Advisor Group Holdings, Inc.

SEC CIK: 0001677044
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 12, 2024. Long positions only; changes compare share counts with Q3 2023.

Positions: 7,109; −91 vs. Q3 2023
Portfolio value: $57.1B; −$10.5B (−15.6%) vs. Q3 2023
Filed: Feb 12, 2024; SEC

Holdings of Advisor Group Holdings, Inc. in Q4 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares Core S&P 500 ETF464287200	ETF	3,992,701	$1.91B	3.3%	−1,814,889−31.3%	Reduced	–
AAPLApple Inc.	Stock	8,345,272	$1.61B	2.8%	−2,678,848−24.3%	Reduced	History
MSFTMicrosoft Corp	Stock	2,644,320	$994.9M	1.7%	−814,190−23.5%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	2,122,177	$869.4M	1.5%	−417,449−16.4%	Reduced	–
Vanguard S&P 500 ETF922908363	ETF	1,900,258	$830.4M	1.5%	−589,450−23.7%	Reduced	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	2,788,538	$661.7M	1.2%	−685,647−19.7%	Reduced	–
AMZNAmazon Com Inc	Stock	4,226,838	$642.2M	1.1%	−1,301,162−23.5%	Reduced	History
SPYSPDR S&P 500 ETF Trust	ETF	1,151,442	$547.4M	1.0%	−334,725−22.5%	Reduced	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	6,264,900	$519.8M	0.9%	−1,371,863−18.0%	Reduced	–
NVDANVIDIA Corp	Stock	1,033,419	$511.8M	0.9%	−229,899−18.2%	Reduced	History
Pacer US Cash Cows 100 ETF69374H881	ETF	9,207,149	$478.7M	0.8%	−1,690,032−15.5%	Reduced	–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	5,129,634	$468.9M	0.8%	+1,634,626+46.8%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	8,871,172	$425.0M	0.7%	−3,996,550−31.1%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	9,184,007	$423.2M	0.7%	−5,377,926−36.9%	Reduced	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	7,344,024	$410.6M	0.7%	+83,606+1.2%	Added	–
iShares Tr464287432	20 YR TR BD ETF	4,118,068	$407.3M	0.7%	+120,986+3.0%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	2,763,296	$406.8M	0.7%	−1,229,975−30.8%	Reduced	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	5,661,928	$396.9M	0.7%	−1,239,927−18.0%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	1,086,943	$387.7M	0.7%	−322,505−22.9%	Reduced	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	3,686,650	$366.0M	0.6%	−1,433,712−28.0%	Reduced	–
Vanguard Morningstar Growth ETF922908736	ETF	1,164,878	$362.4M	0.6%	−442,093−27.5%	Reduced	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	6,484,195	$356.6M	0.6%	−1,193,183−15.5%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	2,353,930	$352.0M	0.6%	−916,189−28.0%	Reduced	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	7,276,451	$339.4M	0.6%	+2,206,352+43.5%	Added	–
Schwab US Dividend Equity ETF808524797	ETF	4,356,119	$331.7M	0.6%	−1,082,050−19.9%	Reduced	–
Vanguard Total Bond Market ETF921937835	ETF	4,377,784	$322.0M	0.6%	−1,153,872−20.9%	Reduced	–
iShares Core MSCI Eafe ETF46432F842	ETF	4,545,757	$319.9M	0.6%	−1,418,636−23.8%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	2,707,113	$293.2M	0.5%	−23,403−0.9%	Reduced	–
iShares S&P 500 Growth ETF464287309	ETF	3,869,378	$290.6M	0.5%	−1,096,184−22.1%	Reduced	–
GOOGLAlphabet Inc.	Stock	2,038,168	$284.7M	0.5%	−644,087−24.0%	Reduced	History
iShares Tr464288513	IBOXX HI YD ETF	3,469,890	$268.6M	0.5%	−586,315−14.5%	Reduced	–
iShares Russell 1000 Growth ETF464287614	ETF	862,463	$261.6M	0.5%	−317,936−26.9%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	5,141,108	$260.2M	0.5%	−1,704,716−24.9%	Reduced	–
Vanguard Total International Bond ETF92203J407	ETF	5,259,774	$259.7M	0.5%	−2,045,355−28.0%	Reduced	–
JPMJPMorgan Chase & Co	Stock	1,362,369	$231.9M	0.4%	−410,743−23.2%	Reduced	History
Vanguard Dividend Appreciation ETF921908844	ETF	1,356,113	$231.1M	0.4%	−447,592−24.8%	Reduced	–
iShares Tr464288877	EAFE VALUE ETF	4,377,488	$228.1M	0.4%	−3,370,441−43.5%	Reduced	–
METAMeta Platforms, Inc.	Stock	642,117	$227.3M	0.4%	−155,420−19.5%	Reduced	History
TSLATesla, Inc.	Stock	909,088	$225.9M	0.4%	−322,125−26.2%	Reduced	History
GOOGAlphabet Inc.	Stock	1,595,281	$224.8M	0.4%	−449,987−22.0%	Reduced	History
Vanguard Star FDS921909768	VG TL INTL STK F	3,878,380	$224.8M	0.4%	−1,065,113−21.5%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	3,404,399	$221.5M	0.4%	−4,242,660−55.5%	Reduced	–
VVisa Inc.	Stock	820,173	$213.6M	0.4%	−240,803−22.7%	Reduced	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	1,105,188	$212.8M	0.4%	−281,206−20.3%	Reduced	–
UNHUnitedHealth Group Inc	Stock	397,840	$209.7M	0.4%	−93,689−19.1%	Reduced	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	4,962,998	$204.0M	0.4%	−2,038,985−29.1%	Reduced	–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	1,836,090	$203.3M	0.4%	−30,806−1.7%	Reduced	–
Vanguard World FD921910816	MEGA GRWTH IND	777,027	$201.7M	0.4%	−117,810−13.2%	Reduced	–
iShares Tr46434V860	TRS FLT RT BD	3,980,400	$201.0M	0.4%	−1,849,750−31.7%	Reduced	–
Vanguard Short-Term Bond ETF921937827	ETF	2,546,718	$196.2M	0.3%	−2,505,430−49.6%	Reduced	–
XOMExxonMobil Holdings Corp	COM	1,956,551	$195.7M	0.3%	−655,955−25.1%	Reduced	History
WisdomTree Tr97717Y527	FLOATNG RAT TREA	3,891,277	$195.5M	0.3%	−873,325−18.3%	Reduced	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,111,157	$194.8M	0.3%	+584,868+111.1%	Added	–
Invesco Nasdaq 100 ETF46138G649	ETF	1,127,700	$190.1M	0.3%	−1,301,424−53.6%	Reduced	–
iShares Tr464288588	MBS ETF	1,991,501	$187.5M	0.3%	−991,447−33.2%	Reduced	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	3,622,720	$187.2M	0.3%	−778,833−17.7%	Reduced	–
COSTCostco Wholesale Corp	Stock	281,739	$186.1M	0.3%	−60,583−17.7%	Reduced	History
PGProcter & Gamble Co	Stock	1,264,296	$185.4M	0.3%	−348,833−21.6%	Reduced	History
iShares Core Dividend Growth ETF46434V621	ETF	3,286,233	$176.9M	0.3%	−911,643−21.7%	Reduced	–
iShares Russell 2000 ETF464287655	ETF	878,215	$176.3M	0.3%	−275,004−23.8%	Reduced	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	1,109,443	$175.1M	0.3%	−515,936−31.7%	Reduced	–
Invesco Actively Managed Exc46090A804	TOTAL RETURN	3,673,239	$173.5M	0.3%	−139,708−3.7%	Reduced	–
HDHome Depot, Inc.	Stock	499,398	$173.3M	0.3%	−145,172−22.5%	Reduced	History
AVGOBroadcom Inc.	Stock	154,314	$172.5M	0.3%	−26,726−14.8%	Reduced	History
iShares Tr464287150	CORE S&P TTL STK	1,622,363	$170.7M	0.3%	−600,375−27.0%	Reduced	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	797,910	$170.3M	0.3%	−228,818−22.3%	Reduced	–
iShares Core S&P Mid-Cap ETF464287507	ETF	608,987	$168.9M	0.3%	−443,912−42.2%	Reduced	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	935,559	$168.4M	0.3%	−394,531−29.7%	Reduced	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	709,374	$165.1M	0.3%	−140,435−16.5%	Reduced	–
Vanguard Intermediate-Term Bond ETF921937819	ETF	2,153,848	$164.6M	0.3%	−440,659−17.0%	Reduced	–
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	2,715,329	$162.0M	0.3%	−795,596−22.7%	Reduced	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	1,999,809	$160.1M	0.3%	−437,797−18.0%	Reduced	–
LLYEli Lilly & Co	Stock	272,340	$158.9M	0.3%	−86,225−24.0%	Reduced	History
iShares Tr464288414	NATIONAL MUN ETF	1,460,221	$158.3M	0.3%	−333,974−18.6%	Reduced	–
CVXChevron Corp	Stock	1,043,860	$155.9M	0.3%	−340,966−24.6%	Reduced	History
iShares S&P 500 Value ETF464287408	ETF	892,176	$155.2M	0.3%	−146,233−14.1%	Reduced	–
iShares Tr464288885	EAFE GRWTH ETF	1,574,975	$152.7M	0.3%	−1,722,235−52.2%	Reduced	–
JNJJohnson & Johnson	Stock	962,296	$151.0M	0.3%	−379,377−28.3%	Reduced	History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889	ETF	4,422,166	$150.4M	0.3%	−1,516,218−25.5%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,920,282	$149.9M	0.3%	−3,246,271−62.8%	Reduced	–
GLDSPDR Gold Trust	ETF	779,195	$149.0M	0.3%	−425,926−35.3%	Reduced	History
iShares S&P Small-Cap 600 Value ETF464287879	ETF	1,405,497	$144.9M	0.3%	+1,120,146+392.6%	Added	–
iShares Tr464287622	RUS 1000 ETF	548,613	$144.0M	0.3%	−187,128−25.4%	Reduced	–
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	3,123,697	$143.8M	0.3%	−7080.0%	Reduced	–
ABBVAbbVie Inc.	Stock	923,692	$143.3M	0.3%	−284,843−23.6%	Reduced	History
iShares Tr464287721	U.S. TECH ETF	1,164,820	$143.1M	0.3%	−284,770−19.6%	Reduced	–
MRKMerck & Co., Inc.	Stock	1,302,114	$142.0M	0.2%	−452,164−25.8%	Reduced	History
iShares Tr464287457	1 3 YR TREAS BD	1,711,516	$140.4M	0.2%	−1,228,954−41.8%	Reduced	–
MCDMcDonalds Corp	Stock	471,347	$139.9M	0.2%	−96,870−17.0%	Reduced	History
First Tr Exchange-Traded FD33734H106	SHS	3,380,197	$137.1M	0.2%	−1,208,735−26.3%	Reduced	–
iShares Tr46435G425	ESG AWR MSCI USA	1,297,765	$136.2M	0.2%	−537,926−29.3%	Reduced	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	2,671,258	$134.2M	0.2%	−1,124,134−29.6%	Reduced	–
Capital Group Dividend Value14020W106	SHS CREAT UNIT	4,398,185	$131.2M	0.2%	+1,002,536+29.5%	Added	–
VanEck Morningstar Wide Moat ETF92189F643	ETF	1,541,752	$130.9M	0.2%	−201,746−11.6%	Reduced	–
Vanguard Index FDS922908652	EXTEND MKT ETF	792,653	$130.4M	0.2%	−284,035−26.4%	Reduced	–
VZVerizon Communications Inc	Stock	3,419,145	$128.9M	0.2%	−1,109,204−24.5%	Reduced	History
PEPPepsiCo Inc	Stock	755,799	$128.5M	0.2%	−273,281−26.6%	Reduced	History
Vanguard High Dividend Yield Index ETF921946406	ETF	1,135,388	$126.8M	0.2%	−327,743−22.4%	Reduced	–
Vanguard World FD921910840	MEGA CAP VAL ETF	1,124,842	$123.0M	0.2%	−48,146−4.1%	Reduced	–
MAMastercard Inc	Stock	287,192	$122.6M	0.2%	−97,113−25.3%	Reduced	History

Options (183)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 183 by value.

Option positions of Advisor Group Holdings, Inc. in Q4 2023
Security	Class	Puts	Calls
Facebook Inc30303M902	CALL	–	$146.6K
Invesco QQQ Tr46090E953	PUT	$126.3K	–
Apple Inc037833900	CALL	–	$116.4K
Boeing Co097023955	PUT	$88.7K	–
SPDR S&P 500 ETF Tr78462F953	PUT	$63.4K	–
Southern Co842587957	PUT	$56.9K	–
Mercadolibre Inc58733R902	CALL	–	$56.6K
Hershey Co427866908	CALL	–	$52.9K
Select Sector SPDR Tr81369Y953	OPT	$40.0K	–
Wec Energy Group Inc92939U956	PUT	$30.8K	–
Peloton Interactive Inc70614W900	CALL	–	$29.9K
Select Sector SPDR Tr81369Y956	PUT	$28.5K	–
Arm Holdings PLC042068905	CALL	–	$25.9K
MicroStrategy Inc594972908	CALL	–	$22.7K
Lam Research Corp512807908	CALL	–	$21.5K
Wynn Resorts Ltd983134907	CALL	–	$21.2K
Snap Inc83304A906	CALL	–	$19.5K
Adobe Systems Incorporated00724F901	CALL	–	$18.3K
Shopify Inc82509L907	CALL	–	$18.2K
iShares Inc46434G952	PUT	$17.1K	–
KLA Corp482480900	CALL	–	$16.2K
Costco WHSL Corp New22160K905	CALL	–	$15.8K
NVIDIA Corporation67066G904	CALL	–	$15.7K
Nutanix Inc67059N908	CALL	–	$15.7K
Super Micro Computer Inc86800U904	CALL	–	$15.3K
Microsoft Corp594918904	CALL	–	$15.0K
Palo Alto Networks Inc697435905	CALL	–	$14.8K
Uber Technologies Inc90353T900	CALL	–	$13.9K
ASML Holding N VN07059900	CALL	–	$13.8K
Amazon Com Inc023135906	CALL	–	$13.7K
Cloudflare Inc18915M907	CALL	–	$13.3K
Tesla Inc88160R901	CALL	–	$13.0K
Align Technology Inc016255901	CALL	–	$12.3K
Icahn Enterprises LP451100901	CALL	–	$12.2K
Palantir Technologies Inc69608A908	CALL	–	$11.9K
WisdomTree Tr97717X560	EQUITY PREMIUM	$10.6K	–
Arista Networks Inc040413906	CALL	–	$10.4K
CVS Health Corp126650900	CALL	–	$10.3K
Boeing Co097023905	COM	–	$10.3K
Occidental Pete Corp674599905	CALL	–	$9.78K
Lowes Cos Inc548661957	PUT	$9.60K	–
Vertex Pharmaceuticals Inc92532F900	CALL	–	$9.40K
JPMorgan Chase & Co46625H900	CALL	–	$9.15K
Snowflake Inc833445909	CALL	–	$9.10K
Roku Inc77543R902	CALL	–	$9.04K
Zoom Video Communications IN98980L901	CALL	–	$8.94K
Cadence Design System Inc127387908	CALL	–	$8.70K
Alphabet Inc02079K905	CALL	–	$8.56K
Coinbase Global Inc19260Q907	CALL	–	$8.40K
Duolingo Inc26603R906	CALL	–	$7.88K
Upstart Hldgs Inc91680M907	CALL	–	$7.82K
AbbVie Inc00287Y959	PUT	$7.79K	–
Madrigal Pharmaceuticals Inc558868905	CALL	–	$7.76K
Draftkings Inc New26142V905	COM CL A	–	$7.70K
Dexcom Inc252131907	CALL	–	$7.63K
Splunk Inc848637904	CALL	–	$7.18K
The Trade Desk Inc88339J905	CALL	–	$7.17K
Nano X Imaging LtdM70700905	CALL	–	$6.94K
Gitlab Inc37637K908	CALL	–	$6.89K
Applied Matls Inc038222905	CALL	–	$6.82K
Pinduoduo Inc722304902	CALL	–	$6.63K
Salesforce Com Inc79466L902	CALL	–	$6.42K
Celsius Hldgs Inc15118V907	CALL	–	$6.41K
Advanced Micro Devices Inc007903907	CALL	–	$6.30K
Universal Display Corp91347P905	CALL	–	$6.27K
Hasbro Inc418056907	CALL	–	$6.20K
Oracle Corp68389X905	CALL	–	$6.10K
Lemonade Inc52567D907	CALL	–	$6.01K
Vertiv Holdings Co92537N908	CALL	–	$6.01K
MongoDB Inc60937P906	CALL	–	$5.96K
Moderna Inc60770K957	PUT	$5.64K	–
Analog Devices Inc032654905	CALL	–	$5.62K
Robinhood MKTS Inc770700902	CALL	–	$5.60K
Uipath Inc90364P905	CALL	–	$5.33K
Carnival Corp143658900	CALL	–	$5.25K
iShares Tr464287908	CALL	–	$5.16K
Sarepta Therapeutics Inc803607900	CALL	–	$4.82K
Sentinelone Inc81730H909	CALL	–	$4.80K
Airbnb Inc009066901	CALL	–	$4.66K
DocuSign Inc256163906	CALL	–	$4.24K
iShares Tr464287902	CALL	–	$4.21K
PayPal Hldgs Inc70450Y903	CALL	–	$4.14K
Transmedics Group Inc89377M909	CALL	–	$4.12K
Nextera Energy Inc65339F951	PUT	$4.10K	–
Medical Pptys Trust Inc58463J954	PUT	$3.96K	–
Take-Two Interactive Softwar874054909	CALL	–	$3.96K
Axcelis Technologies Inc054540908	CALL	–	$3.87K
Chewy Inc16679L909	CALL	–	$3.76K
Microchip Technology Inc.595017904	CALL	–	$3.74K
Nasdaq Inc631103908	CALL	–	$3.74K
Pinterest Inc72352L906	CALL	–	$3.71K
Box Inc10316T904	CALL	–	$3.66K
Novo-Nordisk A S670100905	CALL	–	$3.61K
Esperion Therapeutics Inc Ne29664W905	CALL	–	$3.50K
Qualcomm Inc747525903	CALL	–	$3.40K
Li Auto Inc50202M902	CALL	–	$3.25K
Stellantis N.VN82405906	CALL	–	$3.24K
Rivian Automotive Inc76954A903	COM CL A	–	$3.21K
Monday Com LtdM7S64H906	CALL	–	$3.18K
Exxon Mobil Corp30231G952	PUT	$3.15K	–

Sold out since Q3 2023 (347)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 347 by value last quarter.

Positions of Advisor Group Holdings, Inc. sold out since Q3 2023
Security	Class	Shares in Q3 2023	Value in Q3 2023	% of portfolio in Q3 2023	History
iShares Tr46436E882	IBONDS 23 TRM TS	1,075,617	$26.7M	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	1,105,339	$23.5M	<0.1%	–
VMWVmware LLC	CL A COM	83,265	$13.9M	<0.1%	History
SGENSeagen Inc.	COM	48,370	$10.3M	<0.1%	History
iShares Tr46434VAX8	IBONDS DEC23 ETF	322,264	$8.17M	<0.1%	–
ATVIActivision Blizzard, Inc.	COM	81,148	$7.60M	<0.1%	History
CEQPCrestwood Equity Partners LP	UNIT LTD PARTNER	238,474	$6.98M	<0.1%	History
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	241,987	$5.69M	<0.1%	–
Nuveen PFD & Incm Securties67072C105	COM	579,874	$3.58M	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J544	BULSHS 2023 MUNI	108,659	$2.72M	<0.1%	–
Blueprint Chesapk MLT88636J873	TFPN	98,563	$2.47M	<0.1%	–
Asymmetric ETFs Trust04651A101	500 ETF	92,360	$2.35M	<0.1%	–
iShares Tr46435G318	IBONDS DEC2023	79,850	$2.04M	<0.1%	–
HZNPHorizon Therapeutics Public Ltd Co	SHS	14,920	$1.73M	<0.1%	History
Nuveen PFD & Income 2022 Ter67075T105	COM	95,354	$1.50M	<0.1%	–
iShares Tr46435G706	MSCI CDA ETF	47,185	$1.40M	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	33,070	$1.16M	<0.1%	–
Innovator ETFs Tr45782C219	DOUBLE STACKR 9	29,501	$931.4K	<0.1%	–
AVOMission Produce, Inc.	COM	60,000	$580.8K	<0.1%	History
Innovator ETFs Tr45782C193	TRIPLE STKER OCT	18,673	$578.3K	<0.1%	–
Innovator ETFs Tr45782C185	DOUBLE STKER OCT	16,606	$537.6K	<0.1%	–
iShares Tr46435U150	IBONDS 23 TRM HG	19,545	$462.1K	<0.1%	–
NNBRNN Inc	COM	241,325	$448.9K	<0.1%	History
Invesco High Income 2023 Tar46135X108	COM	65,600	$446.7K	<0.1%	–
Abcam PLC000380204	ADS	18,854	$426.6K	<0.1%	–
American Centy ETF Tr025072695	CORE MUNI FXD IN	9,392	$416.9K	<0.1%	–
NXGNNextgen Healthcare, Inc.	COM	17,555	$416.6K	<0.1%	History
ICPTIntercept Pharmaceuticals, Inc.	COM	18,418	$341.5K	<0.1%	History
RBB FD Inc74933W452	F/M US TREASURY	6,463	$323.6K	<0.1%	–
Global X FDS37954Y681	FOUNDER RUN CO	12,214	$320.1K	<0.1%	–
HCCIHeritage-Crystal Clean, Inc.	COM	7,022	$318.3K	<0.1%	History
BJRIBJs RESTAURANTS INC	COM	12,283	$288.2K	<0.1%	History
TWNKHostess Brands, Inc.	CL A	8,118	$270.4K	<0.1%	History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.	COM	33,330	$237.3K	<0.1%	History
ESTEEarthstone Energy Inc	CL A	11,169	$226.1K	<0.1%	History
DENDenbury Inc	COM	2,146	$210.3K	<0.1%	History
FDEUFirst Trust Dynamic Europe Equity Income Fund	COM SHS	16,431	$203.7K	<0.1%	History
FSBCFive Star Bancorp	COM	10,000	$200.6K	<0.1%	History
Indexiq ETF Tr45409B883	IQ GLB RES ETF	5,229	$170.9K	<0.1%	–
DBX ETF Tr233051283	XTRACKERS SHRT	3,808	$163.8K	<0.1%	–
PACWPacwest Bancorp	COM	16,187	$128.0K	<0.1%	History
HEPHolly Energy Partners LP	COM UT LTD PTN	5,719	$125.6K	<0.1%	History
FZTFAST Acquisition Corp. II	CL A	10,000	$123.5K	<0.1%	History
Kraneshares Tr500767553	CALIFORNIA CARB	3,860	$109.9K	<0.1%	–
VRTVVeritiv Corp	COM	573	$96.8K	<0.1%	History
EBIXEbix Inc	COM NEW	9,284	$91.8K	<0.1%	History
NATINational Instruments Corp	COM	1,511	$90.1K	<0.1%	History
CMBMFCambium Networks Corp	SHS	12,060	$88.4K	<0.1%	History
NEWRNew Relic, Inc.	COM	1,014	$86.8K	<0.1%	History
UBFOUnited Security Bancshares	COM	11,631	$86.5K	<0.1%	History
ProShares Tr74347G739	ULTSHRT QQQ	5,654	$79.2K	<0.1%	–
Ea Series Trust02072L516	ALPHA ARCHITECT	857	$69.7K	<0.1%	–
SCPLSciPlay Corp	CL A	3,031	$69.0K	<0.1%	History
Principal Exchange-Traded FD74255Y508	PRCPL MIL INDX	1,735	$69.0K	<0.1%	–
J P Morgan Exchange-Traded F46641Q175	ACTIVEBUILDE INT	1,553	$68.1K	<0.1%	–
GCBCGreene County Bancorp Inc	COM	2,748	$66.1K	<0.1%	History
Indexiq ETF Tr45409B388	IQ CHAIKIN US	1,897	$60.7K	<0.1%	–
PIMCO ETF Tr72201R593	COMMODITY STRAT	2,143	$58.5K	<0.1%	–
RBB FD Inc74933W486	US TREASY 2 YR	1,220	$58.5K	<0.1%	–
Trust for Professional Manag89834G745	ACTIVEPASSIVE MN	2,431	$58.1K	<0.1%	–
iShares Tr46436E296	IBONDS DEC 2032	2,629	$57.8K	<0.1%	–
AVIDAvid Technology, Inc.	COM	2,040	$54.8K	<0.1%	History
AAICArlington Asset Investment Corp.	CL A NEW	11,953	$51.2K	<0.1%	History
EDIVirtus Stone Harbor Emerging Markets Total Income Fund	COM	9,383	$49.2K	<0.1%	History
Global X FDS37954Y798	HELTH WELL ETF	2,300	$48.2K	<0.1%	–
WMCWestern Asset Mortgage Capital Corp	COM	4,697	$44.2K	<0.1%	History
CVGICommercial Vehicle Group, Inc.	COM	5,450	$42.3K	<0.1%	History
RADNew Rite Aid, LLC	COM	90,570	$40.6K	<0.1%	History
American Centy ETF Tr025072794	FOCUSED LRG CAP	698	$39.8K	<0.1%	–
HTHersha Hospitality Trust	PR SHS BEN INT	3,925	$38.7K	<0.1%	History
Prospector Capital CorpG7273A121	UNIT 01/01/2030	3,300	$35.1K	<0.1%	–
AVTAAvantax, Inc.	COM	1,368	$35.0K	<0.1%	History
RBB FD Inc74933W478	US TREASRY 12 MT	686	$34.2K	<0.1%	–
WNEBWestern New England Bancorp, Inc.	COM	4,893	$31.8K	<0.1%	History
CMRXChimerix Inc	COM	31,417	$30.1K	<0.1%	History
DJCODaily Journal Corp	COM	100	$29.4K	<0.1%	History
AMPLAmplitude, Inc.	Stock	2,500	$28.9K	<0.1%	History
WisdomTree Tr97717Y774	INTK MLTIFACTR	1,169	$28.7K	<0.1%	–
Eneti IncY2294C107	COM	2,730	$27.5K	<0.1%	–
Farfetch Ltd30744W107	ORD SH CL A	12,672	$26.5K	<0.1%	–
ProShares Tr74347G648	ULTRASHRT DOW 30	1,000	$26.1K	<0.1%	–
VIXYProShares Trust II	VIX SH TRM FUTRS	1,090	$25.4K	<0.1%	History
RNWReNew Energy Global plc	CL A SHS	4,539	$24.6K	<0.1%	History
UVSPUnivest Financial Corp	COM	1,400	$24.3K	<0.1%	History
SKYXSKYX Platforms Corp.	COM	17,000	$24.1K	<0.1%	History
CIRCircor International Inc	COM	419	$23.4K	<0.1%	History
Investment Managers Ser Tr I46144X487	AXS 2X INVTN NEW	399	$22.4K	<0.1%	–
Churchill Capital Corp V17144T107	COM CL A	2,100	$21.8K	<0.1%	–
RGPResources Connection, Inc.	COM	1,454	$21.7K	<0.1%	History
Invesco Exch Traded FD Tr II46138G581	500 QVM MULTI	850	$21.3K	<0.1%	–
Polymet MNG Corp731916409	COM NEW	10,077	$21.0K	<0.1%	–
Cambria ETF Tr132061409	GLOBAL VALUE ETF	1,086	$20.9K	<0.1%	–
ZYNEZynerba Pharmaceuticals, Inc.	COM	16,161	$20.6K	<0.1%	History
NBONeuberger Berman New York Municipal Fund Inc.	COM	2,300	$20.1K	<0.1%	History
Apollo Coml Real Est Fin Inc03762UAC9	NOTE 5.375%10/1	–	$19.9K	<0.1%	–
CCFChase Corp	COM	154	$19.6K	<0.1%	History
American Centy ETF Tr025072224	MULT FL INCO ETF	383	$19.5K	<0.1%	–
MNPWestern Asset Municipal Partners Fund Inc.	COM	1,774	$18.8K	<0.1%	History
Litman Gregory FDS Tr53700T793	IMGP RBA RESPONS	2,052	$18.1K	<0.1%	–
SVVCFirsthand Technology Value Fund, Inc.	COM	42,499	$17.9K	<0.1%	History