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Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed May 20, 2024. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
3,346
−1 vs. Q2 2023
Portfolio value
$3.00B
−$103.8M (−3.3%) vs. Q2 2023
Filed
May 20, 2024
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock60$00.0%00.0%UnchangedHistory
KDNYChinook Therapeutics, Inc.COM5$00.0%−21−80.8%ReducedHistory
Mobile Telesystems PJSC607409109SPONSORED ADR710$00.0%00.0%Unchanged–
10X Cap Venture Acqstn CorpG87076116*W EXP 04/19/2027$00.0%00.0%Unchanged–
AVTXAvalo Therapeutics, Inc.COM NEW1$00.0%00.0%UnchangedHistory
WINTWindtree Therapeutics IncCOM1$1<0.1%00.0%UnchangedHistory
THMOThermoGenesis Holdings, Inc.COM NEW1$1<0.1%00.0%UnchangedHistory
BTBTBit Digital, IncSHS0$2<0.1%0UnchangedHistory
CCOClear Channel Outdoor Holdings, Inc.COM1$2<0.1%00.0%UnchangedHistory
BRTXBioRestorative Therapies, Inc.COMMON STOCK1$2<0.1%00.0%UnchangedHistory
IMUXImmunic, Inc.COM2$3<0.1%00.0%UnchangedHistory
GWAVGreenwave Technology Solutions, Inc.COM NEW4$3<0.1%00.0%UnchangedHistory
DCTHDelcath Systems, Inc.COM NEW1$4<0.1%00.0%UnchangedHistory
XXII22nd Century Group, Inc.Stock4$4<0.1%+1+20.0%AddedConverted for a 1-for-15 splitHistory
UPHLUpHealth, Inc.COM NEW13$5<0.1%−100−88.5%ReducedHistory
FFAIFaraday Future Intelligent Electric Inc.COM CL A NEW4$5<0.1%+4NewHistory
Tailwind Acquisition Corp87403Q110*W EXP 09/07/202278$6<0.1%00.0%Unchanged–
YYAIAirwa Inc.COM NEW2$6<0.1%+2NewHistory
SPDR Series Trust78464A516ST INTL BBG ETF0$7<0.1%0New–
AIVApartment Investment & Management CoCL A1$7<0.1%−90−98.9%ReducedHistory
TVRDTvardi Therapeutics, Inc.COM4$7<0.1%−85−95.5%ReducedHistory
WRNWestern Copper & Gold CorpStock6$8<0.1%00.0%UnchangedHistory
VIRXViracta Therapeutics, Inc.COM8$8<0.1%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS34$8<0.1%00.0%UnchangedHistory
KALAKALA BIO, Inc.COM1$9<0.1%00.0%UnchangedHistory
HOSHornbeck Offshore Services, Inc.Stock1$11<0.1%00.0%UnchangedHistory
CLNEClean Energy Fuels Corp.COM3$11<0.1%00.0%UnchangedHistory
INKTMiNK Therapeutics, Inc.COM10$11<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK3$12<0.1%−30−90.9%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF0$15<0.1%0Unchanged–
SLDBSolid Biosciences Inc.COM6$15<0.1%00.0%UnchangedHistory
WATTEnergous CorpCOM NEW10$16<0.1%−1−7.0%ReducedConverted for a 1-for-20 splitHistory
HYLNHyliion Holdings Corp.COMMON STOCK14$17<0.1%00.0%UnchangedHistory
ECFEllsworth Growth & Income Fund LtdCOM2$17<0.1%00.0%UnchangedHistory
RBOTVicarious Surgical Inc.COM CL A30$18<0.1%00.0%UnchangedHistory
DOMADoma Holdings, Inc.COM NEW4$20<0.1%+4NewHistory
OABIOmniAb, Inc.COM4$21<0.1%00.0%UnchangedHistory
ACGNAceragen, Inc.COM58$22<0.1%00.0%UnchangedHistory
Atech (Parent) Resolution Corp.00973N102COM30$23<0.1%00.0%Unchanged–
BLUEbluebird bio, Inc.COM9$27<0.1%−28−75.7%ReducedHistory
CRVSCorvus Pharmaceuticals, Inc.COM20$29<0.1%00.0%UnchangedHistory
Markforged Holding Corporati57064N110*W EXP 07/14/202250$30<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM10$31<0.1%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW350$31<0.1%00.0%UnchangedHistory
PBPBPotbelly CorpCOM4$31<0.1%00.0%UnchangedHistory
ESRTEmpire State Realty Trust, Inc.CL A5$40<0.1%00.0%UnchangedHistory
RGTIRigetti Computing, Inc.COMMON STOCK30$40<0.1%00.0%UnchangedHistory
USASAmericas Gold & Silver CorpCOM130$46<0.1%00.0%UnchangedHistory
CCSIConsensus Cloud Solutions, Inc.COM2$50<0.1%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM3$51<0.1%−850−99.6%ReducedHistory
GENIGenius Sports LtdSHARES CL A10$53<0.1%+10NewHistory
MVSTMicrovast Holdings, Inc.COM30$57<0.1%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1$60<0.1%00.0%UnchangedHistory
RENTRent the Runway, Inc.COM CL A100$68<0.1%00.0%UnchangedHistory
VRNTVerint Systems IncCOM3$69<0.1%−22−88.0%ReducedHistory
GTHXG1 Therapeutics, Inc.COM50$72<0.1%00.0%UnchangedHistory
IONQIonQ, Inc.COM5$74<0.1%+5NewHistory
GRWGGrowGeneration Corp.COM26$76<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM8$77<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW30$82<0.1%+30NewHistory
MOVMovado Group IncCOM3$82<0.1%00.0%UnchangedHistory
CBUCommunity Financial System, Inc.COM2$84<0.1%−10−83.3%ReducedHistory
OSPNOneSpan Inc.COM8$86<0.1%00.0%UnchangedHistory
UCTTUltra Clean Holdings, Inc.COM3$89<0.1%00.0%UnchangedHistory
VIXYProShares Trust IIVIX SH TRM FUTRS4$93<0.1%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock10$94<0.1%00.0%UnchangedHistory
ALECAlector, Inc.COM15$97<0.1%00.0%UnchangedHistory
EGOEldorado Gold CorpCOM11$98<0.1%−284−96.3%ReducedHistory
AROWArrow Financial CorpCOM6$102<0.1%−824−99.3%ReducedHistory
REPLReplimune Group, Inc.COM6$103<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS30$103<0.1%00.0%Unchanged–
LXFRLuxfer Holdings PLCSHS8$104<0.1%+8NewHistory
ALTAltimmune, Inc.COM NEW40$104<0.1%00.0%UnchangedHistory
SANASana Biotechnology, Inc.COM27$104<0.1%00.0%UnchangedHistory
Aeva Technologies, Inc.00835Q111*W EXP 03/12/2022,500$105<0.1%00.0%Unchanged–
RNACCartesian Therapeutics, Inc.COM100$106<0.1%00.0%UnchangedHistory
TCMDTactile Systems Technology IncCOM8$112<0.1%−54−87.1%ReducedHistory
SQSPSquarespace, Inc.CLASS A4$116<0.1%00.0%UnchangedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM16$118<0.1%+16NewHistory
AOSLAlpha & Omega Semiconductor LtdSHS4$119<0.1%00.0%UnchangedHistory
PCMPCM Fund, Inc.COM13$119<0.1%−5−27.8%ReducedHistory
VIEWView, Inc.COM16$120<0.1%−1−4.0%ReducedConverted for a 1-for-60 splitHistory
CMTLComtech Telecommunications CorpCOM NEW14$123<0.1%00.0%UnchangedHistory
GPROGoPro, Inc.CL A40$126<0.1%−181−81.9%ReducedHistory
SMTCSemtech CorpStock5$129<0.1%00.0%UnchangedHistory
ACCOAcco Brands CorpCOM23$132<0.1%00.0%UnchangedHistory
AVIDAvid Technology, Inc.COM5$134<0.1%+5NewHistory
MYRGMyr Group Inc.COM1$135<0.1%00.0%UnchangedHistory
PDIPIMCO Dynamic Income FundSHS8$138<0.1%−11−57.9%ReducedHistory
MRUSMerus N.V.COM6$141<0.1%00.0%UnchangedHistory
AST SpaceMobile, Inc.00217D118*W EXP 04/06/202151$142<0.1%00.0%Unchanged–
BBWBuild-A-Bear Workshop IncCOM5$147<0.1%+5NewHistory
CPRXCatalyst Pharmaceuticals, Inc.COM13$152<0.1%−140−91.5%ReducedHistory
SEELSeelos Therapeutics, Inc.COM849$156<0.1%00.0%UnchangedHistory
PAASPan American Silver CorpStock11$159<0.1%−32−74.4%ReducedHistory
iShares Inc464286327MSCI GLB SLV&MTL19$163<0.1%00.0%Unchanged–
iShares Tr464288489INTL DEV RE ETF8$164<0.1%00.0%Unchanged–
FLNAFilana Therapeutics, Inc.COM10$166<0.1%00.0%UnchangedHistory
OPOpenPayd Global Holdings LtdCOM57$167<0.1%+57NewHistory
GLADGladstone Capital CorpCOM17$168<0.1%00.0%UnchangedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPDR S&P500 ETF Dec 20 24 USD455 100 Shs5683109EEOptions$214–
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DDOptions–$178
SPDR S&P500 ETF Dec 20 24 USD505 100 Shs5683089SSOptions–$128
Mercadolibre Inc Com Jan 17 25 USD1210 100 Shs6136849XTOptions–$127
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AWOptions–$95
iShares Tr 20 Yr Tr Dec 15 23 USD90 100 Shs6301889LLOptions–$89
Palo Alto Networks Sep 19 25 USD190 100 Shs6363999WWOptions–$63
Palo Alto Networks Sep 19 25 USD230 100 Shs6366809XXOptions–$63
Microsoft Corp Jun 20 25 USD230 100 Shs6320679JDOptions–$52
Microsoft Corp Jun 20 25 USD280 100 Shs6320679NJOptions–$52
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219ICOptions–$30
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KKOptions–$26
Salesforce Inc Com Jan 17 25 USD210 100 Shs6135029DZOptions–$20
Salesforce Inc Com Jan 17 25 USD220 100 Shs6135029HHOptions–$20
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WUOptions–$15
MP Materials Corp CLL Opt 01/24 50.0 Cal5512749CWOptions–$10
Enovix Corporation Jul 19 24 USD20 100 Shs6658929XTOptions–$5
Enovix Corporation Jan 17 25 USD22.5 100 Shs6135469DDOptions–$3

Sold out since Q2 2023 (187)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 187 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP3,916$244.1K<0.1%History
PDCEPDC Energy, Inc.COM3,418$243.2K<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A1,259$136.6K<0.1%History
UBAUrstadt Biddle Properties IncCL A4,563$97.0K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS14,037$71.2K<0.1%History
PHKPIMCO High Income FundCOM SHS13,803$69.0K<0.1%History
LACLithium Americas Corp.COM NEW3,003$60.7K<0.1%History
BGBunge Global SACOM619$58.4K<0.1%History
Invesco Exchange Traded FD T46137V860DWA FINL MUMT1,326$55.8K<0.1%–
iShares Inc464286749MSCI SWITZERLAND1,127$52.1K<0.1%–
Invesco Exchange Traded FD T46137V886DWA STAPLES525$45.6K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD940$44.4K<0.1%–
FRGFranchise Group, Inc.COM1,451$41.6K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM1,214$39.8K<0.1%–
iShares Tr46434V860TRS FLT RT BD749$38.0K<0.1%–
Nushares ETF Tr67092P300NUVEEN ESG LRGVL1,087$37.7K<0.1%–
COCPCocrystal Pharma, Inc.COM NEW15,228$36.4K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI1,316$35.2K<0.1%–
LSILife Storage, Inc.COM260$34.6K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM1,004$32.9K<0.1%–
BKIBlack Knight, Inc.COM531$31.7K<0.1%History
China Southern Airlines Co L169409109SPON ADR CL H2,064$31.2K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS3,396$30.8K<0.1%History
Nushares ETF Tr67092P813ESG DIVIDEND ETF1,256$30.3K<0.1%–
JAKKJakks Pacific IncCOM NEW1,500$30.0K<0.1%History
PRTSCarParts.com, Inc.COM7,000$29.8K<0.1%History
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL905$29.3K<0.1%–
AJRDAerojet Rocketdyne Holdings, Inc.COM497$27.3K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW5,028$26.8K<0.1%History
ARNCArconic CorpCOM884$26.1K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY2,500$23.7K<0.1%–
WisdomTree Tr97717W406US AI ENHANCED214$20.1K<0.1%–
Unified Series Trust - Nightshares 500 ETF ETF90470L493ETF683$19.9K<0.1%–
UNVRUnivar Solutions Inc.COM458$16.4K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP410$16.1K<0.1%–
SYNHSyneos Health, Inc.CL A382$16.1K<0.1%History
iShares Inc464286756MSCI SWEDEN ETF432$15.3K<0.1%–
HHCHoward Hughes CorpCOM188$14.8K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM2,207$14.5K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN347$13.9K<0.1%–
SPPISpectrum Pharmaceuticals IncCOM14,000$13.4K<0.1%History
Highland FDS I430101774HI LD IBOXX SRLN893$13.1K<0.1%–
HGLBHighland Global Allocation FundCOM1,423$12.3K<0.1%History
Simplify Exchange Traded Fun82889N715MACRO STRATEGY500$11.7K<0.1%–
NXDRNextdoor Holdings, Inc.COM CL A3,500$11.4K<0.1%History
MPBMid Penn Bancorp IncCOM473$10.4K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A1,472$9.95K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF396$9.94K<0.1%–
Unified Ser Tr90470L477NIGHTSHARES 2000338$9.22K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS1,087$9.12K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN173$8.92K<0.1%–
FIGSFIGS, Inc.CL A1,050$8.68K<0.1%History
Simplify Exchange Traded Fun82889N699MANAGED FUTURES337$8.59K<0.1%–
IMMXImmix Biopharma, Inc.COM2,890$7.77K<0.1%History
ProShares Tr74347G374PSHS ULDOW30 NEW171$6.90K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM394$6.42K<0.1%History
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF241$6.40K<0.1%–
FOCLEdap TMS SASPONSORED ADR662$6.10K<0.1%History
CRKComstock Resources IncCOM516$5.99K<0.1%History
SBGISinclair, Inc.CL A419$5.79K<0.1%History
Global X FDS37950E101FTSE NORDIC REG246$5.69K<0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW89$5.45K<0.1%–
ACRSAclaris Therapeutics, Inc.COM500$5.18K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD65$5.16K<0.1%–
KAMNKAMAN CorpCOM211$5.13K<0.1%History
ICGIntchains Group LtdADS REPSTG CL A650$5.13K<0.1%History
Invesco Exchange Traded FD T46137V290S&P500 EQL REL157$4.91K<0.1%–
J P Morgan Exchange Traded F46641Q159INCOME ETF86$3.89K<0.1%–
ISEEIVERIC bio, Inc.COM92$3.62K<0.1%History
Doubleline ETF Trust25861R204SHILLER CAPE U S146$3.58K<0.1%–
PACWPacwest BancorpCOM400$3.26K<0.1%History
AVAAvista CorpCOM81$3.18K<0.1%History
ITOSiTeos Therapeutics, Inc.COM227$3.00K<0.1%History
PTLOPortillo's Inc.COM CL A130$2.93K<0.1%History
Simplify Exchange Traded Fun82889N657SHORT TERM TREA127$2.90K<0.1%–
AVDAmerican Vanguard CorpCOM155$2.77K<0.1%History
HAPNHappen, Inc.COM NEW281$2.74K<0.1%History
RETAReata Pharmaceuticals IncCL A25$2.55K<0.1%History
ONEWOneWater Marine Inc.CL A COM70$2.54K<0.1%History
DENNDENNY'S CorpCOM205$2.53K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS153$2.37K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT222$2.33K<0.1%–
EWTXEdgewise Therapeutics, Inc.COM296$2.29K<0.1%History
INGNInogen IncCOM191$2.21K<0.1%History
HTBHomeTrust Bancshares, Inc.COM99$2.07K<0.1%History
Sports Entertainment Gaming Global Corp54570M108COM10,021$1.98K<0.1%–
SLQTSelectQuote, Inc.COM1,000$1.95K<0.1%History
EZPWEzcorp IncCL A NON VTG224$1.88K<0.1%History
CVGWCalavo Growers IncCOM64$1.86K<0.1%History
UFCSUnited Fire Group IncCOM81$1.83K<0.1%History
EDREndeavor Group Holdings, Inc.CL A COM76$1.82K<0.1%History
MXMagnachip Semiconductor CorpCOM155$1.73K<0.1%History
PRTKParatek Pharmaceuticals, Inc.COM750$1.66K<0.1%History
OMGAOmega Therapeutics, Inc.COMMON STOCK296$1.66K<0.1%History
FATEFate Therapeutics IncCOM345$1.64K<0.1%History
RDWRRadware LtdORD84$1.63K<0.1%History
ETF Managers Tr26924G870BLUESTAR ISRAEL35$1.62K<0.1%–
AGENAgenus IncCOM NEW995$1.59K<0.1%History
WSBCWesbanco IncCOM58$1.49K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B50$1.48K<0.1%–