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Advisor Group Holdings, Inc.

SEC CIK
0001677044
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
7,427
−62 vs. Q2 2022
Portfolio value
$43.7B
−$1.60B (−3.5%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Advisor Group Holdings, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF4,903,162$1.76B4.0%+1,761,518+56.1%Added–
AAPLApple Inc.Stock8,587,234$1.19B2.7%−126,158−1.4%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF9,663,856$723.2M1.7%+566,225+6.2%Added–
MSFTMicrosoft CorpStock2,489,199$580.0M1.3%+52,211+2.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,714,130$563.0M1.3%+18,576+1.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF4,505,871$519.3M1.2%+15,760+0.4%Added–
Invesco QQQ Trust Series I46090E103ETF2,387,418$503.7M1.2%+21,963+0.9%Added–
iShares Tr46435G425ESG AWR MSCI USA5,800,092$460.7M1.1%+97,274+1.7%Added–
AMZNAmazon Com IncStock4,043,584$456.9M1.0%+50,667+1.3%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,858,624$445.1M1.0%+1,243,511+34.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF12,201,009$443.7M1.0%+296,723+2.5%Added–
SPYSPDR S&P 500 ETF TrustETF1,316,396$381.2M0.9%−10,826−0.8%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF3,027,700$374.0M0.9%−18,912−0.6%Reduced–
Vanguard Total Bond Market ETF921937835ETF5,236,012$373.5M0.9%−519,162−9.0%Reduced–
iShares Tr46434V613CORE UNIVRSL USD8,143,505$362.4M0.8%+315,386+4.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF5,765,538$337.4M0.8%+118,371+2.1%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF6,016,032$335.8M0.8%+77,798+1.3%Added–
iShares U.S. Treasury Bond ETF46429B267ETF13,836,030$314.9M0.7%+3,186,831+29.9%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF3,205,106$308.9M0.7%−280,613−8.1%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF4,610,616$304.8M0.7%+2,058,704+80.7%Added–
Vanguard Total International Bond ETF92203J407ETF6,335,786$296.6M0.7%−205,591−3.1%Reduced–
BRK.BBerkshire Hathaway IncStock1,103,251$294.6M0.7%+3,756+0.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,200,235$257.0M0.6%+23,447+2.0%Added–
iShares Tr464287150CORE S&P TTL STK3,175,871$252.6M0.6%−6,724,250−67.9%Reduced–
Schwab US Dividend Equity ETF808524797ETF3,684,448$244.8M0.6%+495,413+15.5%Added–
iShares Core MSCI Eafe ETF46432F842ETF4,574,098$241.0M0.6%+128,013+2.9%Added–
iShares Core S&P Small Cap ETF464287804ETF2,676,272$233.4M0.5%+605,688+29.3%Added–
TSLATesla, Inc.Stock799,828$212.2M0.5%+34,252+4.5%AddedConverted for a 3-for-1 splitHistory
Vanguard Dividend Appreciation ETF921908844ETF1,503,669$203.3M0.5%−49,278−3.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF5,452,489$199.0M0.5%+215,537+4.1%Added–
iShares Tips Bond ETF464287176ETF1,875,023$196.9M0.5%−485,963−20.6%Reduced–
iShares Core Dividend Growth ETF46434V621ETF4,101,396$182.4M0.4%+100,765+2.5%Added–
GOOGLAlphabet Inc.Stock1,898,122$181.6M0.4%−995,658−34.4%ReducedConverted for a 20-for-1 splitHistory
First Trust Rising Dividend Achievers ETF33738R506ETF4,615,122$179.5M0.4%−77,828−1.7%Reduced–
iShares Tr4642874571 3 YR TREAS BD2,186,936$177.6M0.4%−98,197−4.3%Reduced–
iShares Tr464288877EAFE VALUE ETF4,541,514$175.0M0.4%−785,540−14.7%Reduced–
iShares S&P 500 Value ETF464287408ETF1,344,777$172.9M0.4%−32,941−2.4%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF4,082,720$171.5M0.4%+498,475+13.9%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF3,415,990$171.4M0.4%+1,062,245+45.1%Added–
UNHUnitedHealth Group IncStock336,958$170.3M0.4%+12,656+3.9%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F3,632,513$166.3M0.4%−64,190−1.7%Reduced–
JNJJohnson & JohnsonStock1,015,324$166.0M0.4%+35,438+3.6%AddedHistory
XOMExxonMobil Holdings CorpCOM1,885,398$164.7M0.4%+27,813+1.5%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF3,968,369$162.8M0.4%+1,071,211+37.0%Added–
iShares Russell 1000 Growth ETF464287614ETF772,304$162.5M0.4%+15,516+2.1%Added–
iShares Tr464288885EAFE GRWTH ETF2,213,532$160.7M0.4%+698,915+46.1%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF3,890,803$159.0M0.4%−540,831−12.2%Reduced–
GOOGAlphabet Inc.Stock1,643,098$158.0M0.4%−78,682−4.6%ReducedConverted for a 20-for-1 splitHistory
Vanguard Morningstar Small-Cap ETF922908751ETF915,905$156.6M0.4%−36,943−3.9%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,089,641$154.8M0.4%−62,834−2.0%Reduced–
iShares Tr464287622RUS 1000 ETF769,330$151.9M0.3%−3680.0%Reduced–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,378,736$151.7M0.3%−37,887−2.7%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF2,005,446$147.4M0.3%−25,258−1.2%Reduced–
First Tr Exchange-Traded FD33734H106SHS4,069,872$145.7M0.3%+48,318+1.2%Added–
iShares Core S&P Mid-Cap ETF464287507ETF662,326$145.3M0.3%+30,664+4.9%Added–
VVisa Inc.Stock801,975$142.5M0.3%+4,411+0.6%AddedHistory
iShares S&P 500 Growth ETF464287309ETF2,461,403$142.4M0.3%−10,011−0.4%Reduced–
iShares Tr464288414NATIONAL MUN ETF1,384,218$142.0M0.3%−94,396−6.4%Reduced–
PGProcter & Gamble CoStock1,110,403$140.3M0.3%+32,325+3.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM2,706,494$138.7M0.3%+699,094+34.8%Added–
CVXChevron CorpStock941,563$135.4M0.3%−9,175−1.0%ReducedHistory
HDHome Depot, Inc.Stock488,491$134.9M0.3%+6,261+1.3%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,133,241$134.6M0.3%+20,333+1.8%Added–
ABBVAbbVie Inc.Stock982,486$131.9M0.3%+43,508+4.6%AddedHistory
GLDSPDR Gold TrustETF814,515$126.0M0.3%−251,969−23.6%ReducedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA2,496,115$125.5M0.3%+681,845+37.6%Added–
JPMJPMorgan Chase & CoStock1,200,096$125.5M0.3%+43,732+3.8%AddedHistory
NVDANVIDIA CorpStock1,023,459$124.3M0.3%+8,722+0.9%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,859,628$123.5M0.3%+4,077+0.2%Added–
iShares Russell 1000 Value ETF464287598ETF897,600$122.1M0.3%+26,606+3.1%Added–
COSTCostco Wholesale CorpStock256,810$121.3M0.3%+419+0.2%AddedHistory
iShares Russell 2000 ETF464287655ETF727,086$119.9M0.3%+14,927+2.1%Added–
iShares Inc464286533MSCI EMERG MRKT2,366,025$119.9M0.3%+266,924+12.7%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF1,653,786$119.1M0.3%−510,659−23.6%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF629,422$118.4M0.3%−20,268−3.1%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF2,667,605$114.7M0.3%−255,736−8.7%Reduced–
MRKMerck & Co., Inc.Stock1,328,274$114.4M0.3%+85,770+6.9%AddedHistory
VZVerizon Communications IncStock2,993,071$113.7M0.3%+57,396+2.0%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF1,188,105$112.7M0.3%+143,353+13.7%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF930,207$112.7M0.3%+72,054+8.4%Added–
iShares Select Dividend ETF464287168ETF1,050,706$112.7M0.3%+392,898+59.7%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF1,107,645$109.5M0.3%+205,701+22.8%Added–
SPDR Series Trust78464A763ST STR SP DIV965,650$107.7M0.2%+81,895+9.3%Added–
iShares Tr46434V860TRS FLT RT BD2,107,983$106.5M0.2%+812,788+62.8%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT824,189$104.9M0.2%+49,103+6.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,559,190$102.1M0.2%+22,096+1.4%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,240,773$101.1M0.2%−30,055−1.3%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF967,115$100.5M0.2%−33,815−3.4%Reduced–
iShares Core High Dividend ETF46429B663ETF1,097,238$100.2M0.2%−1,554,148−58.6%Reduced–
PEPPepsiCo IncStock607,888$99.3M0.2%+36,048+6.3%AddedHistory
PFEPfizer IncStock2,257,403$98.8M0.2%+20,834+0.9%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF774,340$98.5M0.2%−81,041−9.5%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW1,599,230$94.9M0.2%+355,048+28.5%Added–
iShares Tr46429B655FLTG RATE NT ETF1,841,336$92.6M0.2%+478,218+35.1%Added–
Vanguard BD Index FDS921937793LONG TERM BOND1,271,454$91.6M0.2%+1840.0%Added–
iShares Russell Mid-Cap Value ETF464287473ETF951,057$91.1M0.2%+37,638+4.1%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF2,260,104$90.8M0.2%−65,727−2.8%Reduced–
MCDMcDonalds CorpStock391,948$90.5M0.2%+6,834+1.8%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF751,480$89.3M0.2%+50,950+7.3%Added–
KOCoca Cola CoStock1,572,324$88.1M0.2%+145,844+10.2%AddedHistory

Options (118)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 118 by value.

Option positions of Advisor Group Holdings, Inc. in Q3 2022
SecurityClassPutsCalls
iShares Tr464287954PUT$286.0K–
SPDR S&P 500 ETF Tr78462F953PUT$208.0K–
Lowes Cos Inc548661957PUT$202.0K–
Exxon Mobil Corp30231G952PUT$119.0K–
NVIDIA Corporation67066G904CALL–$102.0K
Cleveland-Cliffs Inc New185899901CALL–$73.0K
Microsoft Corp594918954PUT$72.0K–
Apple Inc037833950PUT$60.0K–
Ford MTR Co Del345370900CALL–$49.0K
Honeywell Intl Inc438516906CALL–$31.0K
Autonation Inc05329W952PUT$29.0K–
Apple Inc037833900CALL–$28.0K
Costco WHSL Corp New22160K905CALL–$25.0K
Alphabet Inc02079K905CALL–$24.0K
Citigroup Inc172967904CALL–$21.0K
Chipotle Mexican Grill Inc169656905CALL–$19.0K
Roblox Corp771049903CALL–$17.0K
Tesla Inc88160R901CALL–$17.0K
Facebook Inc30303M902CALL–$16.0K
Facebook Inc30303M952PUT$14.0K–
Applied Matls Inc038222905CALL–$13.0K
Disney Walt Co254687906CALL–$13.0K
Occidental Pete Corp674599905CALL–$13.0K
Advanced Micro Devices Inc007903907CALL–$12.0K
Enphase Energy Inc29355A907CALL–$12.0K
Netflix Inc64110L956PUT$12.0K–
BK of America Corp060505904CALL–$11.0K
First Majestic Silver Corp32076V903COM–$11.0K
SPDR S&P 500 ETF Tr78462F903CALL–$11.0K
Vale S A91912E905CALL–$11.0K
Shopify Inc82509L907CALL–$10.0K
SPDR Ser Tr78464A900CALL–$8.00K
On Semiconductor Corp682189905CALL–$7.00K
AbbVie Inc00287Y959PUT$6.00K–
CrowdStrike Hldgs Inc22788C905CALL–$6.00K
Palo Alto Networks Inc697435905CALL–$6.00K
Pfizer Inc717081953PUT$6.00K–
Select Sector SPDR Tr81369Y953OPT$6.00K–
Select Sector SPDR Tr81369Y957PUT$6.00K–
ServiceNow Inc81762P902CALL–$6.00K
Synopsys Inc871607907CALL–$6.00K
Vertex Pharmaceuticals Inc92532F900CALL–$6.00K
Abbott Labs002824950PUT$5.00K–
Danaher Corporation235851902CALL–$5.00K
Lilly Eli & Co532457958PUT$5.00K–
PayPal Hldgs Inc70450Y903CALL–$5.00K
RH74967X903CALL–$5.00K
Shockwave Med Inc82489T904CALL–$5.00K
Solaredge Technologies Inc83417M904CALL–$5.00K
Autodesk Inc052769906CALL–$4.00K
Broadcom Inc11135F901CALL–$4.00K
Diamondback Energy Inc25278X909CALL–$4.00K
ETF Ser Solutions26922A952PUT$4.00K–
HubSpot Inc443573900CALL–$4.00K
Novavax Inc670002951PUT$4.00K–
Pioneer Nat Res Co723787957PUT$4.00K–
SPDR Dow Jones Indl Average78467X959PUT$4.00K–
Salesforce Com Inc79466L902CALL–$4.00K
Agnico Eagle Mines Ltd008474958PUT$3.00K–
Box Inc10316T904CALL–$3.00K
Cameco Corp13321L908CALL–$3.00K
Lowes Cos Inc548661907CALL–$3.00K
Mercadolibre Inc58733R902CALL–$3.00K
Moderna Inc60770K907CALL–$3.00K
Nucor Corp670346905CALL–$3.00K
Pinterest Inc72352L906CALL–$3.00K
Twitter Inc90184L902CALL–$3.00K
Visa Inc92826C909CALL–$3.00K
Duolingo Inc26603R906CALL–$3.00K
Airbnb Inc009066901CALL–$2.00K
Analog Devices Inc032654905CALL–$2.00K
Bilibili Inc090040906CALL–$2.00K
Booking Holdings Inc09857L908CALL–$2.00K
C3 AI Inc12468P904CALL–$2.00K
Caterpillar Inc149123901CALL–$2.00K
Coupang Inc22266T909CALL–$2.00K
Deere & Co244199905CALL–$2.00K
MongoDB Inc60937P906CALL–$2.00K
Netflix Inc64110L906CALL–$2.00K
Plby Group Inc72814P909CALL–$2.00K
Snowflake Inc833445909CALL–$2.00K
Veeva Sys Inc922475908CALL–$2.00K
Workday Inc98138H901CALL–$2.00K
Atlassian Corp PLCG06242904CALL–$2.00K
Linde PLCG5494J903CALL–$2.00K
Lucid Group Inc549498903COM–$2.00K
Advance Auto Parts Inc00751Y906CALL–$1.00K
American Express Co025816909CALL–$1.00K
Chargepoint Holdings Inc15961R905CALL–$1.00K
Datadog Inc23804L903CALL–$1.00K
DocuSign Inc256163906CALL–$1.00K
F5 Networks Inc315616902CALL–$1.00K
FIVE9 Inc338307901CALL–$1.00K
Fortinet Inc34959E909CALL–$1.00K
Intuit461202903CALL–$1.00K
Intuitive Surgical Inc46120E902CALL–$1.00K
iShares Inc464286955PUT$1.00K–
iShares Silver Tr46428Q909CALL–$1.00K
Live Nation Entertainment IN538034909CALL–$1.00K
Netease Inc64110W902CALL–$1.00K

Sold out since Q2 2022 (290)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 290 by value last quarter.

Positions of Advisor Group Holdings, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR417,524$18.2M<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW355,296$9.92M<0.1%–
J P Morgan Exchange-Traded F46641Q787US MINMUM VOLT41,902$1.48M<0.1%–
CDKCDK Global, Inc.COM22,342$1.22M<0.1%History
ProShares Tr74347G630PSHS CONSUMR GD77,693$1.22M<0.1%–
UCIBUBS AGETRA BL CO MAT 543,893$1.06M<0.1%History
J P Morgan Exchange-Traded F46641Q795US DIVIDEND32,601$1.03M<0.1%–
DYFNAngel Oak Dynamic Financial Strategies Income Term TrustCOM BEN INT43,271$744.0K<0.1%History
Broadcom Inc.11135F200COM488$733.0K<0.1%–
SAFMSanderson Farms IncCOM3,104$669.0K<0.1%History
iShares U S ETF Tr46431W671CONSUMER STPLS20,250$662.0K<0.1%–
B Riley Principal 150 Merger05601V103COM CL A57,800$576.0K<0.1%–
MANTMantech International CorpCL A5,820$557.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A26,114$522.0K<0.1%–
ACCAmerican Campus Communities IncCOM7,479$481.0K<0.1%History
WBTWelbilt, Inc.COM19,077$454.0K<0.1%History
CTTCatchMark Timber Trust, Inc.CL A42,319$429.0K<0.1%History
MNDTMandiant, Inc.Stock18,954$413.0K<0.1%History
CF Acquisition Corp VI12521J103COM CL A40,906$408.0K<0.1%–
New Age Alpha Tr64157X104AVDR US LRGCP LE13,603$328.0K<0.1%–
HRHealthcare Realty Trust IncCOM11,673$319.0K<0.1%History
GCPGCP Applied Technologies Inc.COM9,574$299.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW4,397$299.0K<0.1%History
SLVOCredit Suisse AGX LINK SILVER65,352$271.0K<0.1%History
PSBPS Business Parks, Inc.COM1,344$251.0K<0.1%History
HILHill International, Inc.COM147,500$248.0K<0.1%History
Petrochina Co Ltd71646E100SPONSORED ADR4,399$205.0K<0.1%–
RANIRani Therapeutics Holdings, Inc.COM CL A19,012$196.0K<0.1%History
CCMPCMC Materials, Inc.COM1,110$195.0K<0.1%History
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1185,000$189.0K<0.1%–
LOMALoma Negra Compania Industrial Argentina Sociedad AnonimaSPONSORED ADS36,498$185.0K<0.1%History
Vonage Holdings Corp92886T201COM9,764$184.0K<0.1%–
MTORMeritor, Inc.COM4,640$168.0K<0.1%History
Exchange Listed FDS Tr30151E681CABANA TARGET 167,296$165.0K<0.1%–
iShares U S ETF Tr46431W689HEALTHCARE3,476$133.0K<0.1%–
MYFWFirst Western Financial IncCOM4,805$131.0K<0.1%History
First Tr Exchange-Traded FD33734X788IPOX EUROPE EQ5,611$109.0K<0.1%–
Alexco Resource Corp01535P106COM248,651$100.0K<0.1%–
Sailpoint Technologies Holdings, Inc.78781P105COM1,555$97.0K<0.1%–
Coherent Inc192479103COM323$86.0K<0.1%–
Exchange Listed FDS Tr30151E616CABANA AGGRESSIV4,502$85.0K<0.1%–
ETF Ser Solutions26922A305ALPCLONE ALTER1,529$81.0K<0.1%–
ADTNADTRAN Holdings, Inc.COM4,434$78.0K<0.1%History
China Life Ins Co Ltd16939P106SPON ADR REP H8,888$78.0K<0.1%–
ALJJAlj Regional Holdings IncCOM39,600$76.0K<0.1%History
iShares U S ETF Tr46431W622INOVATIV HLTCR2,284$75.0K<0.1%–
Lytus Technologs Hldgs PTV LG5851A109COM15,987$67.0K<0.1%–
NWGNatWest Group plcSPONS ADR 2 ORD11,874$64.0K<0.1%History
RTLRRattler Midstream LPCOM UNITS4,478$61.0K<0.1%History
Eros Intl PLCG3788R105COM25,338$61.0K<0.1%–
Hoegh LNG Partners LPY3262R100COM UNIT LTD6,625$60.0K<0.1%–
ETF Ser Solutions26922B758NATIONWIDE DOW J2,542$55.0K<0.1%–
HHSHarte Hanks IncCOM4,163$53.0K<0.1%History
Meritor, Inc.59001KAF7NOTE 3.250%10/1–$47.0K<0.1%–
USAKUSA Truck IncCOM1,484$47.0K<0.1%History
Prudential Bancorp, Inc.74431A101COM3,000$45.0K<0.1%–
Macquarie Infrastructure Cor55608B105COM9,588$38.0K<0.1%–
Southern Co842587602UNIT 08/01/2022715$38.0K<0.1%–
LHCLeo Holdings Corp. IICOM CL A3,900$38.0K<0.1%History
RMNIRimini Street, Inc.COM5,800$35.0K<0.1%History
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/235,000$35.0K<0.1%–
SMMSalient Midstream & MLP FundSH BEN INT4,398$34.0K<0.1%History
TPTXTurning Point Therapeutics, Inc.COM447$34.0K<0.1%History
PETZTDH Holdings, Inc.SHS NEW17,327$33.0K<0.1%History
SNDSmart Sand, Inc.COM16,000$32.0K<0.1%History
USAPUniversal Stainless & Alloy Products IncCOM4,000$30.0K<0.1%History
Direxion Shares ETF Trust25460G609DAI ENE BUL ETF600$28.0K<0.1%–
ZNTLZentalis Pharmaceuticals, Inc.COM962$27.0K<0.1%History
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