Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 237
- −20 vs. Q2 2023
- Portfolio value
- $948.1M
- −$162.5M (−14.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| OKEONEOK Inc | COM | 119,867 | $7.60M | 0.8% | −52,996−30.7% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 22,019 | $7.66M | 0.8% | +85+0.4% | Added | History |
| CMICummins Inc | Stock | 33,895 | $7.74M | 0.8% | +460+1.4% | Added | History |
| FTNTFortinet, Inc. | Stock | 136,207 | $7.99M | 0.8% | +19,984+17.2% | Added | History |
| KRKroger Co | Stock | 181,904 | $8.14M | 0.9% | +4,625+2.6% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 164,457 | $8.20M | 0.9% | −164,716−50.0% | Reduced | – |
| MCKMcKesson Corp | Stock | 18,848 | $8.21M | 0.9% | +636+3.5% | Added | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 266,375 | $8.27M | 0.9% | −398,039−59.9% | Reduced | – |
| HDHome Depot, Inc. | Stock | 28,698 | $8.67M | 0.9% | −10,299−26.4% | Reduced | History |
| DEDeere & Co | Stock | 22,980 | $8.70M | 0.9% | +726+3.3% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 594,184 | $9.49M | 1.0% | −77,459−11.5% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 29,809 | $9.65M | 1.0% | +177+0.6% | Added | History |
| JBLJabil Inc | Stock | 77,822 | $9.87M | 1.0% | +2,557+3.4% | Added | History |
| METMetlife Inc | Stock | 161,044 | $10.1M | 1.1% | −35,976−18.3% | Reduced | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 185,741 | $10.4M | 1.1% | +227+0.1% | Added | – |
| ADBEAdobe Inc. | Stock | 22,271 | $11.4M | 1.2% | +537+2.5% | Added | History |
| COSTCostco Wholesale Corp | Stock | 21,870 | $12.4M | 1.3% | −6,239−22.2% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 230,743 | $12.4M | 1.3% | −48,581−17.4% | Reduced | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 460,213 | $14.1M | 1.5% | +401,370+682.1% | Added | – |
| CVXChevron Corp | Stock | 84,299 | $14.2M | 1.5% | −24,056−22.2% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 210,082 | $14.4M | 1.5% | +4,639+2.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 124,919 | $14.7M | 1.5% | −126−0.1% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 100,158 | $14.9M | 1.6% | −20,203−16.8% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 102,994 | $14.9M | 1.6% | −20,959−16.9% | Reduced | History |
| LRCXLam Research Corp | COM | 24,180 | $15.2M | 1.6% | +1,643+7.3% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 155,418 | $15.8M | 1.7% | −30,645−16.5% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 19,685 | $16.3M | 1.7% | +15+0.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 132,862 | $16.9M | 1.8% | −10,595−7.4% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 35,150 | $17.7M | 1.9% | −7,490−17.6% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 152,313 | $19.9M | 2.1% | −6,238−3.9% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 213,091 | $20.0M | 2.1% | +9,793+4.8% | Added | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 461,109 | $22.8M | 2.4% | +372,673+421.4% | Added | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 1,090,805 | $22.9M | 2.4% | −141,115−11.5% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 162,377 | $25.1M | 2.6% | +5,072+3.2% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 70,082 | $30.1M | 3.2% | +2,684+4.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 134,309 | $42.4M | 4.5% | −9,857−6.8% | Reduced | History |
| AAPLApple Inc. | Stock | 268,834 | $46.0M | 4.9% | −19,131−6.6% | Reduced | History |
Sold out since Q2 2023 (44)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 277,905 | $9.09M | 0.8% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 230,172 | $5.69M | 0.5% | – |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 176,938 | $4.41M | 0.4% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 68,897 | $2.64M | 0.2% | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 65,993 | $2.35M | 0.2% | – |
| ETF Managers Tr26924G789 | ETFMG SIT ULTR | 20,724 | $1.00M | 0.1% | – |
| SCHWSchwab Charles Corp | Stock | 12,223 | $692.8K | 0.1% | History |
| SOSouthern Co | Stock | 6,605 | $464.0K | <0.1% | History |
| PEPPepsiCo Inc | Stock | 2,333 | $432.2K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 1,989 | $412.1K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 4,746 | $386.6K | <0.1% | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 6,830 | $385.2K | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 6,343 | $346.9K | <0.1% | History |
| PFEPfizer Inc | Stock | 9,402 | $344.9K | <0.1% | History |
| SIGISelective Insurance Group Inc | COM | 3,468 | $332.8K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,734 | $319.5K | <0.1% | History |
| WFCWells Fargo & Company | Stock | 6,680 | $285.1K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 20,328 | $282.2K | <0.1% | – |
| EWEdwards Lifesciences Corp | Stock | 2,888 | $272.4K | <0.1% | History |
| ORCLOracle Corp | Stock | 2,236 | $266.2K | <0.1% | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,322 | $253.1K | <0.1% | – |
| URIUnited Rentals, Inc. | COM | 564 | $251.2K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 3,405 | $243.3K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 4,200 | $240.7K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 1,086 | $238.4K | <0.1% | History |
| ECLEcolab Inc. | Stock | 1,265 | $236.8K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 4,108 | $236.5K | <0.1% | – |
| PAYXPaychex Inc | Stock | 2,114 | $236.5K | <0.1% | History |
| DDominion Energy, Inc | Stock | 4,292 | $222.3K | <0.1% | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 8,229 | $220.3K | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 4,346 | $219.2K | <0.1% | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 10,310 | $214.7K | <0.1% | History |
| NSCNorfolk Southern Corp | Stock | 946 | $214.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,062 | $211.7K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,631 | $208.8K | <0.1% | – |
| BALLBALL Corp | COM | 3,534 | $205.7K | <0.1% | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 9,322 | $203.7K | <0.1% | History |
| METAMeta Platforms, Inc. | Stock | 708 | $203.2K | <0.1% | History |
| OBDCBlue Owl Capital Corp | COM | 11,539 | $158.7K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 11,501 | $134.2K | <0.1% | History |
| DISHDISH Network CORP | CL A | 20,000 | $131.8K | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 15,519 | $122.2K | <0.1% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,200 | $92.5K | <0.1% | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 14,246 | $72.7K | <0.1% | History |