Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 27, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 239
- +2 vs. Q3 2023
- Portfolio value
- $1.03B
- +$77.4M (+8.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DISHDISH Network CORP | CL A | 10,000 | $57.7K | <0.1% | +10,000 | New | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 17,545 | $99.5K | <0.1% | 00.0% | Unchanged | History |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 10,005 | $125.3K | <0.1% | +10,005 | New | History |
| JFRNuveen Floating Rate Income Fund | COM | 15,380 | $126.4K | <0.1% | +68+0.4% | Added | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,551 | $132.4K | <0.1% | −14−0.1% | Reduced | History |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 13,675 | $133.1K | <0.1% | +1,200+9.6% | Added | History |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,600 | $141.5K | <0.1% | 00.0% | Unchanged | History |
| MPCMarathon Petroleum Corp | Stock | 1,384 | $205.3K | <0.1% | −125−8.3% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,216 | $207.2K | <0.1% | −165−11.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,419 | $208.1K | <0.1% | +3,419 | New | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,493 | $209.0K | <0.1% | −658−20.9% | Reduced | – |
| ECLEcolab Inc. | Stock | 1,059 | $210.7K | <0.1% | +1,059 | New | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,381 | $210.9K | <0.1% | +5,381 | New | – |
| BOKFBok Financial Corp | COM NEW | 2,472 | $211.7K | <0.1% | −350−12.4% | Reduced | History |
| WFCWells Fargo & Company | Stock | 4,460 | $219.5K | <0.1% | +4,460 | New | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 180 | $220.2K | <0.1% | +180 | New | – |
| NSCNorfolk Southern Corp | Stock | 946 | $223.6K | <0.1% | +946 | New | History |
| JMMNuveen Multi-Market Income Fund | COM | 38,477 | $227.4K | <0.1% | +12,233+46.6% | Added | History |
| AMTAmerican Tower Corp | REIT | 1,047 | $227.8K | <0.1% | −11,159−91.4% | Reduced | History |
| WMTWalmart Inc. | Stock | 1,445 | $228.6K | <0.1% | −84−5.5% | Reduced | History |
| DOWDow Inc. | Stock | 4,200 | $230.3K | <0.1% | +176+4.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 946 | $232.4K | <0.1% | −84−8.2% | Reduced | History |
| CARRCarrier Global Corp | Stock | 4,133 | $239.5K | <0.1% | −6,139−59.8% | Reduced | History |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 7,633 | $240.2K | <0.1% | −1,292−14.5% | Reduced | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 4,805 | $244.9K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,263 | $268.2K | <0.1% | −735−18.4% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 994 | $275.5K | <0.1% | +43+4.5% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 917 | $278.1K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,735 | $286.7K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,348 | $287.5K | <0.1% | +218+19.3% | Added | – |
| BKTBlackRock Income Trust, Inc. | COM NEW | 23,755 | $289.3K | <0.1% | 00.0% | Unchanged | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $292.4K | <0.1% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 664 | $301.0K | <0.1% | +26+4.1% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,647 | $301.9K | <0.1% | −100−3.6% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 5,384 | $302.3K | <0.1% | +9+0.2% | Added | – |
| WWDWoodward, Inc. | COM | 2,244 | $305.5K | <0.1% | −16−0.7% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 34,800 | $309.4K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,906 | $309.4K | <0.1% | −29−0.7% | Reduced | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 5,647 | $319.9K | <0.1% | +263+4.9% | Added | – |
| HPHelmerich & Payne, Inc. | COM | 8,833 | $319.9K | <0.1% | −86−1.0% | Reduced | History |
| NBBNuveen Taxable Municipal Income Fund | COM | 20,995 | $331.5K | <0.1% | +1,400+7.1% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 72,848 | $336.3K | <0.1% | 00.0% | Unchanged | History |
| APHAmphenol Corp | CL A | 3,432 | $341.0K | <0.1% | −450−11.6% | Reduced | History |
| RTXRTX Corp | Stock | 4,131 | $347.6K | <0.1% | −6,676−61.8% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 2,262 | $350.8K | <0.1% | −636−21.9% | Reduced | History |
| PSXPhillips 66 | Stock | 2,642 | $351.8K | <0.1% | −56−2.1% | Reduced | History |
| AMGNAmgen Inc | Stock | 1,273 | $366.8K | <0.1% | −17−1.3% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,577 | $367.0K | <0.1% | −93−5.6% | Reduced | – |
| SGOLabrdn Gold ETF Trust | ETF | 18,840 | $371.9K | <0.1% | 00.0% | Unchanged | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 21,577 | $382.1K | <0.1% | 00.0% | Unchanged | History |
| DUKDuke Energy CORP | Stock | 4,020 | $390.1K | <0.1% | −432−9.7% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 2,385 | $406.5K | <0.1% | −649−21.4% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 7,712 | $408.8K | <0.1% | +288+3.9% | Added | – |
| HPQHP Inc | Stock | 13,545 | $411.3K | <0.1% | −3,482−20.4% | Reduced | History |
| QCOMQualcomm Inc | Stock | 2,850 | $412.2K | <0.1% | −37−1.3% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 36,425 | $417.1K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 3,954 | $428.0K | <0.1% | −473−10.7% | Reduced | – |
| TGTTarget Corp | Stock | 3,044 | $433.6K | <0.1% | −302−9.0% | Reduced | History |
| MROMarathon Oil Corp | COM | 18,072 | $436.6K | <0.1% | +3,220+21.7% | Added | History |
| VRSNVerisign Inc | COM | 2,161 | $445.1K | <0.1% | +122+6.0% | Added | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,126 | $447.7K | <0.1% | −47−2.2% | Reduced | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,530 | $448.0K | <0.1% | +3,530 | New | History |
| NUENucor Corp | COM | 2,589 | $452.0K | <0.1% | −182−6.6% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 1,902 | $454.4K | <0.1% | +46+2.5% | Added | History |
| AMEAmetek Inc | COM | 2,759 | $455.0K | <0.1% | +2,759 | New | History |
| iShares Russell 2000 ETF464287655 | ETF | 2,276 | $456.8K | <0.1% | −56−2.4% | Reduced | – |
| PLDPrologis, Inc. | REIT | 3,437 | $458.2K | <0.1% | 00.0% | Unchanged | History |
| SHELShell plc | ADR | 6,984 | $459.5K | <0.1% | +239+3.5% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 131,600 | $470.4K | <0.1% | +2,800+2.2% | Added | History |
| INTUIntuit Inc. | Stock | 755 | $471.9K | <0.1% | −79−9.5% | Reduced | History |
| CMGChipotle Mexican Grill Inc | COM | 213 | $486.1K | <0.1% | −23−9.7% | Reduced | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 41,132 | $486.2K | <0.1% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 1,883 | $490.7K | <0.1% | −200−9.6% | Reduced | History |
| ETNEaton Corp plc | Stock | 2,079 | $500.7K | <0.1% | −132−6.0% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 945 | $515.0K | 0.1% | +32+3.5% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 18,110 | $522.1K | 0.1% | −5,330−22.7% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 14,662 | $551.3K | 0.1% | +235+1.6% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 11,206 | $563.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 2,310 | $582.7K | 0.1% | −7−0.3% | Reduced | – |
| SYKStryker Corp | Stock | 1,998 | $599.9K | 0.1% | −88−4.2% | Reduced | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 37,200 | $604.9K | 0.1% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 3,895 | $610.5K | 0.1% | −2,821−42.0% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 10,004 | $633.6K | 0.1% | +10,004 | New | – |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 200,225 | $639.5K | 0.1% | +5,000+2.6% | Added | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 240,694 | $645.1K | 0.1% | +3,100+1.3% | Added | History |
| AXPAmerican Express Co | Stock | 3,488 | $653.5K | 0.1% | −54−1.5% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 184 | $654.5K | 0.1% | +12+7.0% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 13,025 | $655.7K | 0.1% | −3,016−18.8% | Reduced | – |
| GDGeneral Dynamics Corp | Stock | 2,538 | $659.2K | 0.1% | −387−13.2% | Reduced | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 4,339 | $674.0K | 0.1% | +5+0.1% | Added | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,708 | $692.3K | 0.1% | −41−2.3% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 63,584 | $699.4K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Communication Services ETF92204A884 | ETF | 6,184 | $728.0K | 0.1% | +6,184 | New | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 12,911 | $728.2K | 0.1% | +171+1.3% | Added | – |
| iShares Tr464287580 | US CONSUM DISCRE | 9,620 | $728.9K | 0.1% | −946−9.0% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 6,240 | $731.5K | 0.1% | −600−8.8% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,693 | $739.6K | 0.1% | +184+12.2% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 4,336 | $758.2K | 0.1% | −280−6.1% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 1,871 | $758.8K | 0.1% | −186−9.0% | Reduced | – |
| HONHoneywell International Inc | COM | 3,633 | $761.9K | 0.1% | −189−4.9% | Reduced | History |
Sold out since Q3 2023 (17)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 127,901 | $6.44M | 0.7% | – |
| SLBSLB Limited | Stock | 97,331 | $5.70M | 0.6% | History |
| ULTAUlta Beauty, Inc. | Stock | 13,329 | $5.32M | 0.6% | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 151,375 | $3.77M | 0.4% | – |
| CLXClorox Co | Stock | 9,350 | $1.23M | 0.1% | History |
| FFord Motor Co | Stock | 95,176 | $1.18M | 0.1% | History |
| iShares MSCI Eafe ETF464287465 | ETF | 11,808 | $813.8K | 0.1% | – |
| BMYBristol Myers Squibb Co | Stock | 12,698 | $737.0K | 0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 3,574 | $698.3K | 0.1% | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 6,176 | $621.7K | 0.1% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 20,593 | $620.9K | 0.1% | – |
| MMM3M Co | Stock | 3,788 | $354.6K | <0.1% | History |
| FMCFMC Corp | COM NEW | 4,875 | $329.3K | <0.1% | History |
| AMPAmeriprise Financial Inc | COM | 787 | $259.5K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 5,200 | $251.9K | <0.1% | History |
| AEEAmeren Corp | COM | 2,950 | $220.7K | <0.1% | History |
| CICigna Group | Stock | 740 | $211.7K | <0.1% | History |