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Advisor Group Holdings, Inc.

SEC CIK
0001677044
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 2, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
7,064
+243 vs. Q1 2021
Portfolio value
$46.2B
+$4.63B (+11.2%) vs. Q1 2021
Filed
Aug 2, 2021
SEC
Holdings of Advisor Group Holdings, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock9,365,044$1.28B2.8%+17,402+0.2%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,204,017$948.5M2.1%+55,341+2.6%Added–
Vanguard S&P 500 ETF922908363ETF1,816,880$715.2M1.5%+216,358+13.5%Added–
Invesco QQQ Trust Series I46090E103ETF2,356,805$657.0M1.4%+25,705+1.1%Added–
MSFTMicrosoft CorpStock2,268,094$614.7M1.3%−5,728−0.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,312,842$601.5M1.3%+76,286+1.8%Added–
AMZNAmazon Com IncStock171,900$591.3M1.3%+3,612+2.1%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF10,205,317$525.8M1.1%+299,445+3.0%Added–
iShares Tr46435G425ESG AWR MSCI USA4,399,940$433.4M0.9%+229,121+5.5%Added–
SPYSPDR S&P 500 ETF TrustETF1,238,024$423.4M0.9%+18,291+1.5%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF3,472,594$400.5M0.9%−308,180−8.2%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,702,229$394.8M0.9%+83,566+3.2%Added–
Vanguard Total Bond Market ETF921937835ETF4,502,622$386.5M0.8%+225,852+5.3%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF5,680,096$357.8M0.8%+2,954,076+108.4%Added–
Vanguard Short-Term Bond ETF921937827ETF4,215,187$346.4M0.7%+109,008+2.7%Added–
Vanguard Morningstar Growth ETF922908736ETF1,183,408$339.7M0.7%+19,875+1.7%Added–
Vanguard Morningstar Value ETF922908744ETF2,343,224$322.5M0.7%+65,835+2.9%Added–
iShares Core S&P Small Cap ETF464287804ETF2,827,989$319.8M0.7%−2,592,464−47.8%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF4,191,919$314.0M0.7%+820,776+24.3%Added–
iShares U.S. Treasury Bond ETF46429B267ETF11,728,385$311.9M0.7%+1,629,548+16.1%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF4,483,280$307.2M0.7%+178,736+4.2%Added–
Vanguard Total International Bond ETF92203J407ETF5,498,691$306.9M0.7%+287,956+5.5%Added–
iShares Tr46434V613CORE UNIVRSL USD5,686,894$304.2M0.7%+1,218,158+27.3%Added–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,235,436$292.1M0.6%+153,278+5.0%Added–
BRK.BBerkshire Hathaway IncStock1,016,234$282.5M0.6%−4,417−0.4%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF2,574,115$271.4M0.6%+2,211,762+610.4%Added–
iShares Tr464288877EAFE VALUE ETF4,574,990$236.9M0.5%+864,103+23.3%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF4,339,092$235.7M0.5%+31,826+0.7%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,198,237$235.5M0.5%−698,388−17.9%Reduced–
iShares Tr464288646ISHS 1-5YR INVS4,123,897$226.0M0.5%+160,462+4.0%Added–
iShares S&P 500 Growth ETF464287309ETF3,010,585$219.1M0.5%−259,965−7.9%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF1,413,961$219.0M0.5%+4,048+0.3%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF3,220,084$217.6M0.5%+2,794,993+657.5%Added–
iShares Russell 1000 Growth ETF464287614ETF772,629$210.4M0.5%+10,359+1.4%Added–
Vanguard Index FDS922908652EXTEND MKT ETF1,113,191$210.1M0.5%+28,955+2.7%Added–
iShares Russell 2000 ETF464287655ETF896,906$205.8M0.4%+69,859+8.4%Added–
Vanguard Star FDS921909768VG TL INTL STK F2,961,062$194.5M0.4%+110,319+3.9%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF2,099,342$188.9M0.4%+22,427+1.1%Added–
METAMeta Platforms, Inc.Stock540,557$188.1M0.4%+12,672+2.4%AddedHistory
GOOGLAlphabet Inc.Stock74,827$182.7M0.4%+2,569+3.6%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF2,681,804$179.7M0.4%+76,485+2.9%Added–
iShares Tr464288885EAFE GRWTH ETF1,666,768$178.9M0.4%+111,904+7.2%Added–
iShares Tr464287622RUS 1000 ETF735,162$178.1M0.4%+168,946+29.8%Added–
iShares Tr464287150CORE S&P TTL STK1,784,534$176.3M0.4%+166,966+10.3%Added–
iShares Inc46434G863ESG AWR MSCI EM3,885,074$175.4M0.4%+282,131+7.8%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF777,119$175.2M0.4%+39,529+5.4%Added–
NVDANVIDIA CorpStock217,766$174.4M0.4%+2,056+1.0%AddedHistory
VVisa Inc.Stock742,896$173.8M0.4%+28,490+4.0%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF2,231,858$168.7M0.4%−38,632−1.7%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF602,620$162.1M0.4%−693,604−53.5%Reduced–
Schwab US Dividend Equity ETF808524797ETF2,139,289$161.8M0.4%+271,395+14.5%Added–
JPMJPMorgan Chase & CoStock1,029,426$160.3M0.3%+31,419+3.1%AddedHistory
GOOGAlphabet Inc.Stock63,741$159.8M0.3%+287+0.5%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,057,616$159.6M0.3%+120,699+12.9%Added–
TSLATesla, Inc.Stock234,053$159.1M0.3%+1,633+0.7%AddedHistory
iShares S&P 500 Value ETF464287408ETF1,064,724$157.5M0.3%−33,735−3.1%Reduced–
GLDSPDR Gold TrustETF940,679$155.8M0.3%+24,869+2.7%AddedHistory
HDHome Depot, Inc.Stock484,151$154.6M0.3%−3,736−0.8%ReducedHistory
First Tr Exchange-Traded FD33734H106SHS3,878,563$154.4M0.3%+91,200+2.4%Added–
iShares Tr46432F388MSCI USA VALUE1,456,529$153.1M0.3%+157,353+12.1%Added–
Vanguard Information Technology ETF92204A702ETF383,527$153.0M0.3%−22,706−5.6%Reduced–
iShares Core Dividend Growth ETF46434V621ETF2,997,061$151.2M0.3%+328,431+12.3%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,015,038$149.9M0.3%+105,842+11.6%Added–
iShares Tips Bond ETF464287176ETF1,148,429$147.0M0.3%+28,339+2.5%Added–
DISWalt Disney CoStock832,073$146.3M0.3%−1,272−0.2%ReducedHistory
JNJJohnson & JohnsonStock873,188$144.0M0.3%+884+0.1%AddedHistory
VZVerizon Communications IncStock2,563,872$143.7M0.3%+36,574+1.4%AddedHistory
ARK Innovation ETF00214Q104ETF1,092,969$142.8M0.3%+20,039+1.9%Added–
TAT&T Inc.Stock4,951,505$142.6M0.3%−282,303−5.4%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF597,927$142.0M0.3%+23,171+4.0%Added–
iShares Russell 1000 Value ETF464287598ETF883,147$140.7M0.3%+88,332+11.1%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF808,456$140.2M0.3%−23,475−2.8%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,665,567$137.8M0.3%+61,495+3.8%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF2,780,619$134.5M0.3%−22,040−0.8%Reduced–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF565,920$126.8M0.3%+14,686+2.7%Added–
Schwab U.S. Large-Cap ETF808524201ETF1,202,509$125.0M0.3%−122,279−9.2%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF2,474,823$124.6M0.3%+123,882+5.3%Added–
PGProcter & Gamble CoStock906,160$122.3M0.3%−571−0.1%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF1,387,779$122.2M0.3%+23,433+1.7%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF910,873$121.0M0.3%+119,406+15.1%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,399,311$120.4M0.3%+114,471+8.9%Added–
iShares Tr464288414NATIONAL MUN ETF974,534$114.7M0.2%+154,000+18.8%Added–
Vanguard Health Care ETF92204A504ETF450,940$111.5M0.2%+16,990+3.9%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,076,621$110.9M0.2%+112,577+5.7%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF968,913$109.7M0.2%+2,094+0.2%Added–
UNHUnitedHealth Group IncStock272,207$109.2M0.2%+3,389+1.3%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF792,753$108.3M0.2%+34,836+4.6%Added–
XOMExxonMobil Holdings CorpCOM1,714,098$108.1M0.2%+67,040+4.1%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND1,047,091$108.0M0.2%−90,551−8.0%Reduced–
ABBVAbbVie Inc.Stock937,220$105.7M0.2%+37,128+4.1%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV848,314$103.8M0.2%+87,527+11.5%Added–
PYPLPayPal Holdings, Inc.Stock350,718$102.2M0.2%+33,385+10.5%AddedHistory
BABoeing CoStock411,728$98.6M0.2%+6,704+1.7%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF933,441$97.5M0.2%+47,885+5.4%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF721,612$97.3M0.2%−731,403−50.3%Reduced–
WMTWalmart Inc.Stock689,004$97.1M0.2%+7,339+1.1%AddedHistory
Vanguard Real Estate ETF922908553ETF942,000$95.9M0.2%+143,612+18.0%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF755,868$95.4M0.2%+146,347+24.0%Added–
ADBEAdobe Inc.Stock161,156$94.4M0.2%+3,608+2.3%AddedHistory
iShares Tr464287333GLOBAL FINLS ETF1,206,027$93.6M0.2%+1,203,393+45,686.9%Added–

Options (61)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Advisor Group Holdings, Inc. in Q2 2021
SecurityClassPutsCalls
First Majestic Silver Corp32076V903COM–$283.0K
Apple Inc037833900CALL–$188.0K
SPDR S&P 500 ETF Tr78462F953PUT$122.0K–
Facebook Inc30303M902CALL–$115.0K
Roku Inc77543R902CALL–$87.0K
Tesla Inc88160R901CALL–$85.0K
Disney Walt Co254687906CALL–$42.0K
Micron Technology Inc595112903CALL–$41.0K
United States STL Corp New912909908CALL–$35.0K
Viacomcbs Inc92556H906CALL–$35.0K
Boeing Co097023905COM–$33.0K
Altria Group Inc02209S903CALL–$28.0K
Carnival Corp143658900CALL–$22.0K
BK of America Corp060505904CALL–$21.0K
Moderna Inc60770K907CALL–$20.0K
SPDR S&P 500 ETF Tr78462F903CALL–$18.0K
Wells Fargo Co New949746951PUT$17.0K–
Nextera Energy Inc65339F951PUT$16.0K–
Wells Fargo Co New949746901CALL–$16.0K
Phillips 66718546904CALL–$14.0K
Fisker Inc33813J906CALL–$13.0K
Elastic N VN14506904CALL–$12.0K
ARK ETF Tr00214Q908CALL–$10.0K
Carvana Co146869902CALL–$10.0K
Coinbase Global Inc19260Q907CALL–$10.0K
Boston Scientific Corp101137907CALL–$9.00K
Draftkings Inc26142R904CALL–$9.00K
MPLX LP55336V900CALL–$9.00K
Halliburton Co406216901CALL–$8.00K
Kraneshares Tr500767906CALL–$8.00K
Mbia Inc55262C900CALL–$8.00K
Nikola Corp654110905COM–$7.00K
PepsiCo Inc713448958PUT$7.00K–
Square Inc852234903CALL–$7.00K
Stmicroelectronics N V861012902CALL–$7.00K
Invesco Exch Traded FD Tr II46138G906CALL–$6.00K
Hexo Corp428304907CALL–$5.00K
Home Depot Inc437076902CALL–$5.00K
Apple Inc037833950PUT$4.00K–
Delta Air Lines Inc Del247361902CALL–$4.00K
Palantir Technologies Inc69608A908CALL–$4.00K
Pinterest Inc72352L906CALL–$4.00K
Teradyne Inc880770902CALL–$4.00K
Berkshire Hathaway Inc Del084670952PUT$3.00K–
Exact Sciences Corp30063P905CALL–$3.00K
Home Depot Inc437076952PUT$3.00K–
Pfizer Inc717081903CALL–$3.00K
BK of America Corp060505954PUT$2.00K–
International Business Machs459200951PUT$2.00K–
Johnson & Johnson478160954PUT$2.00K–
Marathon Pete Corp56585A952PUT$2.00K–
McDonalds Corp580135951PUT$2.00K–
NIO Inc62914V906CALL–$2.00K
Workhorse Group Inc98138J906CALL–$2.00K
Abbott Labs002824950PUT$1.00K–
Airbnb Inc009066951PUT$1.00K–
Invitae Corp46185L903CALL–$1.00K
KB Home48666K909COM–$1.00K
Nautilus Inc63910B902CALL–$1.00K
Plug Power Inc72919P902CALL–$1.00K
Sunrun Inc86771W905COM–$1.00K

Sold out since Q1 2021 (247)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 247 by value last quarter.

Positions of Advisor Group Holdings, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM1,033,402$20.2M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE276,132$7.41M<0.1%–
Aphria Inc03765K104COM268,664$4.93M<0.1%–
Colony CR Real Estate Inc19625T101COM CL A471,654$4.02M<0.1%–
IAC Interactivecorp New44891N109COM17,677$3.83M<0.1%–
BlackRock Muniyield Invt FD09254R104COM230,059$3.21M<0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN109,391$3.12M<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A133,542$2.29M<0.1%–
Jaws Acquisition CorpG50744104SHS167,805$2.22M<0.1%–
GW Pharmaceuticals PLC36197T103ADS9,243$2.00M<0.1%–
Flir Sys Inc302445101COM32,768$1.85M<0.1%–
Inphi Corp45772F107COM10,360$1.85M<0.1%–
J P Morgan Exchange-Traded F46641Q696BETABULDRS CDA58,871$1.74M<0.1%–
BlackRock Muniyield Invt Qua09254T100COM100,819$1.46M<0.1%–
Colony Cap Inc New19626G108CL A COM201,236$1.31M<0.1%–
Varian Med Sys Inc92220P105COM6,650$1.18M<0.1%–
Corelogic Inc21871D103COM14,491$1.15M<0.1%–
TCF Finl Corp872307103COM23,567$1.11M<0.1%–
BlackRock Strategic Mun Tr09248T109COM66,721$974.0K<0.1%–
MTBC Inc55378G102COM114,115$948.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT158,687$735.0K<0.1%–
Glu Mobile Inc379890106COM57,394$716.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS55,210$575.0K<0.1%–
PLXProtalix BioTherapeutics, Inc.COM122,184$545.0K<0.1%History
Grubhub Inc400110102COM8,230$498.0K<0.1%–
New Providence Acquisition64822P106COM CL A40,080$469.0K<0.1%–
BlackRock Muniyield Ariz FD09254K109COM31,395$463.0K<0.1%–
TS Innovation Acquisitn Corp87284T100COM CL A39,085$425.0K<0.1%–
Nuveen Maryland QLT Mun Inc67061Q107COM28,160$399.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK24,329$396.0K<0.1%–
Waddell & Reed Finl Inc930059100CL A13,159$330.0K<0.1%–
Advisorshares Tr00768Y529DORSY SHRT ETF34,391$318.0K<0.1%–
Aegion Corp00770F104COM10,960$315.0K<0.1%–
Star Peak Energy Transition855185104CL A11,854$315.0K<0.1%–
Absolute Shs Tr00400R502WBI BBR RNG 300010,018$294.0K<0.1%–
Otelco Inc688823301CL A NEW24,156$284.0K<0.1%–
Absolute Shs Tr00400R833WBI BULBEAR TR14,387$247.0K<0.1%–
CEECentral & Eastern Europe Fund, Inc.COM10,000$241.0K<0.1%History
Cooper Tire & Rubr Co216831107COM4,214$236.0K<0.1%–
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT14,113$229.0K<0.1%–
Voya Nat Res Equity Income F92913C106COM68,327$225.0K<0.1%–
FBL Finl Group Inc30239F106CL A3,857$216.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT21,529$211.0K<0.1%–
Noble Midstream Partners LP65506L105COM UNIT REPST14,447$209.0K<0.1%–
USA Technologies Inc90328S500COM17,080$200.0K<0.1%–
Forest Road Acquisition Corp34619R102COM19,440$196.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/999918,150$182.0K<0.1%–
J P Morgan Exchange-Traded F46641Q720BETBULD EUROPE6,480$177.0K<0.1%–
Perspecta Inc715347100COM5,895$170.0K<0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B7,980$158.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM6,742$142.0K<0.1%–
VG Acquisition CorpG9446E105SHS CL A13,003$132.0K<0.1%–
Cantel Med Corp138098108COM1,603$130.0K<0.1%–
Five Prime Therapeutics Inc33830X104COM3,402$129.0K<0.1%–
Realpage Inc75606N109COM1,217$106.0K<0.1%–
Forum Merger III Corp349885103COM CL A10,029$100.0K<0.1%–
J P Morgan Exchange-Traded F46641Q688BETABULDR DEVE3,477$99.0K<0.1%–
Harvest Cap CR Corp41753F109COM10,520$91.0K<0.1%–
Pluralsight Inc72941B106COM CL A3,813$84.0K<0.1%–
First Eagle Senior Loan Fund32010E100COM NEW5,528$79.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM2,564$75.0K<0.1%–
Entercom Communications Corp293639100CL A13,619$72.0K<0.1%–
USAKUSA Truck IncCOM3,736$71.0K<0.1%History
Bespoke Cap Acquisition Corp086344108CL A REST VTG7,065$70.0K<0.1%–
Replay Acquisition CorpG75130107COM7,294$70.0K<0.1%–
BlackRock Munienhanced FD IN09253Y100COM5,775$69.0K<0.1%–
Tutor Perini Corp901109AD0NOTE 2.875% 6/148,000$65.0K<0.1%–
BlackRock Mun Income Invt Tr09248H105SHS BEN INT4,150$57.0K<0.1%–
SMTC Corp832682207COM NEW9,566$57.0K<0.1%–
SRRKScholar Rock Holding CorpCOM1,113$56.0K<0.1%History
Dmy Technology Group Inc II233277102COM CL A3,680$54.0K<0.1%–
Nuveen New York Mun Value FD670706100COM3,399$50.0K<0.1%–
Torchlight Energy Res Inc89102U103COM27,174$50.0K<0.1%–
Systemax Inc871851101COM1,198$49.0K<0.1%–
Genmark Diagnostics Inc372309104COM2,007$48.0K<0.1%–
Global X FDS37954Y558MSCI CHINA CON1,442$46.0K<0.1%–
SVMK Inc78489X103COM2,365$44.0K<0.1%–
Alpha Architect ETF Tr02072L409US QUAN MOMENTUM814$43.0K<0.1%–
CSG Sys Intl Inc126349AF6NOTE 4.250% 3/140,000$42.0K<0.1%–
SICSelect Interior Concepts, Inc.CL A5,690$41.0K<0.1%History
1895 Bancorp of Wis Inc28252W105COM2,800$40.0K<0.1%–
Northern Star Acquisition Co665742102COM CLS A3,513$40.0K<0.1%–
Cubic Corp229669106COM515$39.0K<0.1%–
FTHFaeth Therapeutics, Inc.COM2,629$38.0K<0.1%History
OVLYOak Valley BancorpCOM2,150$37.0K<0.1%History
Artius Acquisition Inc04316G204UNIT 99/99/99993,500$37.0K<0.1%–
Kraneshares Tr500767686KYA DYNMC INC1,703$37.0K<0.1%–
Bridgetown 2 Holdings LtdG1355V103CL A3,500$36.0K<0.1%–
Cardtronics PLCG1991C105SHS CL A935$36.0K<0.1%–
BlackRock New York Mun Incom09249U105COM2,410$35.0K<0.1%–
Global X FDS37954Y541MSCI CHINA HC1,235$34.0K<0.1%–
GRCGorman Rupp CoCOM1,000$33.0K<0.1%History
Fauquier Bankshares Inc312059108COM1,567$33.0K<0.1%–
EVAXEvaxion A/SADS5,430$32.0K<0.1%History
GIGCAPITAL3 Inc37519D107COM2,980$32.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT2,277$30.0K<0.1%–
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