PFG Advisors
- SEC CIK
- 0001694435
- Latest filing
- Jul 16, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 499
- +24 vs. Q2 2021
- Portfolio value
- $881.7M
- +$9.55M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr464287234 | MSCI EMG MKT ETF | 13,085 | $659.0K | 0.1% | +1,928+17.3% | Added | – |
| AREAlexandria Real Estate Equities, Inc. | COM | 3,467 | $662.0K | 0.1% | −5−0.1% | Reduced | History |
| DUKDuke Energy CORP | Stock | 6,931 | $676.0K | 0.1% | −179−2.5% | Reduced | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 18,904 | $678.0K | 0.1% | +18,904 | New | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 18,218 | $680.0K | 0.1% | +10,149+125.8% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 11,636 | $699.0K | 0.1% | −3,990−25.5% | Reduced | – |
| EOGEOG Resources Inc | Stock | 8,755 | $703.0K | 0.1% | −2,733−23.8% | Reduced | History |
| iShares Tr464289883 | CORE 30 70 ETF | 17,942 | $709.0K | 0.1% | +17,942 | New | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 3,535 | $710.0K | 0.1% | −24−0.7% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 9,109 | $711.0K | 0.1% | +264+3.0% | Added | – |
| iShares Tr464288562 | RESIDENTIAL MULT | 8,417 | $720.0K | 0.1% | +1,009+13.6% | Added | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 9,613 | $731.0K | 0.1% | +843+9.6% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 6,876 | $740.0K | 0.1% | +1,036+17.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 11,626 | $744.0K | 0.1% | +1,083+10.3% | Added | – |
| NUVNuveen Municipal Value Fund Inc | COM | 66,476 | $753.0K | 0.1% | +37,620+130.4% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 6,035 | $759.0K | 0.1% | +804+15.4% | Added | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 7,460 | $764.0K | 0.1% | −99−1.3% | Reduced | – |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 7,999 | $768.0K | 0.1% | +1,747+27.9% | Added | – |
| VanEck ETF Trust92189F536 | LONG MUNI ETF | 36,081 | $776.0K | 0.1% | +9,766+37.1% | Added | – |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 15,170 | $777.0K | 0.1% | +3,379+28.7% | Added | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 15,230 | $787.0K | 0.1% | +15,230 | New | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 10,279 | $788.0K | 0.1% | +749+7.9% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 9,770 | $801.0K | 0.1% | −2,325−19.2% | Reduced | – |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 9,231 | $810.0K | 0.1% | +9,231 | New | – |
| FASTFastenal Co | Stock | 15,715 | $811.0K | 0.1% | +495+3.3% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 54,216 | $815.0K | 0.1% | −995−1.8% | Reduced | – |
| iShares Tr46435G102 | CONV BD ETF | 8,207 | $819.0K | 0.1% | +8,207 | New | – |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 13,168 | $826.0K | 0.1% | +1,414+12.0% | Added | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 30,779 | $835.0K | 0.1% | +5,776+23.1% | Added | – |
| MCOMoodys Corp | Stock | 2,405 | $854.0K | 0.1% | +10+0.4% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 15,953 | $854.0K | 0.1% | +3,078+23.9% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 9,652 | $855.0K | 0.1% | +2,417+33.4% | Added | – |
| DOCUDocuSign, Inc. | Stock | 3,324 | $856.0K | 0.1% | +30+0.9% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 12,166 | $862.0K | 0.1% | −603−4.7% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 11,620 | $863.0K | 0.1% | −1,043−8.2% | Reduced | – |
| CMICummins Inc | Stock | 3,865 | $868.0K | 0.1% | +135+3.6% | Added | History |
| SBACSba Communications Corp | CL A | 2,631 | $870.0K | 0.1% | −5−0.2% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 7,619 | $874.0K | 0.1% | +7,619 | New | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 16,483 | $878.0K | 0.1% | +8,851+116.0% | Added | – |
| SARSaratoga Investment Corp. | COM NEW | 30,598 | $879.0K | 0.1% | −4,133−11.9% | Reduced | History |
| CGNXCognex Corp | COM | 11,025 | $884.0K | 0.1% | +90+0.8% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 6,400 | $890.0K | 0.1% | −2,492−28.0% | Reduced | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 36,012 | $891.0K | 0.1% | +36,012 | New | – |
| SHOPShopify Inc. | Stock | 662 | $897.0K | 0.1% | −5−0.7% | Reduced | History |
| iShares Tr46435U697 | IBONDS DEC | 33,509 | $903.0K | 0.1% | +7,890+30.8% | Added | – |
| GISGeneral Mills Inc | Stock | 15,306 | $916.0K | 0.1% | +21+0.1% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 95,962 | $919.0K | 0.1% | −6,394−6.2% | Reduced | History |
| Fidelity MSCI Financials Index ETF316092501 | ETF | 17,150 | $921.0K | 0.1% | −665−3.7% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 9,100 | $926.0K | 0.1% | −293−3.1% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 3,934 | $930.0K | 0.1% | +541+15.9% | Added | – |
| BACBank of America Corp | Stock | 21,977 | $933.0K | 0.1% | −1,371−5.9% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 20,897 | $937.0K | 0.1% | +780+3.9% | Added | History |
| DISWalt Disney Co | Stock | 5,547 | $938.0K | 0.1% | +370+7.1% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 14,913 | $943.0K | 0.1% | +1,087+7.9% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 8,380 | $949.0K | 0.1% | −217−2.5% | Reduced | – |
| ARCCAres Capital Corp | CEF | 46,969 | $955.0K | 0.1% | −1,875−3.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 6,933 | $966.0K | 0.1% | −131−1.9% | Reduced | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 29,410 | $967.0K | 0.1% | −676−2.2% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 24,859 | $970.0K | 0.1% | −151−0.6% | Reduced | – |
| KDPKeurig Dr Pepper Inc. | COM | 28,434 | $971.0K | 0.1% | −210−0.7% | Reduced | History |
| GNRCGenerac Holdings Inc. | Stock | 2,394 | $979.0K | 0.1% | +68+2.9% | Added | History |
| J P Morgan Exchange Traded F46641Q852 | INTL BD OPP ETF | 19,084 | $981.0K | 0.1% | −2,043−9.7% | Reduced | – |
| RTXRTX Corp | Stock | 11,713 | $1.01M | 0.1% | −37−0.3% | Reduced | History |
| iShares Tr46435G193 | ESG AWRE USD ETF | 36,749 | $1.01M | 0.1% | +4,904+15.4% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 4,291 | $1.01M | 0.1% | −312−6.8% | Reduced | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 12,782 | $1.01M | 0.1% | −69−0.5% | Reduced | – |
| WisdomTree Tr97717W844 | GLOB EX US QU FD | 25,395 | $1.03M | 0.1% | +1,604+6.7% | Added | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 17,125 | $1.03M | 0.1% | −479−2.7% | Reduced | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 6,797 | $1.03M | 0.1% | +145+2.2% | Added | History |
| MAMastercard Inc | Stock | 2,970 | $1.03M | 0.1% | +117+4.1% | Added | History |
| LCIILci Industries | COM | 7,703 | $1.04M | 0.1% | +420+5.8% | Added | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 19,658 | $1.04M | 0.1% | +1,102+5.9% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 48,222 | $1.04M | 0.1% | +48,222 | New | – |
| NFLXNetflix Inc | Stock | 1,713 | $1.05M | 0.1% | −73−4.1% | Reduced | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 20,940 | $1.06M | 0.1% | +20,940 | New | – |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 6,696 | $1.06M | 0.1% | −55−0.8% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 14,253 | $1.08M | 0.1% | +240+1.7% | Added | – |
| EQIXEquinix Inc | COM | 1,397 | $1.10M | 0.1% | +4+0.3% | Added | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 14,122 | $1.13M | 0.1% | +3,848+37.5% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 18,906 | $1.14M | 0.1% | −21−0.1% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 12,706 | $1.14M | 0.1% | −172−1.3% | Reduced | – |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 21,307 | $1.14M | 0.1% | −2,613−10.9% | Reduced | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 6,863 | $1.14M | 0.1% | −1,894−21.6% | Reduced | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 31,955 | $1.17M | 0.1% | −1,034−3.1% | Reduced | – |
| ETNEaton Corp plc | Stock | 7,834 | $1.17M | 0.1% | +83+1.1% | Added | History |
| Atlas CorpY0436Q109 | SHARES | 77,300 | $1.17M | 0.1% | −4,070−5.0% | Reduced | – |
| INTCIntel Corp | Stock | 22,140 | $1.18M | 0.1% | +152+0.7% | Added | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 15,176 | $1.18M | 0.1% | +297+2.0% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 36,391 | $1.20M | 0.1% | +4,475+14.0% | Added | – |
| GSKGSK plc | SPONSORED ADR | 31,653 | $1.21M | 0.1% | −2,484−7.3% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,601 | $1.21M | 0.1% | −1,857−8.7% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 56,300 | $1.21M | 0.1% | +56,300 | New | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 6,330 | $1.22M | 0.1% | +45+0.7% | Added | – |
| AWKAmerican Water Works Company, Inc. | Stock | 7,277 | $1.23M | 0.1% | +104+1.4% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 4,828 | $1.24M | 0.1% | −217−4.3% | Reduced | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 25,076 | $1.24M | 0.1% | −310−1.2% | Reduced | – |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 16,451 | $1.25M | 0.1% | +1,272+8.4% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 3,140 | $1.26M | 0.1% | +72+2.3% | Added | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 24,280 | $1.26M | 0.1% | +613+2.6% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 9,885 | $1.26M | 0.1% | +838+9.3% | Added | – |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (22)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | 65,602 | $18.8M | 2.2% | – |
| MSAMSA Safety Inc | COM | 5,330 | $883.0K | 0.1% | History |
| INSPInspire Medical Systems, Inc. | COM | 3,946 | $763.0K | 0.1% | History |
| BPBP PLC | ADR | 11,586 | $306.0K | <0.1% | History |
| AVLRAvalara, Inc. | COM | 1,844 | $298.0K | <0.1% | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 38,950 | $294.0K | <0.1% | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 4,752 | $289.0K | <0.1% | – |
| PSXPhillips 66 | Stock | 2,898 | $249.0K | <0.1% | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 7,790 | $244.0K | <0.1% | – |
| BKCCBlackRock Capital Investment Corp | COM | 61,486 | $242.0K | <0.1% | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 2,693 | $231.0K | <0.1% | – |
| RFRegions Financial Corp | COM | 10,945 | $221.0K | <0.1% | History |
| JLLJones Lang Lasalle Inc | COM | 1,125 | $220.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 631 | $218.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 2,042 | $218.0K | <0.1% | – |
| ETF Managers Tr26924G870 | BLUESTAR ISRAEL | 3,026 | $212.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,755 | $207.0K | <0.1% | – |
| ARK ETF Tr00214Q609 | ISRAEL INOVATE | 6,389 | $205.0K | <0.1% | – |
| OHIOmega Healthcare Investors Inc | COM | 5,578 | $202.0K | <0.1% | History |
| iShares Inc464286657 | MSCI BIC ETF | 3,702 | $202.0K | <0.1% | – |
| GEOGeo Group Inc | COM | 23,600 | $168.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 10,416 | $131.0K | <0.1% | History |