Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 27, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 239
- +2 vs. Q3 2023
- Portfolio value
- $1.03B
- +$77.4M (+8.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 5,647 | $319.9K | <0.1% | +263+4.9% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,906 | $309.4K | <0.1% | −29−0.7% | Reduced | – |
| KTFDWS Municipal Income Trust | COM | 34,800 | $309.4K | <0.1% | 00.0% | Unchanged | History |
| WWDWoodward, Inc. | COM | 2,244 | $305.5K | <0.1% | −16−0.7% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 5,384 | $302.3K | <0.1% | +9+0.2% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,647 | $301.9K | <0.1% | −100−3.6% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 664 | $301.0K | <0.1% | +26+4.1% | Added | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $292.4K | <0.1% | 00.0% | Unchanged | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 23,755 | $289.3K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,348 | $287.5K | <0.1% | +218+19.3% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,735 | $286.7K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 917 | $278.1K | <0.1% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 994 | $275.5K | <0.1% | +43+4.5% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,263 | $268.2K | <0.1% | −735−18.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 4,805 | $244.9K | <0.1% | 00.0% | Unchanged | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 7,633 | $240.2K | <0.1% | −1,292−14.5% | Reduced | – |
| CARRCarrier Global Corp | Stock | 4,133 | $239.5K | <0.1% | −6,139−59.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 946 | $232.4K | <0.1% | −84−8.2% | Reduced | History |
| DOWDow Inc. | Stock | 4,200 | $230.3K | <0.1% | +176+4.4% | Added | History |
| WMTWalmart Inc. | Stock | 1,445 | $228.6K | <0.1% | −84−5.5% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 1,047 | $227.8K | <0.1% | −11,159−91.4% | Reduced | History |
| JMMNuveen Multi-Market Income Fund | COM | 38,477 | $227.4K | <0.1% | +12,233+46.6% | Added | History |
| NSCNorfolk Southern Corp | Stock | 946 | $223.6K | <0.1% | +946 | New | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 180 | $220.2K | <0.1% | +180 | New | – |
| WFCWells Fargo & Company | Stock | 4,460 | $219.5K | <0.1% | +4,460 | New | History |
| BOKFBok Financial Corp | COM NEW | 2,472 | $211.7K | <0.1% | −350−12.4% | Reduced | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,381 | $210.9K | <0.1% | +5,381 | New | – |
| ECLEcolab Inc. | Stock | 1,059 | $210.7K | <0.1% | +1,059 | New | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,493 | $209.0K | <0.1% | −658−20.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,419 | $208.1K | <0.1% | +3,419 | New | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,216 | $207.2K | <0.1% | −165−11.9% | Reduced | – |
| MPCMarathon Petroleum Corp | Stock | 1,384 | $205.3K | <0.1% | −125−8.3% | Reduced | History |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,600 | $141.5K | <0.1% | 00.0% | Unchanged | History |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 13,675 | $133.1K | <0.1% | +1,200+9.6% | Added | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,551 | $132.4K | <0.1% | −14−0.1% | Reduced | History |
| JFRNuveen Floating Rate Income Fund | COM | 15,380 | $126.4K | <0.1% | +68+0.4% | Added | History |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 10,005 | $125.3K | <0.1% | +10,005 | New | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 17,545 | $99.5K | <0.1% | 00.0% | Unchanged | History |
| DISHDISH Network CORP | CL A | 10,000 | $57.7K | <0.1% | +10,000 | New | History |
Sold out since Q3 2023 (17)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 127,901 | $6.44M | 0.7% | – |
| SLBSLB Limited | Stock | 97,331 | $5.70M | 0.6% | History |
| ULTAUlta Beauty, Inc. | Stock | 13,329 | $5.32M | 0.6% | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 151,375 | $3.77M | 0.4% | – |
| CLXClorox Co | Stock | 9,350 | $1.23M | 0.1% | History |
| FFord Motor Co | Stock | 95,176 | $1.18M | 0.1% | History |
| iShares MSCI Eafe ETF464287465 | ETF | 11,808 | $813.8K | 0.1% | – |
| BMYBristol Myers Squibb Co | Stock | 12,698 | $737.0K | 0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 3,574 | $698.3K | 0.1% | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 6,176 | $621.7K | 0.1% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 20,593 | $620.9K | 0.1% | – |
| MMM3M Co | Stock | 3,788 | $354.6K | <0.1% | History |
| FMCFMC Corp | COM NEW | 4,875 | $329.3K | <0.1% | History |
| AMPAmeriprise Financial Inc | COM | 787 | $259.5K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 5,200 | $251.9K | <0.1% | History |
| AEEAmeren Corp | COM | 2,950 | $220.7K | <0.1% | History |
| CICigna Group | Stock | 740 | $211.7K | <0.1% | History |