Silver Rock Financial LP
- SEC CIK
- 0001674784
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Aug 14, 2024. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 64
- −23 vs. Q2 2023
- Portfolio value
- $16.3M
- −$35.5M (−68.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMBPArdagh Metal Packaging S.A. | SHS | 1,164,020 | $3.64M | 22.3% | +1,164,020 | New | History |
| BRCCBRC Inc. | COM CL A | 859,986 | $3.09M | 18.9% | −250,000−22.5% | Reduced | History |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $3.00M | 18.4% | – | New | – |
| EVBGEverbridge, Inc. | COM | 129,000 | $2.89M | 17.7% | 00.0% | Unchanged | History |
| LCWLearn CW Investment Corp | CL A ORD SHS | 214,608 | $2.28M | 14.0% | −150,590−41.2% | Reduced | History |
| PRSTPresto Automation Inc. | COM | 323,968 | $463.3K | 2.8% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 294,867 | $418.7K | 2.6% | 00.0% | Unchanged | History |
| ALURWAllurion Technologies, Inc. | *W EXP 07/31/202 | 86,285 | $78.5K | 0.5% | +86,285 | New | History |
| NRDYNerdy Inc. | CL A COM | 17,688 | $65.4K | 0.4% | +17,688 | New | History |
| Lifezone Metals LtdG5568L117 | *W EXP 07/05/202 | 47,386 | $55.9K | 0.3% | +47,386 | New | – |
| Metals Acquisition CorpG60409102 | *W EXP 06/15/202 | 16,950 | $34.1K | 0.2% | −15,687−48.1% | Reduced | – |
| Andretti Acquisition CorpG26735129 | *W EXP 99/99/999 | 103,241 | $32.6K | 0.2% | −32,380−23.9% | Reduced | – |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 44,430 | $29.4K | 0.2% | −38,486−46.4% | Reduced | – |
| Presto Automation Inc.74113T113 | *W EXP 09/21/202 | 500,000 | $24.9K | 0.2% | 00.0% | Unchanged | – |
| CCGWWCheche Group Inc. | *W EXP 10/01/203 | 94,060 | $18.8K | 0.1% | +94,060 | New | History |
| Athena Consumer Acq Corp04684M114 | *W EXP 07/31/202 | 48,872 | $17.6K | 0.1% | −43,608−47.2% | Reduced | – |
| PGYWWPagaya Technologies Ltd. | *W EXP 09/01/202 | 46,390 | $16.2K | 0.1% | −78,387−62.8% | Reduced | History |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 39,401 | $12.1K | 0.1% | −30,599−43.7% | Reduced | – |
| American Oncology Network IN028719110 | *W EXP 09/20/202 | 70,534 | $11.6K | 0.1% | +70,534 | New | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 70,401 | $8.84K | 0.1% | −54,599−43.7% | Reduced | – |
| Focus Impact Acquisition Cor34417L117 | *W EXP 10/28/202 | 98,774 | $7.90K | <0.1% | −61,004−38.2% | Reduced | – |
| Arqit Quantum Inc.G0567U119 | *W EXP 11/02/202 | 42,139 | $7.59K | <0.1% | −56,325−57.2% | Reduced | – |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | 81,975 | $7.30K | <0.1% | −127,874−60.9% | Reduced | – |
| New Providence Acqsitn Corp64823D110 | *W EXP 11/09/202 | 116,859 | $6.67K | <0.1% | −31,952−21.5% | Reduced | – |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 84,420 | $6.63K | <0.1% | −65,580−43.7% | Reduced | – |
| DHC Acquisition CorpG2758T117 | *W EXP 02/25/202 | 79,596 | $6.37K | <0.1% | −128,341−61.7% | Reduced | – |
| Nabors Energy Transition Cor629567116 | *W EXP 11/17/202 | 39,205 | $5.88K | <0.1% | −10,794−21.6% | Reduced | – |
| LAMF Global Ventures Corp. IG5338L124 | *W EXP 11/05/202 | 102,259 | $5.80K | <0.1% | −81,964−44.5% | Reduced | – |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | 84,777 | $5.09K | <0.1% | −78,423−48.1% | Reduced | – |
| RCF Acquisition CorpG7330C110 | *W EXP 99/99/999 | 69,908 | $5.06K | <0.1% | −19,292−21.6% | Reduced | – |
| Twin Ridge Capital Acquis CoG9151L120 | *W EXP 03/07/202 | 66,902 | $5.02K | <0.1% | −102,024−60.4% | Reduced | – |
| BETRWBetter Home & Finance Holding Co | *W EXP 12/15/202 | 45,085 | $4.51K | <0.1% | +45,085 | New | History |
| CSTWFConstellation Acquisition Corp I | *W EXP 01/29/202 | 160,422 | $4.32K | <0.1% | −69,800−30.3% | Reduced | History |
| RGTIWRigetti Computing, Inc. | *W EXP 99/99/999 | 16,036 | $3.99K | <0.1% | −36,698−69.6% | Reduced | History |
| CC Neuberger Principal HoldnG1992N126 | *W EXP 99/99/999 | 16,761 | $3.10K | <0.1% | −24,967−59.8% | Reduced | – |
| Learn CW Investment CorG54157113 | *W EXP 10/08/202 | 122,261 | $3.06K | <0.1% | −108,956−47.1% | Reduced | – |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 160,000 | $2.56K | <0.1% | 00.0% | Unchanged | – |
| Global Technolgy Acqstn CorpG3934N115 | *W EXP 10/19/202 | 63,563 | $2.54K | <0.1% | −39,165−38.1% | Reduced | – |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | 83,379 | $2.52K | <0.1% | −347,210−80.6% | Reduced | – |
| Mountain & Co I Acquisitn CoG6301J112 | *W EXP 09/30/202 | 15,399 | $2.17K | <0.1% | −4,793−23.7% | Reduced | – |
| Shoulderup Technology Acquis82537G112 | *W EXP 11/17/202 | 78,411 | $1.96K | <0.1% | −21,589−21.6% | Reduced | – |
| ExcelFin Acquisition Corp.30069X110 | *W EXP 10/25/202 | 48,891 | $1.96K | <0.1% | −43,592−47.1% | Reduced | – |
| AEAEWAltEnergy Acquisition Corp | *W EXP 10/29/202 | 37,502 | $1.95K | <0.1% | −11,785−23.9% | Reduced | History |
| Semantix IncG6332A114 | *W EXP 08/03/202 | 45,383 | $1.91K | <0.1% | −77,473−63.1% | Reduced | – |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | 31,823 | $1.89K | <0.1% | −87,372−73.3% | Reduced | – |
| Pyrophyte Acquisition Corp.G7308P127 | *W EXP 05/03/202 | 28,205 | $1.83K | <0.1% | −17,442−38.2% | Reduced | – |
| Esgen Acquisition CorpG3R95N111 | *W EXP 10/18/202 | 48,872 | $1.76K | <0.1% | −43,608−47.2% | Reduced | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 42,130 | $1.69K | <0.1% | −32,870−43.8% | Reduced | History |
| Nogin, Inc.65528N113 | *W EXP 08/26/202 | 76,280 | $1.52K | <0.1% | −70,598−48.1% | Reduced | – |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 50,000 | $1.50K | <0.1% | 00.0% | Unchanged | – |
| RDZNWRoadzen Inc. | *W EXP 11/30/202 | 39,183 | $1.40K | <0.1% | +39,183 | New | History |
| Marti Technologi573134111 | EQUITY WRT | 75,426 | $1.36K | <0.1% | +75,426 | New | – |
| 10X Cap Venture Acqstn CorpG87076116 | *W EXP 04/19/202 | 18,595 | $1.30K | <0.1% | −9,297−33.3% | Reduced | – |
| Beard Energy Transition Acq07402Q119 | *W EXP 99/99/999 | 39,176 | $1.18K | <0.1% | −10,823−21.6% | Reduced | – |
| Movella Holdings Inc.62459N113 | *W EXP 02/10/202 | 32,511 | $1.02K | <0.1% | −43,397−57.2% | Reduced | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 49,590 | $942 | <0.1% | 00.0% | Unchanged | – |
| CTSWFCactus Acquisition Corp. 1 Ltd | *W EXP 08/17/202 | 36,640 | $920 | <0.1% | −32,716−47.2% | Reduced | History |
| CEROWCero Therapeutics Holdings, Inc. | *W EXP 09/01/202 | 12,224 | $875 | <0.1% | −10,896−47.1% | Reduced | History |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 14,348 | $861 | <0.1% | −36,521−71.8% | Reduced | History |
| Rose Hill Acquisition CorpG7637J123 | *W EXP 10/07/202 | 16,084 | $804 | <0.1% | −16,350−50.4% | Reduced | – |
| Rubicon Technologies, Inc.78112J117 | *W EXP 04/01/202 | 64,274 | $803 | <0.1% | −65,447−50.5% | Reduced | – |
| DAVEWDave Inc. | EQUITY WRT | 40,979 | $664 | <0.1% | −47,246−53.6% | Reduced | History |
| Forest Road Acquisition Cor34619V111 | *W EXP 01/15/202 | 29,075 | $611 | <0.1% | −56,664−66.1% | Reduced | – |
| Juniper II Corp48203N111 | *W EXP 99/99/999 | 17,524 | $46 | <0.1% | −4,795−21.5% | Reduced | – |
Sold out since Q2 2023 (33)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| CMCSAComcast Corp | Stock | 125,000 | $5.19M | 10.0% | History |
| Blue Whale Acquisition Cor AG1330M103 | CLASS A ORD SHS | 510,559 | $5.18M | 10.0% | – |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 489,606 | $5.07M | 9.8% | History |
| Corsair Partnering CorpG2540H108 | SHS CL A | 430,759 | $4.46M | 8.6% | – |
| OKLOOklo Inc. | COM CL A | 376,301 | $3.92M | 7.6% | History |
| Andretti Acquisition CorpG26735103 | CL A ORD SHS | 271,243 | $2.89M | 5.6% | – |
| Galata Acquisition CorpG3R23A108 | SHS CL A | 247,919 | $2.63M | 5.1% | – |
| GoGreen Investments CorpG9461B101 | ORD SHS CL A | 181,959 | $2.02M | 3.9% | – |
| Waverley Capital Acquis CorpG06536125 | UNIT 99/99/9999 | 133,738 | $1.39M | 2.7% | – |
| Vahanna Tech Edge Acqstn I CG9320Z125 | UNIT 11/22/2026 | 100,000 | $1.06M | 2.1% | – |
| Ftac Zeus Acquisition Cor30320F106 | CLASS A COM | 78,372 | $817.0K | 1.6% | – |
| Alpha Partners Tech Mergr CoG63290129 | UNIT 03/31/2028 | 50,919 | $528.0K | 1.0% | – |
| BTMDbiote Corp. | CLASS A COM | 46,426 | $313.8K | 0.6% | History |
| Compute Health Acquisitin Co204833115 | *W EXP 01/25/202 | 250,610 | $125.3K | 0.2% | – |
| GoGreen Investments CorpG9461B119 | *W EXP 05/31/202 | 90,978 | $89.2K | 0.2% | – |
| Nerdy Inc.64081V117 | *W EXP 08/16/202 | 70,674 | $37.3K | 0.1% | – |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | 181,217 | $24.4K | <0.1% | – |
| Blue Whale Acquisition CorpG1330M129 | *W EXP 07/30/202 | 171,361 | $14.4K | <0.1% | – |
| Allego N VN0796A118 | *W EXP 03/16/202 | 37,500 | $10.9K | <0.1% | – |
| MariaDB plcG5920M118 | *W EXP 12/16/202 | 57,223 | $7.44K | <0.1% | – |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | 123,959 | $7.13K | <0.1% | – |
| Iconic Sports Acquisition Corp.G4712C115 | *W EXP 10/12/202 | 78,064 | $5.46K | <0.1% | – |
| Prime Impact Acquisition IG61074129 | *W EXP 10/01/203 | 94,060 | $3.37K | <0.1% | – |
| Northern Star Invest Corp IV66575B119 | *W EXP 02/25/202 | 66,522 | $3.33K | <0.1% | – |
| Aequi Acquisition Corp00775W110 | *W EXP 11/30/202 | 113,902 | $2.86K | <0.1% | – |
| Enterprise 4.0 Tec Acqstn CoG3137C114 | *W EXP 09/30/202 | 46,242 | $2.54K | <0.1% | – |
| Aurora Acquisition CorpG0698L129 | *W EXP 03/02/202 | 97,057 | $2.12K | <0.1% | – |
| Churchill Capital Corp VI17143W119 | *W EXP 02/17/202 | 10,000 | $1.80K | <0.1% | – |
| Corsair Partnering CorpG2540H116 | *W EXP 07/06/202 | 203,143 | $1.65K | <0.1% | – |
| Ftac Zeus Acquisition Cor30320F114 | *W EXP 04/15/202 | 50,000 | $775 | <0.1% | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 25,727 | $553 | <0.1% | – |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | 12,710 | $381 | <0.1% | – |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | 176,147 | $352 | <0.1% | – |