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Livermore
Livermore
ZHEN

BerganKDV Wealth Management, LLC

SEC CIK
0001660203
Latest filing
Jul 24, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,077
+64 vs. Q2 2021
Portfolio value
$882.2M
+$39.6M (+4.7%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of BerganKDV Wealth Management, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF1,162,340$65.9M7.5%+36,584+3.2%Added–
Schwab International Equity ETF808524805ETF1,253,871$48.5M5.5%+30,418+2.5%Added–
iShares Tr464288638ISHS 5-10YR INVT681,984$41.0M4.6%+271,338+66.1%Added–
Vanguard Dividend Appreciation ETF921908844ETF227,395$34.9M4.0%+9,828+4.5%Added–
iShares Tr464288588MBS ETF302,628$32.7M3.7%+11,243+3.9%Added–
iShares Inc464286533MSCI EMERG MRKT439,349$27.5M3.1%+397,582+951.9%Added–
iShares Tr46434VBA7IBONDS DEC22 ETF1,016,473$25.7M2.9%−553,838−35.3%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF220,646$25.3M2.9%−44,678−16.8%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF239,452$24.0M2.7%+7,816+3.4%Added–
iShares Core MSCI Eafe ETF46432F842ETF320,252$23.8M2.7%+23,428+7.9%Added–
AAPLApple Inc.Stock129,689$18.4M2.1%+77,093+146.6%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF223,817$17.2M1.9%+4,991+2.3%Added–
Vanguard S&P 500 ETF922908363ETF41,382$16.3M1.9%+1,953+5.0%Added–
Vanguard Morningstar Value ETF922908744ETF110,440$14.9M1.7%+15,112+15.9%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF160,598$13.2M1.5%+4,267+2.7%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF195,928$12.9M1.5%+3,100+1.6%Added–
iShares Core S&P Small Cap ETF464287804ETF117,932$12.9M1.5%+12,569+11.9%Added–
MSFTMicrosoft CorpStock37,366$10.5M1.2%+6,555+21.3%AddedHistory
UNHUnitedHealth Group IncStock25,395$9.92M1.1%+639+2.6%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF212,081$9.02M1.0%+20,314+10.6%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF36,081$8.54M1.0%+6,120+20.4%Added–
iShares Tr46432F859CORE 1 5 YR USD153,609$7.84M0.9%+153,537+213,245.8%Added–
Vanguard Information Technology ETF92204A702ETF18,926$7.59M0.9%−2,826−13.0%Reduced–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT23,444$6.99M0.8%+48+0.2%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF46,485$6.88M0.8%+300+0.6%Added–
TGTTarget CorpStock29,730$6.80M0.8%+446+1.5%AddedHistory
JNJJohnson & JohnsonStock41,018$6.62M0.8%+4,515+12.4%AddedHistory
MDTMedtronic plcStock49,190$6.17M0.7%+4,755+10.7%AddedHistory
CMICummins IncStock26,648$5.98M0.7%+295+1.1%AddedHistory
TXNTexas Instruments IncStock31,058$5.97M0.7%+866+2.9%AddedHistory
WFCWells Fargo & CompanyStock119,488$5.54M0.6%+49,306+70.3%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF50,072$5.54M0.6%+2,639+5.6%Added–
AMZNAmazon Com IncStock1,682$5.53M0.6%+113+7.2%AddedHistory
LOWLowes Companies IncStock24,653$5.00M0.6%+1,075+4.6%AddedHistory
PGProcter & Gamble CoStock34,921$4.88M0.6%+1,861+5.6%AddedHistory
CBChubb LtdStock27,711$4.81M0.5%+728+2.7%AddedHistory
VZVerizon Communications IncStock88,017$4.75M0.5%+3,373+4.0%AddedHistory
ABTAbbott LaboratoriesStock38,127$4.50M0.5%+1,281+3.5%AddedHistory
TTTrane Technologies plcSHS26,064$4.50M0.5%+95+0.4%AddedHistory
KOCoca Cola CoStock85,101$4.46M0.5%+2,306+2.8%AddedHistory
DFSDiscover Financial ServicesCOM34,866$4.28M0.5%+70.0%AddedHistory
HONHoneywell International IncCOM19,959$4.24M0.5%+1,196+6.4%AddedHistory
USBUS Bancorp DECOM NEW69,893$4.15M0.5%+2,640+3.9%AddedHistory
GABGabelli Equity Trust IncCOM622,514$4.14M0.5%−108,700−14.9%ReducedHistory
ADPAutomatic Data Processing IncStock20,516$4.10M0.5%+564+2.8%AddedHistory
iShares Tr46435U853BROAD USD HIGH96,692$4.01M0.5%+12,467+14.8%Added–
DOVDOVER CorpCOM25,298$3.93M0.4%+548+2.2%AddedHistory
INTCIntel CorpStock73,721$3.93M0.4%+2,363+3.3%AddedHistory
AOSSmith A O CorpCOM59,505$3.63M0.4%+2,285+4.0%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF33,268$3.46M0.4%+464+1.4%Added–
PPGPPG Industries IncStock24,167$3.46M0.4%+493+2.1%AddedHistory
PFGPrincipal Financial Group IncCOM53,161$3.42M0.4%+2,956+5.9%AddedHistory
TRVTravelers Companies, Inc.Stock22,082$3.36M0.4%+419+1.9%AddedHistory
Nushares ETF Tr67092P870NUVEEN ESG US128,184$3.32M0.4%+72,652+130.8%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF49,053$3.31M0.4%+1,321+2.8%Added–
XOMExxonMobil Holdings CorpCOM54,665$3.21M0.4%+1,529+2.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF7,433$3.20M0.4%+32+0.4%Added–
SWKStanley Black & Decker, Inc.COM18,160$3.18M0.4%+474+2.7%AddedHistory
GOOGAlphabet Inc.Stock1,178$3.14M0.4%+247+26.5%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF115,729$3.07M0.3%+34,845+43.1%Added–
AEPAmerican Electric Power Co IncStock37,509$3.04M0.3%+5,828+18.4%AddedHistory
AFLAflac IncStock57,858$3.02M0.3%+1,480+2.6%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT57,956$2.93M0.3%−12,162−17.3%Reduced–
WMTWalmart Inc.Stock21,022$2.93M0.3%+91+0.4%AddedHistory
ETNEaton Corp plcStock19,585$2.92M0.3%+197+1.0%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF51,662$2.80M0.3%−179−0.3%Reduced–
LMTLockheed Martin CorpStock7,942$2.74M0.3%+346+4.6%AddedHistory
PFEPfizer IncStock63,502$2.73M0.3%+5,809+10.1%AddedHistory
CSCOCisco Systems, Inc.Stock50,122$2.73M0.3%+2,177+4.5%AddedHistory
BRK.BBerkshire Hathaway IncStock9,808$2.68M0.3%+720+7.9%AddedHistory
Schwab US Dividend Equity ETF808524797ETF35,875$2.66M0.3%+953+2.7%Added–
MMM3M CoStock15,085$2.65M0.3%+518+3.6%AddedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF42,070$2.53M0.3%+21,265+102.2%Added–
EMREmerson Electric CoStock26,445$2.49M0.3%+134+0.5%AddedHistory
AVGOBroadcom Inc.Stock5,087$2.47M0.3%−20−0.4%ReducedHistory
METAMeta Platforms, Inc.Stock7,202$2.44M0.3%+3,930+120.1%AddedHistory
CECelanese CorpStock15,835$2.38M0.3%−179−1.1%ReducedHistory
PEPPepsiCo IncStock15,604$2.35M0.3%+10.0%AddedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW38,151$2.29M0.3%+5,165+15.7%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF25,463$2.28M0.3%+3,021+13.5%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF22,278$2.27M0.3%+3,572+19.1%Added–
CVSCVS Health CorpStock25,591$2.17M0.2%+1,013+4.1%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF9,772$2.17M0.2%00.0%Unchanged–
MRKMerck & Co., Inc.Stock28,496$2.14M0.2%+1,674+6.2%AddedHistory
SNASnap-on IncCOM10,189$2.13M0.2%+71+0.7%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF7,876$2.07M0.2%+224+2.9%Added–
BLKBlackRock, Inc.COM2,410$2.02M0.2%+13+0.5%AddedHistory
GISGeneral Mills IncStock33,248$1.99M0.2%+285+0.9%AddedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD59,695$1.97M0.2%+7,408+14.2%Added–
DUKDuke Energy CORPStock19,492$1.90M0.2%+225+1.2%AddedHistory
TSLATesla, Inc.Stock2,421$1.88M0.2%−21−0.9%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD21,462$1.85M0.2%+1,659+8.4%Added–
RYRoyal Bank of CanadaStock17,644$1.75M0.2%+254+1.5%AddedHistory
AMATApplied Materials IncStock13,556$1.75M0.2%−3,091−18.6%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF3,962$1.70M0.2%+1,717+76.5%AddedHistory
HDHome Depot, Inc.Stock5,175$1.70M0.2%+2,373+84.7%AddedHistory
PPLPPL CorpCOM59,288$1.65M0.2%+297+0.5%AddedHistory
CVXChevron CorpStock15,447$1.57M0.2%−176−1.1%ReducedHistory
JPMJPMorgan Chase & CoStock9,278$1.52M0.2%+48+0.5%AddedHistory
iShares Tr46434VBK5IBONDS DEC21 ETF61,274$1.51M0.2%−438−0.7%Reduced–

Sold out since Q2 2021 (46)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of BerganKDV Wealth Management, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
GUTGabelli Utility TrustCOM29,031$231.0K<0.1%History
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 107,700$148.0K<0.1%History
GRXGabelli Healthcare & WellnessRx TrustSHS10,044$136.0K<0.1%History
AXGNAxogen, Inc.COM4,062$88.0K<0.1%History
HNIHni CorpStock1,000$44.0K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF400$28.0K<0.1%–
FUNDSprott Focus Trust Inc.COM3,016$26.0K<0.1%History
TDFTempleton Dragon Fund IncCOM1,000$24.0K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS5,180$20.0K<0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF130$11.0K<0.1%–
ALBOAlbireo Pharma, Inc.COM300$11.0K<0.1%History
LADRLadder Capital CorpCL A830$10.0K<0.1%History
CHGGChegg, IncCOM100$8.00K<0.1%History
MXIMMaxim Integrated Products IncCOM79$8.00K<0.1%History
ESTCElastic N.V.ORD SHS50$7.00K<0.1%History
CCJCameco CorpStock300$6.00K<0.1%History
AXNXAxonics, Inc.COM75$5.00K<0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM800$4.00K<0.1%History
FUBOFuboTV Inc.COM100$3.00K<0.1%History
CGCarlyle Group Inc.COM35$2.00K<0.1%History
GTGoodyear Tire & Rubber CoCOM100$2.00K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM44$2.00K<0.1%History
XECCimarex Energy CoCOM34$2.00K<0.1%History
CCChemours CoStock20$1.00K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF50$1.00K<0.1%–
FOXAFox CorpCL A COM20$1.00K<0.1%History
NICENICE Ltd.SPONSORED ADR5$1.00K<0.1%History
GICGlobal Industrial CoCOM25$1.00K<0.1%History
PCRXPacira BioSciences, Inc.COM14$1.00K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM8$1.00K<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS55$1.00K<0.1%History
EQCEQC Liquidating TrustCOM SH BEN INT37$1.00K<0.1%History
GRAW R Grace & CoCOM19$1.00K<0.1%History
SPCEVirgin Galactic Holdings, IncCOM11$1.00K<0.1%History
Tortoise Acquisition Corp IIG89554102COM CL A100$1.00K<0.1%–
ACADAcadia Pharmaceuticals IncCOM9$00.0%History
USFDUS Foods Holding Corp.COM5$00.0%History
ENREnergizer Holdings, Inc.COM3$00.0%History
DNBDun & Bradstreet Holdings, Inc.COM8$00.0%History
Royal Dutch Shell PLC780259107SPON ADR B10$00.0%–
FIRYFiry Inc.COM22$00.0%History
WORKSlack Technologies, Inc.COM CL A6$00.0%History
VRTVVeritiv CorpCOM1$00.0%History
Yamana Gold Inc98462Y100COM100$00.0%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN18$00.0%–
CTRMCastor Maritime Inc.SHS NEW10$00.0%History