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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTTRMatterport, Inc.COM CL A100$2.00K<0.1%+100NewHistory
OIIOceaneering International IncStock214$3.00K<0.1%00.0%UnchangedHistory
DCIDonaldson Co IncStock59$3.00K<0.1%+8+15.7%AddedHistory
AGXArgan IncStock63$3.00K<0.1%−1,496−96.0%ReducedHistory
AOUTAmerican Outdoor Brands, Inc.COM125$3.00K<0.1%+42+50.6%AddedHistory
ProShares Tr74347X831ULTRAPRO QQQ25$3.00K<0.1%−175−87.5%Reduced–
MTZMastec IncCOM37$3.00K<0.1%−17−31.5%ReducedHistory
RDWRRadware LtdORD84$3.00K<0.1%00.0%UnchangedHistory
USALiberty All Star Equity FundSH BEN INT395$3.00K<0.1%−21−5.0%ReducedHistory
CARGCarGurus, Inc.COM CL A108$3.00K<0.1%+108NewHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD35$3.00K<0.1%00.0%Unchanged–
PRDOPerdoceo Education CorpCOM242$3.00K<0.1%+242NewHistory
AVAAvista CorpCOM75$3.00K<0.1%+75NewHistory
AKRAcadia Realty TrustCOM SH BEN INT133$3.00K<0.1%00.0%UnchangedHistory
MYGNMyriad Genetics IncCOM91$3.00K<0.1%+19+26.4%AddedHistory
SKYWSkywest IncCOM62$3.00K<0.1%+12+24.0%AddedHistory
INSMINSMED IncCOM PAR $.0194$3.00K<0.1%00.0%UnchangedHistory
RGPResources Connection, Inc.COM198$3.00K<0.1%+26+15.1%AddedHistory
CNSCohen & Steers, Inc.COM37$3.00K<0.1%+2+5.7%AddedHistory
HLNEHamilton Lane INCCL A32$3.00K<0.1%+20+166.7%AddedHistory
SONOSonos IncCOM103$3.00K<0.1%+26+33.8%AddedHistory
Global X FDS37954Y673US INFR DEV ETF100$3.00K<0.1%00.0%Unchanged–
RNSTRenasant CorpCOM91$3.00K<0.1%−30−24.8%ReducedHistory
APPFAppfolio IncCOM CL A25$3.00K<0.1%+6+31.6%AddedHistory
MRCYMercury Systems IncCOM65$3.00K<0.1%+25+62.5%AddedHistory
SYBTStock Yards Bancorp, Inc.COM51$3.00K<0.1%+16+45.7%AddedHistory
ALRMAlarm.com Holdings, Inc.COM40$3.00K<0.1%−4−9.1%ReducedHistory
REALTheRealReal, Inc.COM253$3.00K<0.1%+253NewHistory
EIMEaton Vance Municipal Bond FundCOM245$3.00K<0.1%00.0%UnchangedHistory
NHINational Health Investors IncCOM62$3.00K<0.1%+56+933.3%AddedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN58$3.00K<0.1%+58NewHistory
DXDynex Capital IncCOM156$3.00K<0.1%+123+372.7%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM420$3.00K<0.1%00.0%UnchangedHistory
SABRSabre CorpCOM218$3.00K<0.1%+38+21.1%AddedHistory
AXSMAxsome Therapeutics, Inc.COM77$3.00K<0.1%+60+352.9%AddedHistory
CDNACareDx, Inc.COM44$3.00K<0.1%+15+51.7%AddedHistory
iShares Tr46435G342MORTGE REL ETF91$3.00K<0.1%00.0%Unchanged–
FCFFirst Commonwealth Financial CorpCOM253$3.00K<0.1%00.0%UnchangedHistory
PARRPar Pacific Holdings, Inc.COM NEW197$3.00K<0.1%00.0%UnchangedHistory
Etfis Ser Tr I26923G822VIRTUS INFRCAP128$3.00K<0.1%00.0%Unchanged–
UGPUltrapar Holdings IncSP ADR REP COM1,266$3.00K<0.1%+91+7.7%AddedHistory
RBBNRibbon Communications Inc.COM562$3.00K<0.1%00.0%UnchangedHistory
PBFPBF Energy Inc.CL A221$3.00K<0.1%+188+569.7%AddedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD111$3.00K<0.1%00.0%Unchanged–
AVAVAeroVironment IncCOM34$3.00K<0.1%−25−42.4%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM104$3.00K<0.1%00.0%UnchangedHistory
AVIRAtea Pharmaceuticals, Inc.COM90$3.00K<0.1%+47+109.3%AddedHistory
BBTBeacon Financial CorpCOM94$3.00K<0.1%−4−4.1%ReducedHistory
BYSIBeyondSpring Inc.SHS160$3.00K<0.1%−33−17.1%ReducedHistory
BDTXBlack Diamond Therapeutics, Inc.COM298$3.00K<0.1%+298NewHistory
CYHCommunity Health Systems IncCOM266$3.00K<0.1%00.0%UnchangedHistory
EGBNEagle Bancorp IncCOM49$3.00K<0.1%00.0%UnchangedHistory
EVHEvolent Health, Inc.CL A88$3.00K<0.1%00.0%UnchangedHistory
GILTGilat Satellite Networks LtdSHS NEW358$3.00K<0.1%00.0%UnchangedHistory
GRPNGroupon, Inc.COM NEW110$3.00K<0.1%+110NewHistory
HVTHaverty Furniture Companies IncCOM77$3.00K<0.1%00.0%UnchangedHistory
HBNCHorizon Bancorp IncCOM142$3.00K<0.1%−28−16.5%ReducedHistory
RCKTRocket Pharmaceuticals, Inc.COM93$3.00K<0.1%−50−35.0%ReducedHistory
SRGSeritage Growth PropertiesCL A180$3.00K<0.1%+28+18.4%AddedHistory
TBCHTurtle Beach CorpCOM NEW102$3.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C175$3.00K<0.1%−15−7.9%ReducedHistory
ZUMZZumiez IncCOM87$3.00K<0.1%00.0%UnchangedHistory
AERIAerie Pharmaceuticals IncCOM302$3.00K<0.1%+302NewHistory
AWFAlliancebernstein Global High Income Fund IncCOM225$3.00K<0.1%00.0%UnchangedHistory
Arrow ETF Tr04273H104ARROW DJ GLB YLD193$3.00K<0.1%00.0%Unchanged–
BLUEbluebird bio, Inc.COM152$3.00K<0.1%+84+123.5%AddedHistory
BVHBluegreen Vacations Holding CorpCLASS A124$3.00K<0.1%00.0%UnchangedHistory
CPECallon Petroleum CoCOM54$3.00K<0.1%+12+28.6%AddedHistory
ChemoCentryx, Inc.16383L106COM186$3.00K<0.1%+186New–
China Eastn Airls Ltd16937R104SPON ADR CL H158$3.00K<0.1%+71+81.6%Added–
DCPHDeciphera Pharmaceuticals, Inc.COM87$3.00K<0.1%+77+770.0%AddedHistory
ETF Ser Solutions26922A701ROUNDHILL ACQUI98$3.00K<0.1%00.0%Unchanged–
FEOFirst Trust/Abrdn Emerging Opportunity FundCOM203$3.00K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM410$3.00K<0.1%+371+951.3%AddedHistory
Global X FDS37950E549GLB X SUPERDIV202$3.00K<0.1%+1+0.5%Added–
GOCOGoHealth, Inc.COM CL A516$3.00K<0.1%+516NewHistory
Healthcare Realty Trust Inc42225P501CL A NEW98$3.00K<0.1%+28+40.0%Added–
HTLFHeartland Financial USA IncCOM52$3.00K<0.1%+4+8.3%AddedHistory
Industrias Bachoco SAB456463108SPON ADR B63$3.00K<0.1%+60+2,000.0%Added–
INSGInseego Corp.COM510$3.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT222$3.00K<0.1%00.0%Unchanged–
Kirkland Lake Gold Ltd49741E100COM78$3.00K<0.1%−19−19.6%Reduced–
LGILazard Global Total Return & Income Fund IncCOM159$3.00K<0.1%00.0%UnchangedHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP117$3.00K<0.1%+106+963.6%AddedHistory
NEXNextier Oilfield Solutions Inc.COM696$3.00K<0.1%+696NewHistory
OSHOak Street Health, Inc.COM63$3.00K<0.1%+63NewHistory
OESXOrion Energy Systems, Inc.COM661$3.00K<0.1%−5−0.8%ReducedHistory
PRAXPraxis Precision Medicines, Inc.COM166$3.00K<0.1%+119+253.2%AddedHistory
SGMOQSangamo Therapeutics, IncCOM384$3.00K<0.1%+266+225.4%AddedHistory
Signature BK New York N Y82669G104COM11$3.00K<0.1%+6+120.0%Added–
SNBRQSleep Number CorpCOM36$3.00K<0.1%−16−30.8%ReducedHistory
SLESuper League Enterprise, Inc.COM1,000$3.00K<0.1%00.0%UnchangedHistory
TPTXTurning Point Therapeutics, Inc.COM48$3.00K<0.1%+48NewHistory
COHRCoherent Corp.COM44$3.00K<0.1%−19−30.2%ReducedHistory
VanEck Vectors ETF Tr92189F205STEEL ETF50$3.00K<0.1%+50New–
VAPOVapotherm IncCOM156$3.00K<0.1%+156NewHistory
JRVRJames River Group Holdings, Inc.COM67$3.00K<0.1%−57−46.0%ReducedHistory
AHTAshford Hospitality Trust IncCOM227$3.00K<0.1%+227NewHistory
STERSterling Check Corp.COM100$3.00K<0.1%+100NewHistory
RKTRocket Companies, Inc.Stock250$4.00K<0.1%+140+127.3%AddedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History