Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 26, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 218
- −5 vs. Q3 2021
- Portfolio value
- $957.4M
- +$85.1M (+9.8%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,841 | $257.0K | <0.1% | −82−2.8% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,134 | $248.0K | <0.1% | +2,134 | New | – |
| XELXcel Energy Inc | Stock | 3,547 | $240.0K | <0.1% | −20−0.6% | Reduced | History |
| SHOPShopify Inc. | Stock | 174 | $240.0K | <0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 810 | $238.0K | <0.1% | +810 | New | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 3,973 | $237.0K | <0.1% | −25−0.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,901 | $236.0K | <0.1% | 00.0% | Unchanged | – |
| DHIHorton D R Inc | COM | 2,141 | $232.0K | <0.1% | −2,273−51.5% | Reduced | History |
| TAT&T Inc. | Stock | 9,359 | $230.0K | <0.1% | +40.0% | Added | History |
| BABoeing Co | Stock | 1,136 | $229.0K | <0.1% | 00.0% | Unchanged | History |
| SONYSony Group Corp | SPONSORED ADR | 1,768 | $224.0K | <0.1% | −106−5.7% | Reduced | History |
| ORealty Income Corp | REIT | 3,015 | $216.0K | <0.1% | +3,015 | New | History |
| INFOIHS Markit Ltd. | SHS | 1,605 | $213.0K | <0.1% | −119−6.9% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 11,621 | $187.0K | <0.1% | 00.0% | Unchanged | History |
| OBDCBlue Owl Capital Corp | COM | 10,954 | $155.0K | <0.1% | 00.0% | Unchanged | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 11,919 | $121.0K | <0.1% | −1,423−10.7% | Reduced | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,565 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 102,741 | $59.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (14)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| FDXFedEx Corp | Stock | 17,749 | $3.89M | 0.4% | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 24,512 | $2.09M | 0.2% | – |
| PKGPackaging Corp of America | Stock | 13,227 | $1.82M | 0.2% | History |
| iShares Tr464288687 | PFD AND INCM SEC | 21,584 | $838.0K | 0.1% | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 25,156 | $831.0K | 0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 7,036 | $354.0K | <0.1% | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 946 | $293.0K | <0.1% | – |
| EOGEOG Resources Inc | Stock | 3,462 | $278.0K | <0.1% | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 9,256 | $264.0K | <0.1% | – |
| OLEDUniversal Display Corp | COM | 1,529 | $261.0K | <0.1% | History |
| GMGeneral Motors Co | COM | 4,112 | $217.0K | <0.1% | History |
| CMCSAComcast Corp | Stock | 3,836 | $215.0K | <0.1% | History |
| KZIAKazia Therapeutics Ltd | SPONSORED ADR | 106,245 | $120.0K | <0.1% | History |
| LITSLite Strategy, Inc. | COM NEW | 30,355 | $84.0K | <0.1% | History |