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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 12, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,003
+35 vs. Q3 2023
Portfolio value
$2.87B
+$310.4M (+12.1%) vs. Q3 2023
Filed
Jan 12, 2024
SEC
Holdings of Mutual Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,586$238.3K<0.1%−339−11.6%Reduced–
ROLRollins IncCOM5,458$238.3K<0.1%−45−0.8%ReducedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK8,646$239.0K<0.1%+8,646NewHistory
COINCoinbase Global, Inc.COM CL A1,384$240.7K<0.1%+1,384NewHistory
PINSPinterest, Inc.CL A6,510$241.1K<0.1%+6,510NewHistory
BSTBlackRock Science & Technology TrustSHS7,165$241.2K<0.1%+190+2.7%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF5,241$241.2K<0.1%−1,615−23.6%Reduced–
TTETotalEnergies SESPONSORED ADS3,580$241.2K<0.1%−803−18.3%ReducedHistory
Innovator ETFs Trust45782C318US EQTY PWR BUF7,673$241.5K<0.1%−1,023−11.8%Reduced–
FBINFortune Brands Innovations, Inc.COM3,183$242.4K<0.1%−69−2.1%ReducedHistory
First Tr Exchange-Traded FD336917109SHS6,776$243.1K<0.1%−3,291−32.7%Reduced–
ULTAUlta Beauty, Inc.Stock497$243.5K<0.1%+497NewHistory
HTGCHercules Capital, Inc.COM14,642$244.1K<0.1%+14,642NewHistory
Flexshares Tr33939L886ULTR SHO INC FD3,257$244.4K<0.1%−2−0.1%Reduced–
ProShares Tr74347B425SHORT S&P 500 NE18,834$244.7K<0.1%+18,834New–
STESTERIS plcSHS USD1,116$245.3K<0.1%+154+16.0%AddedHistory
First Tr Exchng Traded FD VI33740F557FT VEST NAS10,236$246.6K<0.1%−1,000−8.9%Reduced–
CDNSCadence Design Systems IncStock909$247.6K<0.1%+13+1.5%AddedHistory
First Tr Exchng Traded FD VI33740U653FT VEST US EQT7,850$247.7K<0.1%−2,000−20.3%Reduced–
EOGEOG Resources IncStock2,050$247.9K<0.1%+67+3.4%AddedHistory
Fidelity Covington Trust316092303CONSMR STAPLES5,582$249.1K<0.1%−16,858−75.1%Reduced–
WisdomTree Tr97717W323EM MKTS QTLY DIV10,195$250.6K<0.1%+542+5.6%Added–
Fidelity MSCI Health Care Index ETF316092600ETF3,881$251.1K<0.1%−662−14.6%Reduced–
BRBroadridge Financial Solutions, Inc.Stock1,221$251.3K<0.1%+35+3.0%AddedHistory
RBLXRoblox CorpStock5,510$251.9K<0.1%+5,510NewHistory
JKHYJack Henry & Associates IncStock1,546$252.6K<0.1%+31+2.0%AddedHistory
FDSFactset Research Systems IncStock530$252.9K<0.1%+530NewHistory
HAHawaiian Holdings IncCOM18,090$256.9K<0.1%−83,380−82.2%ReducedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT6,198$258.0K<0.1%−230−3.6%Reduced–
Innovator ETFs Trust45782C417US EQTY PWR BUF7,902$258.0K<0.1%−4,197−34.7%Reduced–
NXPINXP Semiconductors N.V.COM1,129$259.3K<0.1%−6−0.5%ReducedHistory
IDXXIDEXX Laboratories IncCOM468$259.8K<0.1%+468NewHistory
iShares Ibonds Dec 2031 Term Corporate ETF46436E486ETF12,524$260.1K<0.1%+12,524New–
First Tr Exch Traded FD III33739P855INSTL PFD SECS14,610$260.5K<0.1%00.0%Unchanged–
DKNGDraftKings Inc.Stock7,420$261.5K<0.1%+84+1.1%AddedHistory
Cambria ETF Tr132061607GLB ASSET ALLO9,413$262.4K<0.1%00.0%Unchanged–
PATHUiPath, Inc.Stock10,571$262.6K<0.1%−1,024−8.8%ReducedHistory
BCSFBain Capital Specialty Finance, Inc.COM STK17,461$263.1K<0.1%−1,829−9.5%ReducedHistory
ARESAres Management CorpCL A COM STK2,213$263.1K<0.1%+2,213NewHistory
Fidelity MSCI Energy Index ETF316092402ETF11,436$263.5K<0.1%−4,874−29.9%Reduced–
BTEBaytex Energy Corp.COM79,514$264.0K<0.1%+79,514NewHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT5,000$264.0K<0.1%00.0%Unchanged–
EQIXEquinix IncCOM329$264.8K<0.1%−24−6.8%ReducedHistory
AMPAmeriprise Financial IncCOM698$265.2K<0.1%−20−2.8%ReducedHistory
SPDR Series Trust78468R523ST STR BL 12 ETF2,680$265.6K<0.1%+2,680New–
CTVACorteva, Inc.Stock5,545$265.7K<0.1%−383−6.5%ReducedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK19,698$266.1K<0.1%+4,581+30.3%AddedHistory
iShares Tr464288869MICRO-CAP ETF2,294$266.1K<0.1%+205+9.8%Added–
iShares Tr46434V647GLOBAL REIT ETF11,026$266.6K<0.1%+1,286+13.2%Added–
ETF Managers Tr26924G888ETHO CLIMATE LEA4,831$268.6K<0.1%00.0%Unchanged–
iShares Tr46435U432IBONDS DEC 2510,205$270.9K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E511PFD ETF23,657$271.4K<0.1%−796−3.3%Reduced–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH3,997$272.3K<0.1%−954−19.3%Reduced–
iShares Ibonds Dec 2032 Term Corporate ETF46436E312ETF10,794$272.3K<0.1%+10,794New–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN9,171$272.6K<0.1%+9,171New–
VRSKVerisk Analytics, Inc.COM1,143$272.9K<0.1%+1,143NewHistory
EIGEmployers Holdings, Inc.COM6,936$273.3K<0.1%−4,255−38.0%ReducedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF5,513$274.1K<0.1%+5,513New–
DELLDell Technologies Inc.Stock3,594$274.9K<0.1%+3,594NewHistory
Tidal ETF Tr88634T709II TSLA OPTION INCM23,067$275.2K<0.1%+138+0.6%Added–
Fidelity MSCI Materials Index ETF316092881ETF5,657$275.7K<0.1%+9+0.2%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR9,471$277.4K<0.1%+1,447+18.0%AddedHistory
TERTeradyne, IncStock2,558$277.6K<0.1%+17+0.7%AddedHistory
First Tr Exchng Traded FD VI33740F391FT VEST U.S8,917$279.7K<0.1%−500−5.3%Reduced–
GEHCGE HealthCare Technologies Inc.Stock3,624$280.2K<0.1%−408−10.1%ReducedHistory
HEIHeico CorpCOM1,568$280.5K<0.1%−3−0.2%ReducedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD14,629$281.2K<0.1%−2,000−12.0%Reduced–
PAYXPaychex IncStock2,362$281.3K<0.1%+2,362NewHistory
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM11,903$281.4K<0.1%−63−0.5%ReducedHistory
PPGPPG Industries IncStock1,887$282.3K<0.1%+184+10.8%AddedHistory
MARMarriott International IncStock1,260$284.1K<0.1%+59+4.9%AddedHistory
SNDRSchneider National, Inc.CL B11,166$284.2K<0.1%−1,086−8.9%ReducedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF8,110$284.6K<0.1%−493−5.7%Reduced–
APPFAppfolio IncCOM CL A1,657$287.1K<0.1%−116−6.5%ReducedHistory
EXCExelon CorpStock7,997$287.1K<0.1%−651−7.5%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF4,312$289.5K<0.1%+232+5.7%Added–
iShares Tr464287838U.S. BAS MTL ETF2,115$292.2K<0.1%+156+8.0%Added–
CACICACI International IncCL A903$292.4K<0.1%+78+9.5%AddedHistory
First Tr Exchng Traded FD VI33740U307FT VEST US EQT7,273$292.7K<0.1%00.0%Unchanged–
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM16,058$295.9K<0.1%+16,058NewHistory
iShares Tr464287119MORNINGSTAR GRWT4,375$296.7K<0.1%00.0%Unchanged–
ABMAbm Industries IncCOM6,622$296.9K<0.1%+26+0.4%AddedHistory
ROPRoper Technologies IncStock550$299.6K<0.1%+31+6.0%AddedHistory
KNTKKinetik Holdings Inc.COM NEW CL A9,019$301.2K<0.1%+9,019NewHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF14,600$301.9K<0.1%00.0%Unchanged–
DRIDarden Restaurants IncCOM1,852$304.3K<0.1%+238+14.7%AddedHistory
CARRCarrier Global CorpStock5,298$304.3K<0.1%−86−1.6%ReducedHistory
LOGILogitech International S.A.SHS3,214$305.5K<0.1%+3,214NewHistory
Doubleline ETF Trust25861R402MORTGAGE ETF6,182$305.9K<0.1%−73−1.2%Reduced–
Lithium Americas Argentina Cor Com Shs53681K100Stock48,412$306.0K<0.1%+48,412New–
BBYBest Buy Co IncStock3,938$308.2K<0.1%−121−3.0%ReducedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,325$308.9K<0.1%−1,404−16.1%Reduced–
DDDuPont de Nemours, Inc.COM4,022$309.4K<0.1%−2,053−33.8%ReducedHistory
Northern LTS FD Tr IV66538H179MAIN BUYWRITE23,167$312.3K<0.1%+1,173+5.3%Added–
SUNSunoco LPCOM UT REP LP5,241$314.1K<0.1%−73−1.4%ReducedHistory
CUBECubeSmartREIT6,838$316.9K<0.1%−366−5.1%ReducedHistory
Investment Managers Ser Tr I46144X628AXS SHORT INNOV12,213$317.0K<0.1%−1,500−10.9%Reduced–
BUSEFirst Busey CorpCOM NEW12,828$318.4K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33741X102SMID RISNG ETF9,721$318.5K<0.1%+12+0.1%Added–
NEUNewmarket CorpCOM585$319.3K<0.1%+585NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q4 2023
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$670.6K

Sold out since Q3 2023 (84)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
First Tr Exchng Traded FD VI33740U406FT VEST U.S.232,885$7.82M0.3%–
J P Morgan Exchange Traded F46641Q159INCOME ETF153,596$6.82M0.3%–
iShares Tr46436E882IBONDS 23 TRM TS209,419$5.20M0.2%–
DBCInvesco DB Commodity Index Tracking FundUNIT98,968$2.47M0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF18,692$1.69M0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB48,873$1.63M0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE54,008$1.47M0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF56,975$1.41M0.1%–
SFMSprouts Farmers Market, Inc.COM27,179$1.16M<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,324$1.15M<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV15,493$1.03M<0.1%–
CORTCorcept Therapeutics IncCOM34,462$938.9K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL37,418$743.1K<0.1%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT12,792$665.0K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL7,999$631.9K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT31,706$627.1K<0.1%History
ProShares Tr74348A210SHRT RUSSELL200024,357$589.7K<0.1%–
AONAon plcCL A1,780$577.2K<0.1%History
iShares Tr464287739U.S. REAL ES ETF7,063$551.9K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT17,910$536.4K<0.1%–
ProShares Tr74347R131SHRT HGH YIELD27,477$507.0K<0.1%–
PAYCPaycom Software, Inc.Stock1,853$480.5K<0.1%History
HRBH&R Block IncCOM10,576$455.4K<0.1%History
Dimensional ETF Trust25434V799INTL CORE EQUITY17,224$402.2K<0.1%–
DBX ETF Tr233051150XTRACKERS MSCI9,716$385.3K<0.1%–
ProShares Tr74347B714SHORT QQQ NEW35,352$385.0K<0.1%–
Dimensional ETF Trust25434V831US HIGH PROF ETF14,875$382.1K<0.1%–
iShares Tr46436E411PARIS ALGND CLIM8,152$382.1K<0.1%–
SPDR Series Trust78468R531SPDR S&P 500 ESG8,888$368.8K<0.1%–
iShares Tr46435U853BROAD USD HIGH8,841$306.9K<0.1%–
SPDR Series Trust78468R721STATE STREET SPD7,022$306.8K<0.1%–
RIVNRivian Automotive, Inc.Stock12,586$305.6K<0.1%History
TELTE Connectivity plcREG SHS2,370$292.8K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC12,156$290.2K<0.1%–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,014$284.3K<0.1%–
Global X FDS37960A735GBL X BLOCKCHAIN11,983$279.2K<0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF12,444$279.0K<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE11,273$278.7K<0.1%–
VIXMProShares Trust IIVIX MDTRM FUTR N14,141$274.5K<0.1%History
Morgan Stanley ETF Trust61774R205CALVERT US LARCP4,925$262.1K<0.1%–
FLGTFulgent Genetics, Inc.COM9,370$250.6K<0.1%History
KRKroger CoStock5,573$249.4K<0.1%History
ProShares Tr74347G556ULTSHT REAL EST11,976$246.6K<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,267$242.2K<0.1%–
MZTIMarzetti CoCOM1,466$241.9K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,475$240.9K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF891$240.0K<0.1%–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF5,134$238.1K<0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF11,142$236.7K<0.1%–
TRVTravelers Companies, Inc.Stock1,446$236.1K<0.1%History
PNRPENTAIR plcSHS3,604$233.4K<0.1%History
ALLAllstate CorpStock2,088$232.7K<0.1%History
EXPDExpeditors International of Washington IncCOM1,953$223.9K<0.1%History
Lattice Strategies Tr518416102HARTFORD MLT ETF8,707$223.3K<0.1%–
GLLProShares Trust IIULTRASHRT NEW6,905$222.3K<0.1%History
SNYSanofiSPONSORED ADR4,053$217.4K<0.1%History
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,766$216.4K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF1,102$215.6K<0.1%–
MOSMosaic CoCOM5,985$213.1K<0.1%History
EBAYeBay IncCOM4,829$212.9K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ3,522$209.0K<0.1%–
VEEVVeeva Systems IncStock1,026$208.7K<0.1%History
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,148$207.8K<0.1%–
iShares Tr46435G268RUSEL 2500 ETF3,810$207.7K<0.1%–
Janus Detroit STR Tr47103U852HENDERSON MTG4,755$206.4K<0.1%–
CMECME Group Inc.COM1,027$205.6K<0.1%History
USOUnited States Oil Fund, LPUNITS2,530$204.6K<0.1%History
iShares Inc464286822MSCI MEXICO ETF3,473$202.2K<0.1%–
DGXQuest Diagnostics IncCOM1,656$201.8K<0.1%History
AUDCAudiocodes LtdORD19,154$193.6K<0.1%History
ProShares Tr74347G721ULSHRT UTILS NEW10,900$162.2K<0.1%–
VALEVale S.A.SPONSORED ADS11,845$158.7K<0.1%History
Listed FD Tr53656F417ROUNDHILL BALL13,695$129.8K<0.1%–
EPMEvolution Petroleum CorpCOM16,625$113.7K<0.1%History
NUVNuveen Municipal Value Fund IncCOM12,042$99.5K<0.1%History
CRBUCaribou Biosciences, Inc.COM17,366$83.0K<0.1%History
ENICEnel Chile S.A.SPONSORED ADR21,900$64.8K<0.1%History
GSMFerroglobe PLCSHS10,070$52.4K<0.1%History
CIGEnergy Co of Minas GeraisSP ADR N-V PFD18,344$44.4K<0.1%History
EVCEntravision Communications CorpCL A10,100$36.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,569$27.6K<0.1%History
TELLTellurian Inc.COM10,000$11.6K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM10,515$7.92K<0.1%–
CGCCanopy Growth CorpCOM10,101$7.91K<0.1%History