Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 28, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 223
- −1 vs. Q2 2021
- Portfolio value
- $872.3M
- +$53.4M (+6.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab US Tips ETF808524870 | ETF | 4,143 | $259.0K | <0.1% | +820+24.7% | Added | – |
| TAT&T Inc. | Stock | 9,355 | $253.0K | <0.1% | +501+5.7% | Added | History |
| BABoeing Co | Stock | 1,136 | $250.0K | <0.1% | −5−0.4% | Reduced | History |
| RPMRPM International Inc | COM | 3,170 | $246.0K | <0.1% | −182−5.4% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,901 | $239.0K | <0.1% | +2,901 | New | – |
| RSGRepublic Services, Inc. | COM | 1,972 | $237.0K | <0.1% | −41−2.0% | Reduced | History |
| SHOPShopify Inc. | Stock | 174 | $236.0K | <0.1% | −6−3.3% | Reduced | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,923 | $231.0K | <0.1% | +2,923 | New | – |
| MCDMcDonalds Corp | Stock | 948 | $229.0K | <0.1% | −38−3.9% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 946 | $226.0K | <0.1% | 00.0% | Unchanged | History |
| XELXcel Energy Inc | Stock | 3,567 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 4,112 | $217.0K | <0.1% | −73,986−94.7% | Reduced | History |
| CMCSAComcast Corp | Stock | 3,836 | $215.0K | <0.1% | +3,836 | New | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 3,998 | $209.0K | <0.1% | +3,998 | New | History |
| SONYSony Group Corp | SPONSORED ADR | 1,874 | $207.0K | <0.1% | +1,874 | New | History |
| INFOIHS Markit Ltd. | SHS | 1,724 | $201.0K | <0.1% | −176−9.3% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 11,621 | $182.0K | <0.1% | 00.0% | Unchanged | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 102,741 | $171.0K | <0.1% | 00.0% | Unchanged | History |
| OBDCBlue Owl Capital Corp | COM | 10,954 | $155.0K | <0.1% | +10,954 | New | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 13,342 | $133.0K | <0.1% | 00.0% | Unchanged | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,565 | $128.0K | <0.1% | 00.0% | Unchanged | History |
| KZIAKazia Therapeutics Ltd | SPONSORED ADR | 106,245 | $120.0K | <0.1% | 00.0% | Unchanged | History |
| LITSLite Strategy, Inc. | COM NEW | 30,355 | $84.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (17)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C748 | US EQTY PWR BUF | 883,521 | $27.4M | 3.3% | – |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 288,719 | $8.50M | 1.0% | – |
| IAUiShares Gold Trust | ETF | 74,169 | $2.50M | 0.3% | History |
| Vanguard Materials ETF92204A801 | ETF | 12,931 | $2.34M | 0.3% | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 32,938 | $2.09M | 0.3% | – |
| VSTVistra Corp. | Stock | 106,219 | $1.97M | 0.2% | History |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 14,713 | $1.25M | 0.2% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 18,113 | $1.19M | 0.1% | – |
| EEFTEuronet Worldwide, Inc. | COM | 7,390 | $1.00M | 0.1% | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 16,177 | $817.0K | 0.1% | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 4,792 | $489.0K | 0.1% | – |
| VMEOVimeo, Inc. | COMMON STOCK | 7,989 | $391.0K | <0.1% | History |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 10,773 | $349.0K | <0.1% | – |
| FISFidelity National Information Services, Inc. | Stock | 1,900 | $269.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 881 | $246.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 660 | $239.0K | <0.1% | History |
| ITWIllinois Tool Works Inc | Stock | 963 | $215.0K | <0.1% | History |