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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
881
+21 vs. Q3 2021
Portfolio value
$1.89B
+$197.7M (+11.7%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mutual Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBEVNewAge, Inc.COM13,800$14.0K<0.1%−5,000−26.6%ReducedHistory
TONXTON Strategy CoCOM17,500$22.0K<0.1%00.0%UnchangedHistory
SNDLSNDL Inc.COM64,600$37.0K<0.1%+25,000+63.1%AddedHistory
TCRTAlaunos Therapeutics, Inc.COM35,095$38.0K<0.1%+17,695+101.7%AddedHistory
TELLTellurian Inc.COM18,710$58.0K<0.1%00.0%UnchangedHistory
SANBanco Santander, S.A.ADR18,967$62.0K<0.1%−5,402−22.2%ReducedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT33,370$102.0K<0.1%+33,370NewHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM13,347$104.0K<0.1%+13,347NewHistory
GEOGeo Group IncCOM14,200$110.0K<0.1%+3,100+27.9%AddedHistory
MNManning & Napier, Inc.CL A13,587$113.0K<0.1%−424−3.0%ReducedHistory
NRTNorth European Oil Royalty TrustSH BEN INT13,321$133.0K<0.1%00.0%UnchangedHistory
VGRVector Group LtdCOM12,295$141.0K<0.1%+12,295NewHistory
BNGOBionano Genomics, Inc.COM48,700$146.0K<0.1%−21,600−30.7%ReducedHistory
VCVInvesco California Value Municipal Income TrustCOM10,687$149.0K<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW39,325$149.0K<0.1%+39,325NewHistory
UNITUniti Group Inc.COM10,940$153.0K<0.1%00.0%UnchangedHistory
EVCEntravision Communications CorpCL A23,576$160.0K<0.1%+1,770+8.1%AddedHistory
NKGNuveen Georgia Quality Municipal Income FundCOM11,682$161.0K<0.1%+11,682NewHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT11,358$164.0K<0.1%+11,358NewHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM11,283$166.0K<0.1%00.0%Unchanged–
NIMNuveen Select Maturities Municipal FundSH BEN INT16,147$173.0K<0.1%00.0%UnchangedHistory
GAPGap IncCOM10,039$177.0K<0.1%+10,039NewHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM13,825$177.0K<0.1%+10+0.1%AddedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT75,570$187.0K<0.1%+75,570NewHistory
Global X FDS37950E333GLBX SUPRINC ETF16,724$196.0K<0.1%00.0%Unchanged–
MRSHMarsh & McLennan Companies, Inc.Stock1,155$201.0K<0.1%+1,155NewHistory
KMXCarMax IncCOM1,540$201.0K<0.1%+1,540NewHistory
CHTRCharter Communications, Inc.CL A308$201.0K<0.1%+2+0.7%AddedHistory
ARCBArcbest CorpCOM1,680$201.0K<0.1%+1,680NewHistory
GLDMWorld Gold TrustSPDR GLD MINIS11,043$201.0K<0.1%−1,734−13.6%ReducedHistory
iShares Tr464287341GLOBAL ENERG ETF7,329$202.0K<0.1%+7,329New–
American Centy ETF Tr025072703INTL EQT ETF3,183$202.0K<0.1%+3,183New–
CRSPCRISPR Therapeutics AGNAMEN AKT2,696$204.0K<0.1%−496−15.5%ReducedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF2,430$205.0K<0.1%+2,430New–
MGMMGM Resorts InternationalStock4,577$205.0K<0.1%+4,577NewHistory
RCReady Capital CorpCOM13,084$205.0K<0.1%+13,084NewHistory
AVTRAvantor, Inc.COM4,872$205.0K<0.1%+4,872NewHistory
EPREpr PropertiesCOM SH BEN INT4,313$205.0K<0.1%00.0%UnchangedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS9,546$205.0K<0.1%00.0%UnchangedHistory
LMNDLemonade, Inc.Stock4,923$207.0K<0.1%+90+1.9%AddedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK7,425$207.0K<0.1%+7,425New–
VGIVirtus Global Multi-Sector Income FundCOM18,512$207.0K<0.1%+7,342+65.7%AddedHistory
FISFidelity National Information Services, Inc.Stock1,902$208.0K<0.1%+1,902NewHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI7,680$208.0K<0.1%00.0%Unchanged–
iShares Core MSCI Europe ETF46434V738ETF3,597$209.0K<0.1%−193−5.1%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,985$211.0K<0.1%−1,434−8.7%Reduced–
PRKPark National CorpCOM1,535$211.0K<0.1%+1,535NewHistory
JJacobs Solutions Inc.COM1,523$212.0K<0.1%+1,523NewHistory
Nuveen Enhanced Mun Value FD67074M101COM13,508$212.0K<0.1%+21+0.2%Added–
CUBECubeSmartREIT3,750$213.0K<0.1%+3,750NewHistory
BCEBce IncCOM NEW4,088$213.0K<0.1%−40−1.0%ReducedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF3,969$214.0K<0.1%+62+1.6%Added–
ADSKAutodesk, Inc.COM762$214.0K<0.1%+762NewHistory
CDNSCadence Design Systems IncStock1,155$215.0K<0.1%+1,155NewHistory
UBERUber Technologies, IncStock5,128$215.0K<0.1%+643+14.3%AddedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF7,326$215.0K<0.1%+7,326New–
AFLAflac IncStock3,692$216.0K<0.1%+3,692NewHistory
HWMHowmet Aerospace Inc.Stock6,806$217.0K<0.1%00.0%UnchangedHistory
BNSBank of Nova ScotiaCOM3,043$218.0K<0.1%+3,043NewHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF7,254$218.0K<0.1%−1,776−19.7%Reduced–
Two Harbors Investment Corp.90187B408COM NEW37,902$219.0K<0.1%+6,675+21.4%Added–
CSXCSX CorpStock5,863$220.0K<0.1%+5,863NewHistory
ILMNIllumina, Inc.COM578$220.0K<0.1%+63+12.2%AddedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT6,560$221.0K<0.1%−1,000−13.2%Reduced–
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$221.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051432XTRACK USD HIGH5,588$223.0K<0.1%−23,572−80.8%Reduced–
TERTeradyne, IncStock1,370$224.0K<0.1%+1,370NewHistory
NMINuveen Municipal Income Fund IncCOM19,587$224.0K<0.1%+2,018+11.5%AddedHistory
ELEstee Lauder Companies IncCL A606$224.0K<0.1%+606NewHistory
CNCCentene CorpStock2,733$225.0K<0.1%−558−17.0%ReducedHistory
DKDelek US Holdings, Inc.COM15,000$225.0K<0.1%+15,000NewHistory
EQIXEquinix IncCOM267$225.0K<0.1%+1+0.4%AddedHistory
NLYAnnaly Capital Management IncCOM28,827$225.0K<0.1%−1,348−4.5%ReducedHistory
BBYBest Buy Co IncStock2,222$226.0K<0.1%+150+7.2%AddedHistory
CRNCCerence Inc.COM2,954$226.0K<0.1%00.0%UnchangedHistory
XLNXXilinx IncCOM1,065$226.0K<0.1%+1,065NewHistory
CTVACorteva, Inc.Stock4,808$227.0K<0.1%−63−1.3%ReducedHistory
OGNOrganon & Co.Stock7,506$229.0K<0.1%−421−5.3%ReducedHistory
BMOBank of MontrealCOM2,123$229.0K<0.1%00.0%UnchangedHistory
WDAYWorkday, Inc.CL A851$232.0K<0.1%+851NewHistory
CTRACoterra Energy Inc.Stock12,243$233.0K<0.1%+12,243NewHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,063$235.0K<0.1%−53−4.7%Reduced–
AAWWAtlas Air Worldwide Holdings IncCOM NEW2,506$236.0K<0.1%−5,920−70.3%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF810$237.0K<0.1%+39+5.1%Added–
BDXBecton Dickinson & CoStock945$238.0K<0.1%−106−10.1%ReducedHistory
DNPDNP Select Income Fund IncCOM21,976$239.0K<0.1%+5,862+36.4%AddedHistory
BFXBowflex Inc.COM39,000$239.0K<0.1%+39,000NewHistory
SUNSunoco LPCOM UT REP LP5,868$240.0K<0.1%+20+0.3%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE5,752$241.0K<0.1%+393+7.3%Added–
ASMLASML Holding NVADR304$242.0K<0.1%+304NewHistory
OLNOLIN CorpStock4,226$243.0K<0.1%+4,226NewHistory
METMetlife IncStock3,906$244.0K<0.1%+629+19.2%AddedHistory
iShares Tr46435G334MSCI UK ETF NEW7,453$247.0K<0.1%−40−0.5%Reduced–
Innovator ETFs Trust45783Y814LADERD ALCTN PWR6,924$249.0K<0.1%+6,924New–
Osi ETF Tr67110P407OSHARES US QUALT5,352$249.0K<0.1%+152+2.9%Added–
MODModine Manufacturing CoCOM24,732$250.0K<0.1%+10,639+75.5%AddedHistory
Pacer Trendpilot US Bond ETF69374H642ETF9,370$252.0K<0.1%−15,787−62.8%Reduced–
VALEVale S.A.SPONSORED ADS17,981$252.0K<0.1%+17,981NewHistory
ESSEssex Property Trust, Inc.COM719$253.0K<0.1%00.0%UnchangedHistory
MAINMain Street Capital CORPCEF5,661$254.0K<0.1%−115−2.0%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q4 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$4.57M

Sold out since Q3 2021 (60)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
First Tr Exchng Traded FD VI33740U802FT VEST U.S.298,025$9.12M0.5%–
iShares Tr464287838U.S. BAS MTL ETF28,923$3.60M0.2%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF28,257$3.12M0.2%–
iShares Inc464286806MSCI GERMANY ETF67,849$2.23M0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF25,638$1.87M0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF37,832$1.83M0.1%–
NETCloudflare, Inc.CL A COM13,704$1.54M0.1%History
AAAlcoa CorpStock27,040$1.32M0.1%History
DKSDick's Sporting Goods, Inc.Stock9,529$1.14M0.1%History
CLFCleveland-Cliffs Inc.COM54,003$1.07M0.1%History
HUNHuntsman CORPCOM32,719$968.0K0.1%History
Vanguard Materials ETF92204A801ETF4,219$731.0K<0.1%–
PVHPVH Corp.COM6,965$716.0K<0.1%History
DELLDell Technologies Inc.Stock6,475$674.0K<0.1%History
WHRWhirlpool CorpStock3,117$635.0K<0.1%History
VSXYVictoria's Secret & Co.COMMON STOCK11,371$628.0K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF9,419$527.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM30,955$490.0K<0.1%–
ITGartner IncCOM1,581$480.0K<0.1%History
ALBAlbemarle CorpStock2,161$473.0K<0.1%History
EAElectronic Arts Inc.COM3,128$445.0K<0.1%History
iShares Inc464286285JP MRGN EM HI BD9,781$434.0K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF5,244$411.0K<0.1%–
iShares Inc464286178US INTL HGH YLD7,683$384.0K<0.1%–
VERVEREIT, Inc.COM7,732$350.0K<0.1%History
WATWaters CorpCOM922$329.0K<0.1%History
EVRIEveri Holdings Inc.COM13,107$317.0K<0.1%History
LNWOLight & Wonder, Inc.COM3,814$317.0K<0.1%History
FTSIFTS International, Inc.COM NEW CL A11,946$294.0K<0.1%History
Innovator ETFs Tr45782C102IBD 50 ETF6,163$292.0K<0.1%–
PENNPENN Entertainment, Inc.COM3,891$282.0K<0.1%History
RIORio Tinto PLCADR4,003$267.0K<0.1%History
CROXCrocs, Inc.COM1,850$265.0K<0.1%History
TSEOQTrinseo PLCSHS4,744$256.0K<0.1%History
First Tr Exchange Traded FD33738R100MULTI ASSET DI15,549$255.0K<0.1%–
UPSTUpstart Holdings, Inc.COM794$251.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,865$249.0K<0.1%–
RDFNRedfin CorpCOM4,899$245.0K<0.1%History
IDXXIDEXX Laboratories IncCOM381$237.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A1,910$228.0K<0.1%History
APPNAppian CorpCL A2,460$228.0K<0.1%History
ZDZiff Davis, Inc.COM1,640$224.0K<0.1%History
J2 Global Inc48123V110COM1,640$224.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF545$220.0K<0.1%–
TECHBIO-TECHNE CorpCOM452$219.0K<0.1%History
MSTRStrategy IncStock375$217.0K<0.1%History
iShares Core S&P US Value ETF464287663ETF3,029$215.0K<0.1%–
Flexshares Tr33939L779DISCP DUR MBS9,081$213.0K<0.1%–
iShares Core MSCI Total International Stock ETF46432F834ETF2,983$212.0K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF7,013$209.0K<0.1%–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT6,117$208.0K<0.1%–
UNMUnum GroupStock8,223$206.0K<0.1%History
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT9,201$206.0K<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF3,702$204.0K<0.1%–
BYNDBeyond Meat, Inc.COM1,907$201.0K<0.1%History
HYTBlackRock Corporate High Yield Fund, Inc.COM16,283$199.0K<0.1%History
VTRSViatris IncStock14,130$191.0K<0.1%History
ProShares Tr74347G598ULTRASHORT INDL10,200$157.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR11,231$120.0K<0.1%History
Bitfarms Ltd Com09173B107Stock10,100$43.0K<0.1%–