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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 12, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,003
+35 vs. Q3 2023
Portfolio value
$2.87B
+$310.4M (+12.1%) vs. Q3 2023
Filed
Jan 12, 2024
SEC
Holdings of Mutual Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAVSAgEagle Aerial Systems Inc.COM15,603$1.64K<0.1%−750−4.6%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM27,095$1.92K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM10,110$4.81K<0.1%−4,916−32.7%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW10,000$5.10K<0.1%+10,000NewHistory
AQMSAqua Metals, Inc.COM10,000$7.60K<0.1%00.0%UnchangedHistory
TIOTingo Group, Inc.COM11,372$7.85K<0.1%00.0%UnchangedHistory
MEHCQChrome Holding Co.CLASS A COM10,000$9.13K<0.1%+10,000NewHistory
TRAWTraws Pharma, Inc.COM NEW12,700$9.47K<0.1%00.0%UnchangedHistory
POWWOutdoor Holding CoCOM10,100$21.2K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM23,961$42.4K<0.1%−4,351−15.4%ReducedHistory
LUMNLumen Technologies, Inc.Stock25,503$46.7K<0.1%−1,181−4.4%ReducedHistory
ASGLiberty All Star Growth Fund Inc.COM11,008$58.1K<0.1%+11,008NewHistory
GABGabelli Equity Trust IncCOM11,446$58.1K<0.1%+79+0.7%AddedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT12,038$61.9K<0.1%+12,038NewHistory
PTONPeloton Interactive, Inc.CL A COM10,713$65.2K<0.1%+54+0.5%AddedHistory
LCIDLucid Group, Inc.COM16,030$67.5K<0.1%−118−0.7%ReducedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT33,370$76.4K<0.1%00.0%UnchangedHistory
WEATTeucrium Commodity TrustWHEAT FD12,875$76.9K<0.1%−350−2.6%ReducedHistory
PHKPIMCO High Income FundCOM SHS17,477$87.2K<0.1%+6,700+62.2%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A38,860$90.9K<0.1%−5,050−11.5%ReducedHistory
DNPDNP Select Income Fund IncCOM11,464$97.2K<0.1%−6,500−36.2%ReducedHistory
DRDDrdgold LtdSPON ADR REPSTG12,845$102.1K<0.1%+12,845NewHistory
Advisorshares Tr00768Y495PURE CANNABIS35,481$107.2K<0.1%+298+0.8%Added–
Flagstar Bank, National Association649445103COM12,452$127.4K<0.1%00.0%Unchanged–
AGNCAGNC Investment Corp.REIT13,108$128.6K<0.1%−483−3.6%ReducedHistory
NCANuveen California Municipal Value FundCOM STK14,383$128.9K<0.1%+94+0.7%AddedHistory
MITKMitek Systems IncCOM NEW10,287$134.1K<0.1%−1,165−10.2%ReducedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR29,575$149.9K<0.1%−16,475−35.8%ReducedHistory
MPTMedical Properties Trust IncCOM31,627$155.3K<0.1%−20,347−39.1%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM13,984$161.4K<0.1%00.0%UnchangedHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$169.2K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF18,654$169.4K<0.1%−675−3.5%Reduced–
DHYUBS Asset Management High Yield Credit FundSH BEN INT86,451$171.2K<0.1%+241+0.3%AddedHistory
Global X FDS37950E291GLOBX SUPDV US10,128$174.0K<0.1%00.0%Unchanged–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT13,732$175.9K<0.1%+13,732NewHistory
GGGGraco IncCOM2,306$200.1K<0.1%+2,306NewHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,372$200.7K<0.1%+6,372NewHistory
CSWCCapital Southwest CorpCOM8,471$200.8K<0.1%+8,471NewHistory
EWEdwards Lifesciences CorpStock2,637$201.1K<0.1%+2,637NewHistory
Innovator ETFs Tr45783Y632PREM INCM 10 BAR8,152$201.9K<0.1%+8,152New–
GSBDGoldman Sachs BDC, Inc.SHS13,873$203.2K<0.1%+13,873NewHistory
Global X Uranium ETF37954Y871ETF7,382$204.4K<0.1%+7,382New–
iShares Tr464287770U.S. FIN SVC ETF1,141$204.5K<0.1%+1,141New–
ALVAutoliv IncCOM1,860$205.0K<0.1%+1,860NewHistory
Gmo ETF Trust90139K100US QUALITY ETF7,700$205.1K<0.1%+7,700New–
PRIPrimerica, Inc.Stock999$205.5K<0.1%+999NewHistory
PHParker-Hannifin CorpStock447$205.8K<0.1%+447NewHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF5,788$206.2K<0.1%+5,788New–
JPMorgan Chase & Co46625H365ALERIAN ML ETN8,131$206.2K<0.1%+8,131New–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF8,134$206.7K<0.1%+8,134New–
KEYKeycorpCOM14,377$207.0K<0.1%−924−6.0%ReducedHistory
PIIPolaris Inc.Stock2,189$207.4K<0.1%+2,189NewHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,893$208.0K<0.1%+4,893New–
PDIPIMCO Dynamic Income FundSHS11,614$208.5K<0.1%+11,614NewHistory
iShares Tr46435G193ESG AWRE USD ETF9,001$209.5K<0.1%+9,001New–
GWREGuidewire Software, Inc.COM1,922$209.6K<0.1%+1,922NewHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,346$210.7K<0.1%+2,346New–
LANDGladstone Land CorpCOM14,623$211.3K<0.1%+14,623NewHistory
NLYAnnaly Capital Management IncREIT10,937$211.9K<0.1%−844−7.2%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,959$212.3K<0.1%+1,133+7.6%Added–
MNSTMonster Beverage CorpCOM3,691$212.6K<0.1%+3,691NewHistory
SLBSLB LimitedStock4,094$213.1K<0.1%−581−12.4%ReducedHistory
LKQLKQ CorpCOM4,512$215.6K<0.1%+4+0.1%AddedHistory
BAXBaxter International IncStock5,600$216.5K<0.1%+33+0.6%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW21,781$216.7K<0.1%+3,774+21.0%AddedHistory
IQVIQVIA Holdings Inc.Stock938$217.0K<0.1%+938NewHistory
SPDR Series Trust78468R747ST STR MSCI GEN2,293$217.8K<0.1%+2,293New–
DHIHorton D R IncCOM1,439$218.7K<0.1%+1,439NewHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN14,486$219.5K<0.1%+65+0.5%AddedHistory
iShares Ibonds Dec 2030 Term Corporate ETF46436E726ETF10,147$219.6K<0.1%+10,147New–
PNCPNC Financial Services Group, Inc.Stock1,418$219.6K<0.1%−1,088−43.4%ReducedHistory
VOYAVoya Financial, Inc.COM3,016$220.0K<0.1%−14−0.5%ReducedHistory
DBX ETF Tr233051705XTRACK MUN INFRA8,599$220.7K<0.1%−4,901−36.3%Reduced–
Fidelity MSCI Utilities Index ETF316092865ETF5,425$221.7K<0.1%+5,425New–
Innovator ETFs Trust45782C391US EQTY BUFR MAR5,602$221.9K<0.1%−65−1.1%Reduced–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF4,593$221.9K<0.1%−422−8.4%Reduced–
DJCODaily Journal CorpCOM652$222.2K<0.1%+652NewHistory
Schwab Fundamental International Equity ETF808524755ETF6,615$223.1K<0.1%+6,615New–
Alps ETF Tr00162Q395OSHARES US SMLCP5,711$223.8K<0.1%+5,711New–
AIGAmerican International Group, Inc.Stock3,305$223.9K<0.1%+3,305NewHistory
WELLWelltower Inc.REIT2,489$224.4K<0.1%+2,489NewHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX6,193$224.9K<0.1%00.0%Unchanged–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,484$226.1K<0.1%+2,484NewHistory
TTCToro CoCOM2,360$226.6K<0.1%+2,360NewHistory
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT6,893$226.8K<0.1%00.0%Unchanged–
ANSSAnsys IncCOM627$227.5K<0.1%−586−48.3%ReducedHistory
KVUEKenvue Inc.Stock10,606$228.3K<0.1%+612+6.1%AddedHistory
INFYInfosys LtdSPONSORED ADR12,456$228.9K<0.1%+12,456NewHistory
XELXcel Energy IncStock3,706$229.4K<0.1%−1,022−21.6%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,020$230.3K<0.1%−212−9.5%Reduced–
ESSEssex Property Trust, Inc.COM929$230.5K<0.1%−19−2.0%ReducedHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS9,734$231.9K<0.1%+14+0.1%Added–
OXYOccidental Petroleum CorpStock3,888$232.2K<0.1%−62−1.6%ReducedHistory
WSFSWSFS Financial CorpCOM5,063$232.5K<0.1%+5,063NewHistory
ISRGIntuitive Surgical IncCOM NEW693$233.8K<0.1%−141−16.9%ReducedHistory
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF9,170$233.9K<0.1%−4,415−32.5%Reduced–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF9,334$234.0K<0.1%−1,710−15.5%Reduced–
VanEck ETF Trust92189F791JUNIOR GOLD MINE6,179$234.2K<0.1%+6,179New–
Alps ETF Tr00162Q387OSHARES US QUALT5,084$234.3K<0.1%+10.0%Added–
AXAxos Financial, Inc.COM4,356$237.8K<0.1%+4,356NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q4 2023
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$670.6K

Sold out since Q3 2023 (84)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
First Tr Exchng Traded FD VI33740U406FT VEST U.S.232,885$7.82M0.3%–
J P Morgan Exchange Traded F46641Q159INCOME ETF153,596$6.82M0.3%–
iShares Tr46436E882IBONDS 23 TRM TS209,419$5.20M0.2%–
DBCInvesco DB Commodity Index Tracking FundUNIT98,968$2.47M0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF18,692$1.69M0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB48,873$1.63M0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE54,008$1.47M0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF56,975$1.41M0.1%–
SFMSprouts Farmers Market, Inc.COM27,179$1.16M<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,324$1.15M<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV15,493$1.03M<0.1%–
CORTCorcept Therapeutics IncCOM34,462$938.9K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL37,418$743.1K<0.1%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT12,792$665.0K<0.1%–
Invesco Actively Managed Exc46090A101ACTIVE US REAL7,999$631.9K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT31,706$627.1K<0.1%History
ProShares Tr74348A210SHRT RUSSELL200024,357$589.7K<0.1%–
AONAon plcCL A1,780$577.2K<0.1%History
iShares Tr464287739U.S. REAL ES ETF7,063$551.9K<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT17,910$536.4K<0.1%–
ProShares Tr74347R131SHRT HGH YIELD27,477$507.0K<0.1%–
PAYCPaycom Software, Inc.Stock1,853$480.5K<0.1%History
HRBH&R Block IncCOM10,576$455.4K<0.1%History
Dimensional ETF Trust25434V799INTL CORE EQUITY17,224$402.2K<0.1%–
DBX ETF Tr233051150XTRACKERS MSCI9,716$385.3K<0.1%–
ProShares Tr74347B714SHORT QQQ NEW35,352$385.0K<0.1%–
Dimensional ETF Trust25434V831US HIGH PROF ETF14,875$382.1K<0.1%–
iShares Tr46436E411PARIS ALGND CLIM8,152$382.1K<0.1%–
SPDR Series Trust78468R531SPDR S&P 500 ESG8,888$368.8K<0.1%–
iShares Tr46435U853BROAD USD HIGH8,841$306.9K<0.1%–
SPDR Series Trust78468R721STATE STREET SPD7,022$306.8K<0.1%–
RIVNRivian Automotive, Inc.Stock12,586$305.6K<0.1%History
TELTE Connectivity plcREG SHS2,370$292.8K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC12,156$290.2K<0.1%–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,014$284.3K<0.1%–
Global X FDS37960A735GBL X BLOCKCHAIN11,983$279.2K<0.1%–
SPDR Series Trust78468R606ST PORT HIGH ETF12,444$279.0K<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE11,273$278.7K<0.1%–
VIXMProShares Trust IIVIX MDTRM FUTR N14,141$274.5K<0.1%History
Morgan Stanley ETF Trust61774R205CALVERT US LARCP4,925$262.1K<0.1%–
FLGTFulgent Genetics, Inc.COM9,370$250.6K<0.1%History
KRKroger CoStock5,573$249.4K<0.1%History
ProShares Tr74347G556ULTSHT REAL EST11,976$246.6K<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,267$242.2K<0.1%–
MZTIMarzetti CoCOM1,466$241.9K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,475$240.9K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF891$240.0K<0.1%–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF5,134$238.1K<0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF11,142$236.7K<0.1%–
TRVTravelers Companies, Inc.Stock1,446$236.1K<0.1%History
PNRPENTAIR plcSHS3,604$233.4K<0.1%History
ALLAllstate CorpStock2,088$232.7K<0.1%History
EXPDExpeditors International of Washington IncCOM1,953$223.9K<0.1%History
Lattice Strategies Tr518416102HARTFORD MLT ETF8,707$223.3K<0.1%–
GLLProShares Trust IIULTRASHRT NEW6,905$222.3K<0.1%History
SNYSanofiSPONSORED ADR4,053$217.4K<0.1%History
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,766$216.4K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF1,102$215.6K<0.1%–
MOSMosaic CoCOM5,985$213.1K<0.1%History
EBAYeBay IncCOM4,829$212.9K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ3,522$209.0K<0.1%–
VEEVVeeva Systems IncStock1,026$208.7K<0.1%History
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,148$207.8K<0.1%–
iShares Tr46435G268RUSEL 2500 ETF3,810$207.7K<0.1%–
Janus Detroit STR Tr47103U852HENDERSON MTG4,755$206.4K<0.1%–
CMECME Group Inc.COM1,027$205.6K<0.1%History
USOUnited States Oil Fund, LPUNITS2,530$204.6K<0.1%History
iShares Inc464286822MSCI MEXICO ETF3,473$202.2K<0.1%–
DGXQuest Diagnostics IncCOM1,656$201.8K<0.1%History
AUDCAudiocodes LtdORD19,154$193.6K<0.1%History
ProShares Tr74347G721ULSHRT UTILS NEW10,900$162.2K<0.1%–
VALEVale S.A.SPONSORED ADS11,845$158.7K<0.1%History
Listed FD Tr53656F417ROUNDHILL BALL13,695$129.8K<0.1%–
EPMEvolution Petroleum CorpCOM16,625$113.7K<0.1%History
NUVNuveen Municipal Value Fund IncCOM12,042$99.5K<0.1%History
CRBUCaribou Biosciences, Inc.COM17,366$83.0K<0.1%History
ENICEnel Chile S.A.SPONSORED ADR21,900$64.8K<0.1%History
GSMFerroglobe PLCSHS10,070$52.4K<0.1%History
CIGEnergy Co of Minas GeraisSP ADR N-V PFD18,344$44.4K<0.1%History
EVCEntravision Communications CorpCL A10,100$36.9K<0.1%History
TLRYTilray Brands, Inc.COM CL 211,569$27.6K<0.1%History
TELLTellurian Inc.COM10,000$11.6K<0.1%History
Atech (Parent) Resolution Corp.00973N102COM10,515$7.92K<0.1%–
CGCCanopy Growth CorpCOM10,101$7.91K<0.1%History