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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 21, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
637
+73 vs. Q4 2022
Portfolio value
$1.20B
+$174.3M (+17.1%) vs. Q4 2022
Filed
Apr 21, 2023
SEC
Holdings of PFG Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BINIBollinger Innovations, Inc.COMMON STOCK14,060$1.85K<0.1%00.0%UnchangedHistory
TRKATroika Media Group, Inc.COM20,000$4.85K<0.1%+20,000NewHistory
DMDesktop Metal, Inc.COM CL A10,271$23.6K<0.1%00.0%UnchangedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD11,035$24.7K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM24,986$30.2K<0.1%−11,920−32.3%ReducedHistory
OPENOpendoor Technologies Inc.COM18,366$32.3K<0.1%−500−2.7%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR10,231$38.9K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR14,267$40.2K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$44.9K<0.1%00.0%UnchangedHistory
DCGODocGo Inc.COM10,827$93.7K<0.1%+10,827NewHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK21,853$97.0K<0.1%+9,951+83.6%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM10,060$99.1K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM14,282$99.4K<0.1%−335−2.3%ReducedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,718$103.8K<0.1%+10,718NewHistory
UAUnder Armour, Inc.CL C12,840$109.5K<0.1%−6,400−33.3%ReducedHistory
VanEck ETF Trust92189F452MORTGAGE REIT10,674$120.6K<0.1%+10,674New–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK10,304$122.9K<0.1%−1,222−10.6%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM11,635$129.4K<0.1%+1,000+9.4%AddedHistory
TSITCW Strategic Income Fund IncCOM28,102$131.5K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT13,127$132.7K<0.1%−17,353−56.9%Reduced–
PLTRPalantir Technologies Inc.Stock18,132$153.2K<0.1%+1,609+9.7%AddedHistory
AGNCAGNC Investment Corp.REIT15,289$154.1K<0.1%−3,251−17.5%ReducedHistory
STEWSRH Total Return Fund, Inc.COM12,550$154.1K<0.1%00.0%UnchangedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,324$157.0K<0.1%00.0%UnchangedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM21,476$183.4K<0.1%00.0%UnchangedHistory
ASAASA Gold & Precious Metals LtdSHS11,452$183.6K<0.1%00.0%UnchangedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM11,471$194.2K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF21,077$197.7K<0.1%+1,611+8.3%Added–
iShares Tr46435G672CORE INTL AGGR4,089$200.1K<0.1%−14,334−77.8%Reduced–
CEGConstellation Energy CorpStock2,555$200.5K<0.1%+2,555NewHistory
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,282$201.0K<0.1%+4,282New–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX13,103$203.4K<0.1%−479−3.5%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,865$205.1K<0.1%+1,865New–
SPDR Series Trust78468R721STATE STREET SPD4,401$206.1K<0.1%+4,401New–
Global X FDS37960A669SUPERDIVIDEND8,987$207.1K<0.1%+634+7.6%Added–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,780$208.1K<0.1%+1,780New–
DBPInvesco DB Precious Metals FundPRECIOUS METAL4,078$208.1K<0.1%+4,078NewHistory
ELSEquity Lifestyle Properties IncCOM3,105$208.4K<0.1%−4−0.1%ReducedHistory
MSMorgan StanleyStock2,388$209.6K<0.1%−424−15.1%ReducedHistory
GWWW.W. Grainger, Inc.Stock305$209.8K<0.1%+305NewHistory
CMGChipotle Mexican Grill IncCOM123$210.4K<0.1%+123NewHistory
Dimensional ETF Trust25434V799INTL CORE EQUITY8,756$210.7K<0.1%+8,756New–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL4,997$210.9K<0.1%+4,997New–
Invesco Exch Traded FD Tr II46138E511PFD ETF18,455$211.9K<0.1%−6,667−26.5%Reduced–
iShares Tr46435G268RUSEL 2500 ETF3,880$212.7K<0.1%−462−10.6%Reduced–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF2,793$212.8K<0.1%+2,793New–
TPRTapestry, Inc.COM4,938$212.9K<0.1%+4,938NewHistory
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM9,406$214.4K<0.1%−6,415−40.5%Reduced–
URIUnited Rentals, Inc.COM545$215.8K<0.1%+545NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN17,422$217.2K<0.1%+797+4.8%AddedHistory
SIRESisecam Resources LPCOM UNIT LTD8,652$217.3K<0.1%+8,652NewHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,276$217.5K<0.1%+5,276New–
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT7,191$218.4K<0.1%+7,191New–
Global X FDS37954Y715RBTCS ARTFL INTE8,601$219.3K<0.1%+8,601New–
OKEONEOK IncCOM3,453$219.4K<0.1%+2+0.1%AddedHistory
First Tr Exchng Traded FD VI33740U737FT VEST US EQT7,458$220.6K<0.1%+7,458New–
SPDR Series Trust78468R408ST TERM HIGH ETF8,891$220.9K<0.1%−4,491−33.6%Reduced–
SRESempraStock1,465$221.5K<0.1%+1,465NewHistory
SSDSimpson Manufacturing Co., Inc.COM2,022$221.7K<0.1%+2,022NewHistory
SLViShares Silver TrustETF10,027$221.8K<0.1%−142−1.4%ReducedHistory
ENTGEntegris IncCOM2,725$223.5K<0.1%+2,725NewHistory
GILDGilead Sciences, Inc.Stock2,696$223.7K<0.1%+93+3.6%AddedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD5,912$223.8K<0.1%+5,912New–
KRKroger CoStock4,561$225.2K<0.1%00.0%UnchangedHistory
MROMarathon Oil CorpCOM9,522$228.1K<0.1%+588+6.6%AddedHistory
PRUPrudential Financial IncStock2,778$229.8K<0.1%−82−2.9%ReducedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF4,722$229.8K<0.1%+20+0.4%Added–
Fidelity MSCI Utilities Index ETF316092865ETF5,255$230.3K<0.1%+5,255New–
SHOPShopify Inc.Stock4,809$230.5K<0.1%+4,809NewHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,717$232.1K<0.1%+51+0.6%Added–
SPDR Series Trust78468R804ST STR R1K LOWV1,700$232.6K<0.1%+1,700New–
DBX ETF Tr233051879XTRACK HRVST CSI7,891$232.6K<0.1%−2,501−24.1%Reduced–
RFRegions Financial CorpCOM12,575$233.4K<0.1%+1,489+13.4%AddedHistory
CRMSalesforce, Inc.Stock1,172$234.1K<0.1%+1,172NewHistory
Vanguard World FD921910873MEGA CAP INDEX1,644$235.3K<0.1%+119+7.8%Added–
FFord Motor CoStock18,720$235.9K<0.1%+3,098+19.8%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF3,532$239.4K<0.1%−125−3.4%Reduced–
FRFirst Industrial Realty Trust IncCOM4,505$239.7K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS3,666$240.1K<0.1%−69−1.8%Reduced–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,756$240.1K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US3,288$241.8K<0.1%+3,288New–
TTDTrade Desk, Inc.Stock4,018$244.7K<0.1%+4,018NewHistory
VanEck ETF Trust92189F536LONG MUNI ETF13,613$245.2K<0.1%+982+7.8%Added–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,429$246.0K<0.1%−44−1.0%Reduced–
BGBunge Global SACOM2,577$246.1K<0.1%+367+16.6%AddedHistory
SFStifel Financial CorpCOM4,176$246.8K<0.1%00.0%UnchangedHistory
iShares Tr46435U713US INFRASTRUC6,625$247.3K<0.1%+6,625New–
ARK Next Generation Technology ETF00214Q401ETF4,619$247.6K<0.1%+4,619New–
SPDR Series Trust78468R861STATE STRET SPDR13,028$247.9K<0.1%+13,028New–
Fidelity MSCI Health Care Index ETF316092600ETF4,048$248.8K<0.1%+76+1.9%Added–
BIIBBiogen Inc.COM895$248.8K<0.1%+895NewHistory
Kraneshares Trust500767652MOUNT LUCAS ETF8,475$249.8K<0.1%+467+5.8%Added–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL4,942$251.0K<0.1%+4,942New–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,753$251.1K<0.1%+2,753NewHistory
BLKBlackRock, Inc.COM376$251.3K<0.1%−17−4.3%ReducedHistory
VanEck ETF Trust92189H805RARE EARTH AND S3,099$252.8K<0.1%+334+12.1%Added–
Fidelity Covington Trust316092832DIVID ETF RISI6,236$253.6K<0.1%+6,236New–
HBANHuntington Bancshares IncCOM22,734$254.6K<0.1%+1,655+7.9%AddedHistory
TXNTexas Instruments IncStock1,373$255.4K<0.1%+1,373NewHistory
STZConstellation Brands, Inc.Stock1,134$256.1K<0.1%+51+4.7%AddedHistory

Sold out since Q4 2022 (23)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI296,723$7.46M0.7%–
iShares Tr46434V1000-5YR INVT GR CP29,316$1.40M0.1%–
Ssga Active ETF Tr78467V103ST STR REAL ETF40,519$1.12M0.1%–
Pacer FDS Tr69374H840WEALTHSHIELD37,624$1.08M0.1%–
Atlas CorpY0436Q109SHARES61,650$945.7K0.1%–
ProShares Tr74348A814INFLATN EXPECTNS25,443$838.6K0.1%–
Invesco Actively Managed ETF46090A309CNSRTV MLT AST60,842$723.4K0.1%–
SPDR Series Trust78464A755ST STR SP METAL9,434$469.9K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT18,405$453.7K<0.1%History
MPCMarathon Petroleum CorpStock3,738$435.1K<0.1%History
iShares Tr464289883CORE 30 70 ETF11,935$401.1K<0.1%–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF9,686$374.9K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,748$298.9K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,360$245.1K<0.1%–
WTFCWintrust Financial CorpCOM2,600$219.8K<0.1%History
TDToronto Dominion BankStock3,389$219.5K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,686$215.0K<0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,705$213.3K<0.1%–
WMBWilliams Companies, Inc.COM6,368$209.5K<0.1%History
MSIMotorola Solutions, Inc.Stock798$205.6K<0.1%History
HLNHaleon plcADR14,033$112.3K<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock14,068$74.0K<0.1%–
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$15.0K<0.1%–