q4 2022
Filed
Apr 21, 2023
SEC
Holdings of PFG Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M13,357$256.9K<0.1%+421+3.3%Added–
Global X FDS37954Y806ALTERNATIVE INCM22,773$258.2K<0.1%+4,019+21.4%Added–
Alps Clean Energy ETF00162Q460ETF5,564$258.7K<0.1%+241+4.5%Added–
iShares Tr46434V878ULTRA SHORT DUR5,161$259.3K<0.1%−10,936−67.9%Reduced–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,569$260.6K<0.1%00.0%Unchanged–
iShares Core High Dividend ETF46429B663ETF2,573$261.6K<0.1%+2,573New–
Innovator ETFs Trust45782C813US EQTY PWR BUF8,326$263.4K<0.1%−63−0.8%Reduced–
VanEck ETF Trust92189F387SHRT HGH YLD MUN11,854$264.2K<0.1%+11,854New–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD14,395$264.6K<0.1%+520+3.7%Added–
MGMMGM Resorts InternationalStock5,996$266.3K<0.1%+5,996NewHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF9,887$267.3K<0.1%−10,463−51.4%Reduced–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,572$269.6K<0.1%−380−5.5%Reduced–
PBAPembina Pipeline CorpCOM8,483$274.8K<0.1%−77−0.9%ReducedHistory
DBOInvesco DB Oil FundOIL FD18,876$275.0K<0.1%−331−1.7%ReducedHistory
VEEVVeeva Systems IncStock1,497$275.0K<0.1%+221+17.3%AddedHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,478$275.1K<0.1%+184+3.5%Added–
HPQHP IncStock9,383$275.4K<0.1%−763−7.5%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF5,079$276.1K<0.1%−67−1.3%Reduced–
ECLEcolab Inc.Stock1,672$276.7K<0.1%−284−14.5%ReducedHistory
RUMRUM Group Inc.Stock27,702$277.0K<0.1%+7,978+40.4%AddedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD18,833$277.8K<0.1%+951+5.3%Added–
iShares Tr46435U853BROAD USD HIGH7,816$277.8K<0.1%+7,816New–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT3,847$279.1K<0.1%+3,847New–
TWTradeweb Markets Inc.Stock3,546$280.2K<0.1%00.0%UnchangedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,831$281.0K<0.1%−142−4.8%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW4,729$281.4K<0.1%+110+2.4%Added–
First Trust Financials Alphadex Fund33734X135ETF7,547$281.7K<0.1%−44−0.6%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,032$282.0K<0.1%+3,032NewHistory
FDXFedEx CorpStock1,237$282.7K<0.1%+1,237NewHistory
HALHalliburton CoStock9,071$287.0K<0.1%+439+5.1%AddedHistory
HCAHCA Healthcare, Inc.COM1,091$287.6K<0.1%+168+18.2%AddedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,553$287.9K<0.1%−149−2.2%Reduced–
iShares S&P Small-Cap 600 Value ETF464287879ETF3,092$289.4K<0.1%−1,180−27.6%Reduced–
First Tr Exchng Traded FD VI33740F615FT VEST US EQT9,375$289.5K<0.1%+9,375New–
WisdomTree Tr97717W307US LARGECAP DIVD4,685$289.8K<0.1%+23+0.5%Added–
Pacer FDS Tr69374H709GLOBL CASH ETF8,638$290.5K<0.1%+2,061+31.3%Added–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF6,130$290.5K<0.1%+561+10.1%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF15,459$290.8K<0.1%−1,271−7.6%Reduced–
VanEck ETF Trust92189H201INTRMDT MUNI ETF6,308$293.1K<0.1%+402+6.8%Added–
Global X FDS37954Y194ADAPTIVE US RISK10,837$294.8K<0.1%+10,837New–
BLDRBuilders FirstSource, Inc.Stock3,341$296.6K<0.1%+3,341NewHistory
iShares Tr46435G532MSCI GBL SUS DEV3,747$296.8K<0.1%+88+2.4%Added–
CNCCentene CorpStock4,710$297.7K<0.1%+165+3.6%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,809$298.3K<0.1%−263−8.6%Reduced–
VanEck ETF Trust92189F411BDC INCOME ETF20,145$298.7K<0.1%−2,719−11.9%Reduced–
FTNTFortinet, Inc.Stock4,505$299.4K<0.1%−100−2.2%ReducedHistory
DBBInvesco DB Base Metals FundBASE METALS FD14,985$302.7K<0.1%−687−4.4%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,268$303.1K<0.1%+96+3.0%Added–
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,097$303.5K<0.1%+6,097New–
NUENucor CorpCOM1,966$303.7K<0.1%+240+13.9%AddedHistory
Pacer US Large Cap Cash Cows Growth Leaders ETF69374H360ETF14,800$304.4K<0.1%+14,800New–
Defiance Quantum ETF26922A420ETF6,571$305.7K<0.1%−1,185−15.3%Reduced–
Schwab U.S. REIT ETF808524847ETF15,680$305.8K<0.1%−1,077−6.4%Reduced–
ODFLOld Dominion Freight Line, Inc.COM897$305.8K<0.1%+43+5.0%AddedHistory
CVSCVS Health CorpStock4,117$305.9K<0.1%−196−4.5%ReducedHistory
CCICrown Castle Inc.REIT2,322$310.7K<0.1%−1,083−31.8%ReducedHistory
SUISun Communities IncCOM2,227$313.7K<0.1%00.0%UnchangedHistory
AMATApplied Materials IncStock2,564$315.0K<0.1%+176+7.4%AddedHistory
iShares Tr464287374NORTH AMERN NAT8,053$315.4K<0.1%+465+6.1%Added–
HRLHormel Foods CorpCOM7,936$316.5K<0.1%+6+0.1%AddedHistory
ATKRAtkore Inc.COM2,264$318.0K<0.1%+309+15.8%AddedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI17,529$319.4K<0.1%+1,323+8.2%Added–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX9,203$319.9K<0.1%−258−2.7%Reduced–
GSGoldman Sachs Group IncStock987$322.9K<0.1%+51+5.4%AddedHistory
iShares Tr46435U697IBONDS DEC12,503$323.5K<0.1%+207+1.7%Added–
Global X Lithium & Battery Tech ETF37954Y855ETF5,092$323.6K<0.1%+5,092New–
iShares Tr464288513IBOXX HI YD ETF4,299$324.8K<0.1%+579+15.6%Added–
iShares Tr464287762US HLTHCARE ETF1,190$324.9K<0.1%+71+6.3%Added–
OHIOmega Healthcare Investors IncCOM11,916$326.6K<0.1%+1,928+19.3%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH9,447$328.3K<0.1%+9,447New–
ARK ETF Tr00214Q302GENOMIC REV ETF10,945$329.1K<0.1%+18+0.2%Added–
MCHPMicrochip Technology IncStock3,937$329.9K<0.1%+32+0.8%AddedHistory
Capitol Ser Tr14064D550FAIRLEAD TACTICA13,642$330.5K<0.1%+13,642New–
Vanguard World FD921910709EXTENDED DUR3,682$333.4K<0.1%+3,682New–
SCDLMP Capital & Income Fund Inc.COM27,521$336.0K<0.1%−1,510−5.2%ReducedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF11,505$336.3K<0.1%00.0%Unchanged–
SYYSysco CorpStock4,362$336.9K<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF6,685$338.7K<0.1%+49+0.7%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF5,500$340.7K<0.1%+11+0.2%Added–
PSLVSprott Physical Silver TrustPHYSICAL SILVER41,242$344.0K<0.1%+41,242NewHistory
iShares Tr464289875CORE 40 MODE ETF8,733$348.1K<0.1%−5,848−40.1%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR14,491$348.6K<0.1%−150−1.0%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF5,745$355.9K<0.1%−152−2.6%Reduced–
ADPAutomatic Data Processing IncStock1,599$356.0K<0.1%−14−0.9%ReducedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM80,347$356.7K<0.1%+4,081+5.4%AddedHistory
Schwab Strategic Tr808524789FUNDAMENTAL US B6,598$357.1K<0.1%00.0%Unchanged–
Kraneshares Tr500767587QUADRATIC DEFLA22,647$358.5K<0.1%+22,647New–
iShares Tr46435G102CONV BD ETF4,966$360.7K<0.1%−2,500−33.5%Reduced–
Vanguard World FD921910733ESG US STK ETF5,113$366.7K<0.1%−3,002−37.0%Reduced–
CICigna GroupStock1,437$367.1K<0.1%+22+1.6%AddedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,174$372.5K<0.1%+105+1.5%Added–
iShares S&P 500 Value ETF464287408ETF2,481$376.5K<0.1%−166−6.3%Reduced–
iShares Tr464288638ISHS 5-10YR INVT7,353$377.1K<0.1%+286+4.0%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF2,579$381.3K<0.1%−7−0.3%Reduced–
American Centy ETF Tr025072505DIVERSIFIED MU7,577$381.5K<0.1%+7,577New–
iShares Tr464287234MSCI EMG MKT ETF9,673$381.7K<0.1%−180−1.8%Reduced–
Vanguard Financials ETF92204A405ETF4,929$383.9K<0.1%−91−1.8%Reduced–
NUVNuveen Municipal Value Fund IncCOM43,849$386.3K<0.1%+23,700+117.6%AddedHistory
iShares Tr46432F859CORE 1 5 YR USD8,223$387.8K<0.1%−18,664−69.4%Reduced–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX4,621$391.3K<0.1%−24,713−84.2%ReducedConverted for a 2-for-1 split–

Sold out since Q4 2022 (23)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI296,723$7.46M0.7%–
iShares Tr46434V1000-5YR INVT GR CP29,316$1.40M0.1%–
Ssga Active ETF Tr78467V103ST STR REAL ETF40,519$1.12M0.1%–
Pacer FDS Tr69374H840WEALTHSHIELD37,624$1.08M0.1%–
Atlas CorpY0436Q109SHARES61,650$945.7K0.1%–
ProShares Tr74348A814INFLATN EXPECTNS25,443$838.6K0.1%–
Invesco Actively Managed ETF46090A309CNSRTV MLT AST60,842$723.4K0.1%–
SPDR Series Trust78464A755ST STR SP METAL9,434$469.9K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT18,405$453.7K<0.1%History
MPCMarathon Petroleum CorpStock3,738$435.1K<0.1%History
iShares Tr464289883CORE 30 70 ETF11,935$401.1K<0.1%–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF9,686$374.9K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,748$298.9K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,360$245.1K<0.1%–
WTFCWintrust Financial CorpCOM2,600$219.8K<0.1%History
TDToronto Dominion BankStock3,389$219.5K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,686$215.0K<0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,705$213.3K<0.1%–
WMBWilliams Companies, Inc.COM6,368$209.5K<0.1%History
MSIMotorola Solutions, Inc.Stock798$205.6K<0.1%History
HLNHaleon plcADR14,033$112.3K<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock14,068$74.0K<0.1%–
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$15.0K<0.1%–