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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
516
+122 vs. Q2 2022
Portfolio value
$875.1M
−$8.95M (−1.0%) vs. Q2 2022
Filed
Oct 14, 2022
SEC
Holdings of PFG Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288588MBS ETF11,536$1.06M0.1%+11,536New–
METAMeta Platforms, Inc.Stock7,838$1.06M0.1%+256+3.4%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF13,282$1.06M0.1%+13,282New–
BABoeing CoStock8,808$1.07M0.1%−452−4.9%ReducedHistory
iShares Tips Bond ETF464287176ETF10,211$1.07M0.1%+10,211New–
AVBAvalonbay Communities IncCOM5,895$1.09M0.1%−287−4.6%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF23,202$1.09M0.1%+23,202New–
KDPKeurig Dr Pepper Inc.COM30,609$1.10M0.1%−20−0.1%ReducedHistory
Pacer Trendpilot US Bond ETF69374H642ETF56,199$1.10M0.1%+12,999+30.1%Added–
APTVAptiv PLCSHS14,182$1.11M0.1%−1,540−9.8%ReducedHistory
GISGeneral Mills IncStock14,695$1.13M0.1%+14,695NewHistory
SPDR Series Trust78464A664ST LON TREAS ETF38,000$1.13M0.1%+711+1.9%Added–
iShares Semiconductor ETF464287523ETF3,552$1.13M0.1%+3,552New–
MRSHMarsh & McLennan Companies, Inc.Stock7,682$1.15M0.1%+75+1.0%AddedHistory
ABTAbbott LaboratoriesStock11,865$1.15M0.1%+825+7.5%AddedHistory
AVYAvery Dennison CorpCOM7,102$1.16M0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock11,678$1.16M0.1%−650−5.3%ReducedHistory
VanEck Semiconductor ETF92189F676ETF6,289$1.16M0.1%+354+6.0%Added–
PIMCO ETF Tr72201R817INV GRD CRP BD12,838$1.17M0.1%−2,656−17.1%Reduced–
ISRGIntuitive Surgical IncCOM NEW6,252$1.17M0.1%+201+3.3%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF11,445$1.17M0.1%+11,445New–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF18,615$1.17M0.1%+18,615New–
AWKAmerican Water Works Company, Inc.Stock9,068$1.18M0.1%−1,447−13.8%ReducedHistory
Fidelity MSCI Financials Index ETF316092501ETF27,405$1.18M0.1%+27,405New–
ETNEaton Corp plcStock8,971$1.20M0.1%+70+0.8%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF16,709$1.20M0.1%−1,248−6.9%Reduced–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX8,105$1.20M0.1%+8,105New–
MDTMedtronic plcStock15,270$1.23M0.1%+1,687+12.4%AddedHistory
MOAltria Group, Inc.Stock31,378$1.27M0.1%−1,789−5.4%ReducedHistory
ZTSZoetis Inc.Stock8,573$1.27M0.1%−3,603−29.6%ReducedHistory
MAMastercard IncStock4,496$1.28M0.1%+109+2.5%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF14,653$1.28M0.1%+14,653New–
FSKFS KKR Capital CorpCOM75,418$1.28M0.1%+75,418NewHistory
APDAir Products & Chemicals, Inc.Stock5,618$1.31M0.1%+112+2.0%AddedHistory
ULUnilever PLCSPON ADR NEW29,976$1.31M0.2%−2,471−7.6%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF3,277$1.32M0.2%−51−1.5%ReducedHistory
KEYSKeysight Technologies, Inc.Stock8,385$1.32M0.2%+45+0.5%AddedHistory
WELLWelltower Inc.REIT20,533$1.32M0.2%−2,138−9.4%ReducedHistory
iShares Russell 2000 ETF464287655ETF8,010$1.32M0.2%+8,010New–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF23,297$1.33M0.2%−373−1.6%Reduced–
SPDR Series Trust78468R200ST STR RATE ETF44,011$1.33M0.2%+8,255+23.1%Added–
TYLTyler Technologies IncCOM3,841$1.33M0.2%+20+0.5%AddedHistory
SBUXStarbucks CorpStock15,940$1.34M0.2%+128+0.8%AddedHistory
iShares Tr46434V1000-5YR INVT GR CP28,324$1.34M0.2%+13,898+96.3%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD30,837$1.34M0.2%−641−2.0%Reduced–
PFLTPennantPark Floating Rate Capital Ltd.COM140,112$1.34M0.2%−500−0.4%ReducedHistory
Vanguard World FD921910840MEGA CAP VAL ETF14,982$1.35M0.2%+14,982New–
iShares Tr46432F859CORE 1 5 YR USD29,421$1.36M0.2%−2,248−7.1%Reduced–
iShares Tr464288414NATIONAL MUN ETF13,233$1.36M0.2%+13,233New–
Schwab U.S. Small-Cap ETF808524607ETF35,995$1.36M0.2%+35,995New–
SPDR Series Trust78468R556SP O&G EXPL PRO10,974$1.37M0.2%+10,974New–
FDSFactset Research Systems IncStock3,426$1.37M0.2%−73,609−95.6%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF12,478$1.37M0.2%+208+1.7%Added–
DEDeere & CoStock4,110$1.37M0.2%+2,982+264.4%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF25,076$1.40M0.2%+25,076New–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD19,074$1.42M0.2%−19,376−50.4%Reduced–
APHAmphenol CorpCL A21,280$1.43M0.2%−125−0.6%ReducedHistory
ADMArcher-Daniels-Midland CoStock17,881$1.44M0.2%−822−4.4%ReducedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,078$1.47M0.2%+9,078New–
Alps ETF Tr00162Q858SECTR DIV DOGS32,583$1.47M0.2%−6,780−17.2%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF30,857$1.47M0.2%+30,857New–
ROKRockwell Automation, IncStock7,020$1.51M0.2%−438−5.9%ReducedHistory
RTXRTX CorpStock18,683$1.53M0.2%−445,857−96.0%ReducedHistory
Vanguard Information Technology ETF92204A702ETF5,036$1.55M0.2%+388+8.3%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF7,951$1.55M0.2%+7,951New–
SPDR Series Trust78468R796ST STR SP500FF18,602$1.62M0.2%+660+3.7%Added–
EPREpr PropertiesCOM SH BEN INT45,819$1.64M0.2%+400+0.9%AddedHistory
Capital Group Growth ETF14020G101SHS CREAT UNIT84,290$1.65M0.2%+31,760+60.5%Added–
CDNSCadence Design Systems IncStock10,086$1.65M0.2%−6,150−37.9%ReducedHistory
CSLCarlisle Companies IncCOM5,878$1.65M0.2%+3,713+171.5%AddedHistory
GAINGladstone Investment CorporationdeCEF136,544$1.65M0.2%−3,000−2.1%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF16,121$1.66M0.2%+16,121New–
iShares Tr464288885EAFE GRWTH ETF23,296$1.69M0.2%+23,296New–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF22,533$1.71M0.2%−2,385−9.6%Reduced–
MPWRMonolithic Power Systems, Inc.COM4,709$1.71M0.2%−9−0.2%ReducedHistory
CATCaterpillar IncStock10,586$1.74M0.2%+112+1.1%AddedHistory
SHWSherwin Williams CoCOM8,491$1.74M0.2%−9−0.1%ReducedHistory
BDXBecton Dickinson & CoStock7,959$1.77M0.2%+215+2.8%AddedHistory
CLXClorox CoStock14,110$1.81M0.2%−956−6.3%ReducedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY35,518$1.83M0.2%+29,785+519.5%Added–
DEODiageo PLCSPON ADR NEW10,769$1.83M0.2%−683−6.0%ReducedHistory
CLColgate Palmolive CoStock26,053$1.83M0.2%−945−3.5%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD23,267$1.89M0.2%+23,267New–
ADIAnalog Devices IncStock13,650$1.90M0.2%−58,842−81.2%ReducedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY30,794$1.92M0.2%+2,426+8.6%Added–
INTUIntuit Inc.Stock4,962$1.92M0.2%−9−0.2%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF13,407$1.92M0.2%+13,407New–
Vanguard Short-Term Bond ETF921937827ETF25,763$1.93M0.2%+25,763New–
State Street Technology Select Sector SPDR ETF81369Y803ETF16,251$1.93M0.2%+3,211+24.6%Added–
ITWIllinois Tool Works IncStock10,896$1.97M0.2%+52+0.5%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT15,525$1.98M0.2%−2,066−11.7%Reduced–
KMBKimberly Clark CorpStock17,571$1.98M0.2%−634−3.5%ReducedHistory
Amplify ETF Tr032108409CWP ENHANCED DIV63,572$2.04M0.2%+63,572New–
PFEPfizer IncStock46,855$2.05M0.2%−387−0.8%ReducedHistory
iShares Inc464286681MSCI EQUAL WEITE30,881$2.06M0.2%+30,881New–
iShares MSCI USA Momentum Factor ETF46432F396ETF15,740$2.06M0.2%−2,292−12.7%Reduced–
KLACKLA CorpCOM NEW6,825$2.06M0.2%−597−8.0%ReducedHistory
MRKMerck & Co., Inc.Stock24,000$2.07M0.2%+561+2.4%AddedHistory
iShares Tr464288687PFD AND INCM SEC65,320$2.07M0.2%+65,320New–
Vanguard Malvern FDS922020805STRM INFPROIDX43,499$2.09M0.2%+43,499New–

Sold out since Q2 2022 (37)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD133,298$2.40M0.3%–
BRBroadridge Financial Solutions, Inc.Stock13,981$1.99M0.2%History
Abrdn ETFs003261203BBRG ALL COMMDY36,528$1.32M0.1%–
HEIHeico CorpCOM9,775$1.28M0.1%History
GSKGSK plcSPONSORED ADR26,756$1.17M0.1%History
TTCToro CoCOM14,935$1.13M0.1%History
PIMCO ETF Tr72201R30415+ YR US TIPS12,562$819.0K0.1%–
FASTFastenal CoStock15,760$787.0K0.1%History
TTTrane Technologies plcSHS5,514$716.0K0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,701$350.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED11,970$343.0K<0.1%–
FNAParagon 28, Inc.COM20,827$331.0K<0.1%History
BXBlackstone Inc.COM3,525$322.0K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,489$309.0K<0.1%–
TROWPrice T Rowe Group IncStock2,457$279.0K<0.1%History
ALCOAlico, Inc.COM6,848$244.0K<0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,746$240.0K<0.1%–
SPDR Series Trust78468R721STATE STREET SPD5,065$232.0K<0.1%–
VMOInvesco Municipal Opportunity TrustCOM22,046$228.0K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,489$225.0K<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE10,836$220.0K<0.1%–
ELSEquity Lifestyle Properties IncCOM3,109$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,818$217.0K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,397$217.0K<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY2,177$217.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US4,708$210.0K<0.1%–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK15,448$208.0K<0.1%History
CRMSalesforce, Inc.Stock1,257$207.0K<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT4,030$207.0K<0.1%–
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,469$200.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF8,742$200.0K<0.1%–
CF Acquisition Corp VI12521J103COM CL A16,768$167.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,647$149.0K<0.1%–
KSMDWS Strategic Municipal Income TrustCOM13,899$127.0K<0.1%History
BCXBlackRock Resources & Commodities Strategy TrustSHS12,946$116.0K<0.1%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,446$100.0K<0.1%History
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS12,608$67.0K<0.1%History