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Livermore
Livermore
ZHEN

Silver Rock Financial LP

SEC CIK
0001674784
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
231
+41 vs. Q3 2021
Portfolio value
$570.7M
−$96.6M (−14.5%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Silver Rock Financial LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CFCF Industries Holdings, Inc.COM278,032$19.7M3.4%−45,000−13.9%ReducedHistory
KKR Acquisition Holding I Co48253T109COM CLASS A1,595,775$15.5M2.7%−463,104−22.5%Reduced–
FVIVFortress Value Acquisition Corp. IVCOM CL A1,159,096$11.3M2.0%−340,904−22.7%ReducedHistory
Ares Acquisition CorporationG33032106COM CL A988,526$9.63M1.7%−138,019−12.3%Reduced–
Macondray Cap Acquisitn CorpG5853A107CLASS A ORD SHS853,197$8.36M1.5%+853,197New–
Motive Capital CorpG6293A103SHS CL A808,248$7.95M1.4%−75,000−8.5%Reduced–
Haymaker Acquisition Corp II42087R108CLASS A COM807,470$7.92M1.4%+807,470New–
HZONHorizon Acquisition Corp IISHS CL A799,353$7.85M1.4%−273,392−25.5%ReducedHistory
FCAXFortress Capital Acquisition CorpSHS CL A750,000$7.32M1.3%00.0%UnchangedHistory
APGBApollo Strategic Growth Capital IISHS CL A750,000$7.31M1.3%00.0%UnchangedHistory
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS748,108$7.29M1.3%+748,108NewHistory
Apollo Strategic Growth CaptG0411R106SHS CL A728,618$7.19M1.3%−282,472−27.9%Reduced–
Corazon Capital V838 MonocerG24237102CLASS A ORD SHS735,040$7.11M1.2%+735,040New–
DHB Capital Corp23291W109CL A COM730,458$7.10M1.2%+730,458New–
Compute Health Acquisitin Co204833107COM CL A727,443$7.08M1.2%+727,443New–
BNAIBrand Engagement Network Inc.CLASS A ORD SHS729,694$7.07M1.2%−85,854−10.5%ReducedHistory
Digital Transformatn Opt Cor25401K107CLASS A COM724,873$7.03M1.2%+724,873New–
SONDSonder Holdings Inc.CL A685,790$6.83M1.2%−114,210−14.3%ReducedHistory
Colicity Inc194170106COM CL A700,000$6.82M1.2%+700,000New–
Warburg Pincus Captal Corp IG9460M116UNIT 99/99/9999679,350$6.73M1.2%−70,650−9.4%Reduced–
CSTAFConstellation Acquisition Corp ISHS CL A690,670$6.71M1.2%+690,670NewHistory
FRWPWP Forward Acquisition Corp. ICLASS A COM684,255$6.64M1.2%−77,271−10.1%ReducedHistory
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS685,454$6.62M1.2%+685,454New–
VAQCVector Acquisition Corp IICL A SHS662,417$6.46M1.1%−88,162−11.7%ReducedHistory
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026629,549$6.27M1.1%−99,973−13.7%Reduced–
Hudson Executive Inves III44376L206UNIT 02/22/2026618,467$6.03M1.1%−37,631−5.7%Reduced–
Corsair Partnering CorpG2540H108SHS CL A609,434$5.92M1.0%+609,434New–
JWSMFJaws Mustang Acquisition CorpSHS CL A606,870$5.92M1.0%−62,310−9.3%ReducedHistory
OSIOsiris Acquisition Corp.CL A611,179$5.92M1.0%+611,179NewHistory
Arctos Northstar Acquis CorpG0477L100SHS CL A591,107$5.75M1.0%+591,107New–
SLAMSlam Corp.CL A SHS567,538$5.52M1.0%−2,488−0.4%ReducedHistory
Mason Industrial Technolgy I57520Y106COM CL A563,919$5.49M1.0%−40,569−6.7%Reduced–
Esm Acquisition CorporationG3195H104SHS CL A565,106$5.48M1.0%+565,106New–
TWOAtwoCOM CL A556,773$5.41M0.9%−96,919−14.8%ReducedHistory
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026528,444$5.18M0.9%−87,456−14.2%Reduced–
KAIRKairos Acquisition Corp.CL A SHS524,390$5.11M0.9%−4,653−0.9%ReducedHistory
TRCATwin Ridge Capital Acquisition Corp.SHS CL A506,779$4.89M0.9%+506,779NewHistory
Zimmer Energy Transition Acq989570106COM CL A490,590$4.73M0.8%+490,590New–
ZLSZalatoris II Acquisition CorpCLASS A ORD489,606$4.71M0.8%+489,606NewHistory
Learn CW Investment CorG54157121UNIT 99/99/9999462,435$4.68M0.8%+462,435New–
North Atlantic Acquisitn CorG66139109CL A SHS468,886$4.59M0.8%−64,308−12.1%Reduced–
LDH Growth Corp IG54094118UNIT 03/17/2026458,949$4.56M0.8%−93,751−17.0%Reduced–
New Providence Acqsitn Corp64823D201UNIT 11/04/2026446,435$4.46M0.8%+446,435New–
Independence Holdings CorpG4761A101CLASS A ORD SHS457,739$4.44M0.8%+457,739New–
RXR Acquisition Corp74981W107CLASS A COM448,265$4.36M0.8%+448,265New–
Gores Holdings VII Inc38286T200UNIT 02/12/2028438,094$4.35M0.8%−61,906−12.4%Reduced–
LGVLongview Acquisition Corp. IICOM CL A440,090$4.33M0.8%−164,370−27.2%ReducedHistory
Rocket Internet GRWT Oprt CoG7613T111UNIT 99/99/9999429,066$4.25M0.7%−80,506−15.8%Reduced–
Forest Road Acquisition Cor34619V202UNIT 99/99/9999428,704$4.24M0.7%−29,805−6.5%Reduced–
Gores Hldgs VIII Inc382863207UNIT 02/01/2028400,016$4.16M0.7%−840.0%Reduced–
Prime Impact Acquisition IG61074103SHS CL A422,749$4.15M0.7%−257,937−37.9%Reduced–
Levere Holdings Corp.G5462L114UNIT 03/09/2026419,540$4.13M0.7%−80,460−16.1%Reduced–
Aequi Acquisition Corp00775W102COM CL A414,461$4.05M0.7%−70,702−14.6%Reduced–
VLATValor Latitude Acquisition Corp.CLASS A ORD SHS417,830$4.04M0.7%+417,830NewHistory
Austerlitz Acquisition CorpG0633U119UNIT 99/99/9999400,000$3.98M0.7%00.0%Unchanged–
Northern Star Invest Corp IV66575B200UNIT 02/25/2028399,135$3.94M0.7%−71,975−15.3%Reduced–
Dynamics Special Purpose Cor268010105CLASS A COM388,961$3.83M0.7%−36,198−8.5%Reduced–
Iron Spark I Inc46301G103CLASS A COM379,665$3.77M0.7%−142,661−27.3%Reduced–
LAMF Global Ventures Corp. IG5338L116UNIT 11/05/2026368,450$3.70M0.6%+368,450New–
LUMNLumen Technologies, Inc.Stock294,867$3.70M0.6%−100,000−25.3%ReducedHistory
OKLOOklo Inc.COM CL A376,301$3.69M0.6%−23,799−5.9%ReducedHistory
Pathfinder Acquisition CorpG04119106CL A379,548$3.69M0.6%−50,349−11.7%Reduced–
Post Holdings Partnering Cor737465203UNIT 99/99/9999363,802$3.64M0.6%−36,198−9.0%Reduced–
Lux Health Tech Acquisition55068A100COM CL A369,442$3.62M0.6%−357,866−49.2%Reduced–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999362,380$3.61M0.6%−40,248−10.0%Reduced–
Soar Technology Acquisn CorpG82472104UNIT 99/99/9999350,000$3.58M0.6%−50,000−12.5%Reduced–
Churchill Capital Corp VII17144M201UNIT 99/99/9999350,000$3.50M0.6%00.0%Unchanged–
Gores Technology Partners II38287L206UNIT 03/16/2028346,695$3.46M0.6%−41,105−10.6%Reduced–
Gaming & Hospitality Acqu Co364681106COM CL A350,000$3.40M0.6%00.0%Unchanged–
Focus Impact Acquisition Cor34417L208UNIT 10/28/2026319,557$3.21M0.6%+319,557New–
New Vista Acquisition CorpG6529L113UNIT 02/01/2026321,121$3.21M0.6%−47,317−12.8%Reduced–
SVF Investment Corp. 2G8601M100CL A SHS314,676$3.12M0.5%−23,127−6.8%Reduced–
Equity Distr Acquisition Cor29465E106COM CL A317,021$3.11M0.5%−66,295−17.3%Reduced–
Rice Acquisition Corp IIG75529118UNIT 99/99/9999294,999$3.04M0.5%−105,001−26.3%Reduced–
Software Acquisitn Grp Inc I83407J202UNIT 03/01/2028293,758$2.96M0.5%−6,242−2.1%Reduced–
L Catterton Asia AcquisitionG5346G109UNIT 03/11/2026295,566$2.91M0.5%−32,887−10.0%Reduced–
The Music Acquisition Corp62752R209UNIT 99/99/9999292,298$2.90M0.5%−41,188−12.4%Reduced–
Founder SpacG3661E122UNIT 07/15/2028277,434$2.87M0.5%+277,434New–
SVF Investment Corp 3G8601N108CL A SHS286,463$2.86M0.5%−16,228−5.4%Reduced–
Northern Star Invest Corp II66574L209UNIT 02/25/2028284,654$2.80M0.5%−64,143−18.4%Reduced–
Live Oak Mobility Acquisi Co538126202UNIT 03/01/2028275,983$2.76M0.5%−23,420−7.8%Reduced–
Sandbridge X2 Corp799792205UNIT 99/99/9999275,455$2.73M0.5%−36,691−11.8%Reduced–
Highland Transcend PartnersG44690108COM CL A268,790$2.66M0.5%−76,728−22.2%Reduced–
Advanced Merger Partners Inc00777J208UNIT 99/99/9999270,892$2.66M0.5%−57,509−17.5%Reduced–
MLAIUMcLaren Technology Acquisition Corp.UNIT 11/01/2026258,148$2.59M0.5%+258,148NewHistory
Alpha Capital Acquisition CoG0316P114UNIT 02/16/2026245,713$2.49M0.4%−13,036−5.0%Reduced–
Joff Fintech Acquisition Cor46592C209UNIT 02/03/2026250,000$2.48M0.4%00.0%Unchanged–
Plum Acquisition Corp IG7134L100UNIT 03/15/2026254,346$2.48M0.4%−45,654−15.2%Reduced–
Lazard Growth Acquisition CoG54035129UNIT 99/99/9999247,720$2.45M0.4%−56,865−18.7%Reduced–
B Riley Prin 250 Merger Corp05602L203UNIT 04/06/2026243,764$2.42M0.4%−31,236−11.4%Reduced–
Galata Acquisition CorpG3R23A108SHS CL A247,919$2.40M0.4%+247,919New–
KRNLKernel Group Holdings, Inc.CL A SHS238,392$2.32M0.4%+238,392NewHistory
Austerlitz Acquisition CorpG0633D109SHS CL A223,349$2.17M0.4%−26,651−10.7%Reduced–
Orion Acquisition Corp68626A207UNIT 02/19/2026219,263$2.16M0.4%−71,747−24.7%Reduced–
Iconic Sports Acquisition Corp.G4712C123UNIT 99/99/9999208,919$2.11M0.4%+208,919New–
VPC Impact Acquisition HldgG9460L126CLASS A ORD214,269$2.10M0.4%−158,461−42.5%Reduced–
Aurora Acquisition CorpG0698L103CLASS A ORD SHS212,178$2.10M0.4%−227,773−51.8%Reduced–
CC Neuberger Principal HoldnG1992N118UNIT 99/99/9999208,645$2.08M0.4%−31,178−13.0%Reduced–
VPC Impact Acqu Holdi III IN91835J108COM CL A202,900$2.08M0.4%−197,100−49.3%Reduced–
Global Technolgy Acqstn CorpG3934N123UNIT 10/19/2026205,457$2.06M0.4%+205,457New–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Silver Rock Financial LP in Q4 2021
SecurityClassPutsCalls
CFCF Industries Holdings, Inc.COM–$14.2M

Sold out since Q3 2021 (46)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Silver Rock Financial LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Ardagh Group S AL0223L101CL A523,863$13.4M2.0%–
AURAurora Innovation, Inc.CLASS A ORD SHS1,200,000$11.9M1.8%History
GGPIGores Guggenheim, Inc.CLASS A COM1,100,000$11.2M1.7%History
Compute Health Acquisitin Co204833206UNIT 99/99/99991,002,443$10.0M1.5%–
Osiris Acquisition Corp.68829A202UNIT 99/99/99991,000,000$9.89M1.5%–
Macondray Cap Acquisitn CorpG5853A123UNIT 05/31/2028900,000$8.98M1.3%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/2026850,000$8.46M1.3%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/2026834,123$8.31M1.2%–
Haymaker Acquisition Corp II42087R207UNIT 03/01/2026807,470$7.97M1.2%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028806,426$7.94M1.2%–
DHB Capital Corp23291W208UNIT 03/31/2028803,543$7.94M1.2%–
Valor Latitude Acquisitn CorG9460N114UNIT 04/02/2026796,891$7.87M1.2%–
CSTUFConstellation Acquisition Corp IUNIT 99/99/9999739,025$7.32M1.1%History
Colicity Inc194170205UNIT 02/24/2026700,000$6.94M1.0%–
Blue Whale Acquisition CorpG1330M111UNIT 07/30/2026700,000$6.94M1.0%–
Arctos Northstar Acquis CorpG0477L118UNIT 99/99/9999662,749$6.54M1.0%–
Corsair Partnering CorpG2540H124UNIT 99/99/9999650,000$6.47M1.0%–
Esm Acquisition CorporationG3195H120UNIT 99/99/9999640,628$6.34M1.0%–
Thimble Point Acquisition Co88408P107COM CL A634,375$6.29M0.9%–
Isos Acquisition CorporationG4962C112SHARES CL A582,028$5.80M0.9%–
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/9999582,007$5.73M0.9%–
ZTAQUZimmer Energy Transition Acquisition Corp.UNIT 06/16/2026523,298$5.21M0.8%History
Investindustrial Acquisition Corp.G4771L105SHS CL A511,386$5.08M0.8%–
RXR Acquisition Corp74981W206UNIT 01/01/2025508,000$5.00M0.7%–
Independence Holdings CorpG4761A119UNIT 03/02/2026504,769$4.98M0.7%–
Xpac Acquisition CorpG9831X114UNIT 07/27/2021500,000$4.91M0.7%–
EJF Acquisition Corp.G2955B117UNIT 03/10/2026429,252$4.42M0.7%–
Khosla Ventures Acqustn Co I482505104COM CL A400,000$4.06M0.6%–
Galata Acquisition CorpG3R23A124UNIT 99/99/9999300,000$3.00M0.5%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/9999250,380$2.50M0.4%–
Supernova Partners AcquistnG8T86C113UNIT 99/99/9999242,396$2.40M0.4%–
Spartan Acquisition Corp. III84677R205UNIT 99/99/9999150,000$1.52M0.2%–
VTLEVital Energy, Inc.COM18,319$1.48M0.2%History
Decarbonization Plus Acqu II242794204UNIT 01/19/2026125,000$1.28M0.2%–
Sports Entertainment Acqu Co84918M114*W EXP 10/30/202350,000$830.0K0.1%–
Ushg Acquisition Corp91748P209UNIT 99/99/999974,007$737.0K0.1%–
Khosla Ventures Acquisition482504107CL A72,801$719.0K0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS70,000$699.0K0.1%–
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/202299,998$627.0K0.1%–
CM Life Sciences III Inc125841205UNIT 04/30/202850,000$513.0K0.1%–
Investindustrial Acquisition Corp.G4771L113*W EXP 10/30/202250,000$323.0K<0.1%–
Isos Acquisition CorporationG4962C104*W EXP 03/01/202194,007$252.0K<0.1%–
AUROWAurora Innovation, Inc.*W EXP 03/12/202150,000$224.0K<0.1%History
Firstmark Horizon Acquisitio33765Y200UNIT 99/99/999920,000$203.0K<0.1%–
Thimble Point Acquisition Co88408P115*W EXP 02/04/202211,457$186.0K<0.1%–
Marquee Raine Acquisition CoG58442123*W EXP 12/01/20217,500$23.0K<0.1%–