Skip to main content
Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 20, 2024. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
3,403
+76 vs. Q4 2022
Portfolio value
$2.97B
+$659.8M (+28.6%) vs. Q4 2022
Filed
May 20, 2024
AmendedSEC
Holdings of Parallel Advisors, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
OSUROrasure Technologies IncCOM506$3.06K<0.1%00.0%UnchangedHistory
ACLSAxcelis Technologies IncStock23$3.06K<0.1%00.0%UnchangedHistory
ONONOn Holding AGStock99$3.07K<0.1%00.0%UnchangedHistory
SXTSensient Technologies CorpCOM40$3.07K<0.1%−6−13.0%ReducedHistory
CSIICardiovascular Systems IncCOM155$3.08K<0.1%−68−30.5%ReducedHistory
SVMSilvercorp Metals IncCOM810$3.09K<0.1%00.0%UnchangedHistory
TOSTToast, Inc.Stock175$3.11K<0.1%−325−65.0%ReducedHistory
ETF Ser Solutions26922A701ROUNDHILL ACQUI98$3.11K<0.1%00.0%Unchanged–
SHAKShake Shack Inc.CL A56$3.11K<0.1%−100−64.1%ReducedHistory
iShares Inc46434G889EMNG MKTS EQT75$3.11K<0.1%00.0%Unchanged–
MEIMethode Electronics IncCOM71$3.12K<0.1%00.0%UnchangedHistory
LXLexinFintech Holdings Ltd.ADR1,154$3.13K<0.1%+1,154NewHistory
ERIIEnergy Recovery, Inc.COM136$3.13K<0.1%00.0%UnchangedHistory
STRLSterling Infrastructure, Inc.COM83$3.14K<0.1%00.0%UnchangedHistory
FCFFirst Commonwealth Financial CorpCOM253$3.15K<0.1%00.0%UnchangedHistory
Trust for Professional Manag89834G760CONVERGENCE LNG208$3.15K<0.1%00.0%Unchanged–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS137$3.17K<0.1%00.0%UnchangedHistory
GAINGladstone Investment CorporationdeCEF240$3.18K<0.1%+172+252.9%AddedHistory
ADMAAdma Biologics, Inc.COM961$3.18K<0.1%+120+14.3%AddedHistory
RKTRocket Companies, Inc.Stock352$3.19K<0.1%−896−71.8%ReducedHistory
CDMOAvid Bioservices, Inc.COM170$3.19K<0.1%+162+2,025.0%AddedHistory
PLPCPreformed Line Products CoCOM25$3.20K<0.1%00.0%UnchangedHistory
STNEStoneCo Ltd.COM336$3.21K<0.1%+156+86.7%AddedHistory
MSBIMidland States Bancorp, Inc.COM150$3.21K<0.1%+4+2.7%AddedHistory
QCRHQCR Holdings IncCOM73$3.22K<0.1%+15+25.9%AddedHistory
Nuveen PFD & Incm Securties67072C105COM500$3.23K<0.1%00.0%Unchanged–
UPBDUpbound Group, Inc.COM132$3.23K<0.1%00.0%UnchangedHistory
GSBCGreat Southern Bancorp, Inc.COM64$3.24K<0.1%−139−68.5%ReducedHistory
NGMNGM Biopharmaceuticals IncCOM796$3.25K<0.1%+753+1,751.2%AddedHistory
EQBKEquity Bancshares IncCOM CL A134$3.27K<0.1%+134NewHistory
NVSTEnvista Holdings CorpCOM80$3.27K<0.1%+52+185.7%AddedHistory
AVNSAvanos Medical, Inc.Stock110$3.27K<0.1%00.0%UnchangedHistory
MRCYMercury Systems IncCOM64$3.27K<0.1%−62−49.2%ReducedHistory
WAFDWafd IncStock109$3.28K<0.1%−46−29.7%ReducedHistory
EXTRExtreme Networks IncCOM172$3.29K<0.1%00.0%UnchangedHistory
FBNCFirst BancorpCOM92$3.29K<0.1%+11+13.6%AddedHistory
HURNHuron Consulting Group Inc.Stock41$3.29K<0.1%+14+51.9%AddedHistory
FROGJFrog LtdStock168$3.31K<0.1%+23+15.9%AddedHistory
Industrias Bachoco SAB456463108SPON ADR B50$3.31K<0.1%−91−64.5%Reduced–
OLPOne Liberty Properties IncCOM145$3.33K<0.1%+10+7.4%AddedHistory
AMCXAMC Global Media Inc.CL A191$3.36K<0.1%+120+169.0%AddedHistory
NWBINorthwest Bancshares, Inc.COM280$3.37K<0.1%00.0%UnchangedHistory
BVHBluegreen Vacations Holding CorpCLASS A124$3.40K<0.1%00.0%UnchangedHistory
NBHCNational Bank Holdings CorpCL A102$3.41K<0.1%+12+13.3%AddedHistory
AVAAvista CorpCOM81$3.44K<0.1%00.0%UnchangedHistory
LPROOpen Lending CorpCOM489$3.44K<0.1%−952−66.1%ReducedHistory
PUMPProPetro Holding Corp.COM479$3.44K<0.1%+358+295.9%AddedHistory
SIMOSilicon Motion Technology CORPSPONSORED ADR53$3.47K<0.1%+12+29.3%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS89$3.48K<0.1%+43+93.5%AddedHistory
PLLPiedmont Lithium Inc.Stock58$3.48K<0.1%00.0%UnchangedHistory
LBTYALiberty Global Ltd.SHS CL A179$3.49K<0.1%00.0%UnchangedHistory
LFSTLifeStance Health Group, Inc.COM470$3.49K<0.1%+440+1,466.7%AddedHistory
STBAS&T Bancorp IncCOM112$3.52K<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW625$3.53K<0.1%+385+160.4%AddedHistory
EGRXEagle Pharmaceuticals, Inc.COM125$3.55K<0.1%+74+145.1%AddedHistory
LTCLTC Properties IncREIT101$3.55K<0.1%−10−9.0%ReducedHistory
AMALAmalgamated Financial Corp.COM201$3.56K<0.1%+201NewHistory
AMPHAmphastar Pharmaceuticals, Inc.COM95$3.56K<0.1%+82+630.8%AddedHistory
KWRQuaker Chemical CorpCOM18$3.56K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF300$3.58K<0.1%00.0%UnchangedHistory
VALValaris LtdCL A55$3.58K<0.1%+49+816.7%AddedHistory
QTWOQ2 Holdings, Inc.COM146$3.60K<0.1%−1,558−91.4%ReducedHistory
ATEXAnterix Inc.COM109$3.60K<0.1%+36+49.3%AddedHistory
CMCOColumbus McKinnon CorpCOM97$3.60K<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF120$3.61K<0.1%−10−7.7%Reduced–
Graniteshares ETF Tr38747R603XOUT US LRG CP100$3.63K<0.1%+100New–
GTLSChart Industries IncCOM29$3.64K<0.1%+6+26.1%AddedHistory
CHSChico's Fas, Inc.COM662$3.64K<0.1%+300+82.9%AddedHistory
BORRBorr Drilling LtdSHS481$3.65K<0.1%+229+90.9%AddedHistory
NMFCNew Mountain Finance CorpCOM300$3.65K<0.1%00.0%UnchangedHistory
Gol Linhas Aereas Inteligent38045R206SPON ADR PFD NEW1,393$3.66K<0.1%+169+13.8%Added–
OMABCentral North Airport GroupSPON ADR41$3.67K<0.1%−4−8.9%ReducedHistory
INTAIntapp, Inc.COM82$3.68K<0.1%+72+720.0%AddedHistory
CHCTCommunity Healthcare Trust IncCOM101$3.70K<0.1%00.0%UnchangedHistory
iShares Tr464288117INTL TREA BD ETF92$3.70K<0.1%+92New–
Golden Ocean Group LtdG39637205SHS NEW389$3.70K<0.1%+83+27.1%Added–
QNCXQuince Therapeutics, Inc.COM2,376$3.71K<0.1%−65−2.7%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM224$3.72K<0.1%+184+460.0%AddedHistory
SRIStoneridge IncCOM199$3.72K<0.1%00.0%UnchangedHistory
KNKnowles CorpCOM219$3.72K<0.1%−23−9.5%ReducedHistory
CPFCentral Pacific Financial CorpCOM NEW208$3.73K<0.1%+3+1.5%AddedHistory
TDSTelephone & Data Systems IncCOM NEW355$3.73K<0.1%−404−53.2%ReducedHistory
THCTenet Healthcare CorpCOM NEW63$3.74K<0.1%+11+21.2%AddedHistory
SPDR Series Trust78464A656ST STR TIPS ETF141$3.76K<0.1%00.0%Unchanged–
DEAEasterly Government Properties, Inc.COM274$3.77K<0.1%−109−28.5%ReducedHistory
GOLFAcushnet Holdings Corp.COM74$3.77K<0.1%00.0%UnchangedHistory
WTTRSelect Water Solutions, Inc.CL A COM542$3.77K<0.1%−39−6.7%ReducedHistory
OPRAOpera LtdSPONSORED ADS371$3.77K<0.1%00.0%UnchangedHistory
OTLYOatly Group ABSPONSORED ADS1,561$3.78K<0.1%+1,307+514.6%AddedHistory
IVRInvesco Mortgage Capital Inc.COM341$3.79K<0.1%−174−33.8%ReducedHistory
ASIXAdvanSix Inc.COM99$3.79K<0.1%00.0%UnchangedHistory
SLIStandard Lithium Ltd.COM1,000$3.80K<0.1%00.0%UnchangedHistory
CODICompass Diversified HoldingsSH BEN INT200$3.82K<0.1%00.0%UnchangedHistory
NOVTNovanta IncCOM24$3.82K<0.1%−1−4.0%ReducedHistory
VYXNCR Voyix CorpCOM162$3.82K<0.1%−122−43.0%ReducedHistory
VNETVNET Group, Inc.SPONSORED ADS A1,182$3.83K<0.1%+916+344.4%AddedHistory
DCPHDeciphera Pharmaceuticals, Inc.COM248$3.83K<0.1%00.0%UnchangedHistory
HTLFHeartland Financial USA IncCOM100$3.84K<0.1%+10+11.1%AddedHistory
BNBROOKFIELD CorpCL A LTD VT SH118$3.85K<0.1%+9+8.3%AddedHistory
POSTPost Holdings, Inc.COM43$3.86K<0.1%−3−6.5%ReducedHistory

Options (19)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q1 2023
SecurityClassPutsCalls
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DDOptions–$227
Mercadolibre Inc Com Jan 17 25 USD1210 100 Shs6136849XTOptions–$132
Amazon.com Inc Jan 17 25 USD90 100 Shs6134189FFOptions–$86
Palo Alto Networks Sep 19 25 USD190 100 Shs6363999WWOptions–$58
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219ICOptions–$46
Microsoft Corp Jun 20 25 USD230 100 Shs6320679JDOptions–$42
Call (Googl) Alphabet Inc Cap STK Jun 21 24 USD110 (100 Shs)6047579MIOptions–$31
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AWOptions–$31
Call (MSFT) Microsoft Corp Jun 21 24 USD270 (100 Shs)5834369LJOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD265 (100 Shs)5840649DDOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD255 (100 Shs)5840649FFOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD250 (100 Shs)5834369AWOptions–$29
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KKOptions–$24
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WUOptions–$23
Marvell Technology Jan 17 25 USD35 100 Shs6136969BBOptions–$22
Amazon.com Inc Jan 17 25 USD95 100 Shs6134189HHOptions–$21
Call (CPNG) Coupang Inc CL A Jan 19 24 USD15 (100 Shs)5511129DDOptions–$16
Alphabet Inc Cap STK Jan 17 25 USD90 100 Shs6135909LFOptions–$10
Marvell Technology Jan 17 25 USD37.5 100 Shs6136969WWOptions–$4

Sold out since Q4 2022 (190)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 190 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
ONEM1Life Healthcare IncCOM117,152$1.96M0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS68,524$500.2K<0.1%–
Tata MTRS Ltd876568502SPONSORED ADR9,396$217.1K<0.1%–
WisdomTree Tr97717W760INTL SMCAP DIV2,801$162.4K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST7,935$144.6K<0.1%–
CAJPYCanon IncSPONSORED ADR4,108$89.1K<0.1%History
POSHPoshmark, Inc.COM CL A4,728$84.5K<0.1%History
SIVBSVB Financial GroupCOM364$83.8K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF3,734$83.3K<0.1%–
STORStore Capital LLCCOM2,350$75.3K<0.1%History
TCW ETF Trust29287L205TRANS SYSTE ETF1,425$67.5K<0.1%–
iShares Tr46435G532MSCI GBL SUS DEV795$62.8K<0.1%–
Adamas Trust, Inc.649604501COM PAR $.0223,383$59.9K<0.1%–
COUPCoupa Software IncCOM712$56.4K<0.1%History
iShares Tr46434V803HDG MSCI EAFE1,812$48.9K<0.1%–
UMPQUmpqua Holdings CorpCOM2,629$46.9K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW2,805$41.3K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US830$35.4K<0.1%–
BlackRock ETF Trust09290C509ISHA US AWAR ETF729$31.0K<0.1%–
Signature BK New York N Y82669G104COM255$29.4K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF167$26.5K<0.1%–
GRBKGreen Brick Partners, Inc.COM1,080$26.2K<0.1%History
Atlas CorpY0436Q109SHARES1,571$24.1K<0.1%–
MDXGMimedx Group, Inc.COM8,575$23.8K<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF241$23.1K<0.1%–
LHCGLHC Group, IncCOM124$20.1K<0.1%History
FUBOFuboTV Inc.COM11,409$19.9K<0.1%History
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/17,000$16.4K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI316$15.1K<0.1%–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO126$15.1K<0.1%–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF330$13.5K<0.1%–
RAPTRAPT Therapeutics, Inc.COM676$13.4K<0.1%History
EQT Corp26884LAK5NOTE 1.750% 5/05,000$11.5K<0.1%–
Macquarie Global Infrastruct55608D101COM450$10.2K<0.1%–
SPNESeaSpine Holdings CorpCOM1,200$10.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM164$9.81K<0.1%History
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/09,000$9.66K<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X300$9.51K<0.1%–
NICE Ltd.653656AB4NOTE 9/19,000$8.50K<0.1%–
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/05,000$8.31K<0.1%–
USERUserTesting, Inc.COM1,105$8.30K<0.1%History
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/16,000$8.23K<0.1%–
IAAIAA, Inc.COM203$8.12K<0.1%History
Strategy Shs86280R803DAY HAGAN SMART264$8.04K<0.1%–
CNXNPC Connection IncCOM165$7.74K<0.1%History
Microchip Technology Inc595017AU8NOTE 0.125%11/17,000$7.56K<0.1%–
SAFESafehold Inc.COM263$7.53K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/16,000$7.50K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL350$7.42K<0.1%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/18,000$6.62K<0.1%–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM532$6.55K<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/16,000$6.51K<0.1%–
Vail Resorts Inc91879QAN9NOTE 1/07,000$6.49K<0.1%–
INVAInnoviva, Inc.COM481$6.37K<0.1%History
DISH Network CORP25470MAB5NOTE 3.375% 8/110,000$6.28K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/06,000$6.24K<0.1%–
Etsy Inc29786AAJ5NOTE 0.125%10/04,000$6.17K<0.1%–
Nuvasive Inc670704AJ4NOTE 0.375% 3/17,000$6.10K<0.1%–
Southwest Airls Co844741BG2NOTE 1.250% 5/05,000$6.08K<0.1%–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/06,000$5.90K<0.1%–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/04,000$5.89K<0.1%–
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/16,000$5.83K<0.1%–
Zillow Group, Inc.98954MAH4NOTE 2.750% 5/16,000$5.77K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/15,000$5.73K<0.1%–
CONMED Corp207410AF8NOTE 2.625% 2/05,000$5.67K<0.1%–
Ford MTR Co Del345370CZ1NOTE 3/16,000$5.65K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA192$5.46K<0.1%–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/05,000$5.29K<0.1%–
Tailwind Acquisition Corp87403Q201UNIT 09/07/2027557$5.21K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/06,000$5.19K<0.1%–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/16,000$5.15K<0.1%–
Patrick Inds Inc703343AB9DBCV 1.000% 2/05,000$4.98K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/15,000$4.94K<0.1%–
Liberty Media Corp Del531229AB8NOTE 1.375%10/14,000$4.94K<0.1%–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/16,000$4.91K<0.1%–
CWKCushman & Wakefield Ltd.SHS390$4.86K<0.1%History
AGQProShares Trust IIULTRA SILVER NEW150$4.80K<0.1%History
Procure ETF Trust II74280R205SPACE ETF240$4.68K<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/06,000$4.61K<0.1%–
RFPResolute Forest Products Inc.COM213$4.60K<0.1%History
Flexshares Tr33939L407MORNSTAR UPSTR100$4.35K<0.1%–
DCTDuck Creek Technologies, Inc.SHS350$4.22K<0.1%History
COWNCowen Inc.CL A NEW106$4.09K<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/05,000$3.96K<0.1%–
Kraneshares Tr500767561EUROPEAN CARBON125$3.79K<0.1%–
Splunk Inc848637AD6NOTE 1.125% 9/14,000$3.75K<0.1%–
SGFYSignify Health, Inc.CL A COM121$3.47K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/14,000$3.23K<0.1%–
TFFPTFF Pharmaceuticals, Inc.COM2,963$3.11K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD98$3.09K<0.1%–
LOGCContextLogic Inc.COM CL A5,841$2.85K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW28$2.82K<0.1%History
GOEVCanoo Inc.COM CL A2,220$2.73K<0.1%History
TMPTompkins Financial CorpCOM34$2.64K<0.1%History
KALVKalVista Pharmaceuticals, Inc.COM382$2.58K<0.1%History
SJISouth Jersey Industries IncCOM71$2.54K<0.1%History
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO100$2.36K<0.1%–
Safehold Inc.45031U101COM292$2.23K<0.1%–
SAFTSafety Insurance Group IncCOM26$2.19K<0.1%History
TSEOQTrinseo PLCCOM93$2.11K<0.1%History