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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
535
+56 vs. Q1 2023
Portfolio value
$1.22B
+$231.2M (+23.4%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Nwam LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Small-Cap ETF808524607ETF20,813$911.6K0.1%+8,505+69.1%Added–
American Centy ETF Tr025072604AVANTIS EMGMKT17,074$918.8K0.1%+5,117+42.8%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF30,547$919.8K0.1%+325+1.1%Added–
ORealty Income CorpREIT15,479$925.5K0.1%+435+2.9%AddedHistory
SLBSLB LimitedStock18,912$929.0K0.1%+214+1.1%AddedHistory
American Centy ETF Tr025072703INTL EQT ETF16,189$929.3K0.1%+2,019+14.2%Added–
EFXEquifax IncCOM4,013$944.3K0.1%+8+0.2%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF7,274$950.4K0.1%+177+2.5%Added–
ICLRIcon PLCCOM3,810$953.3K0.1%00.0%UnchangedHistory
CGCarlyle Group Inc.COM30,032$959.5K0.1%+30,032NewHistory
iShares S&P 100 ETF464287101ETF4,661$965.1K0.1%−1,642−26.1%Reduced–
SPDR Series Trust78464A706ST STR GLB DOW8,562$966.2K0.1%+4,470+109.2%Added–
iShares Tr464287630RUS 2000 VAL ETF6,901$971.7K0.1%+1,969+39.9%Added–
iShares Tr464288414NATIONAL MUN ETF9,104$971.8K0.1%−8,592−48.6%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND13,102$981.6K0.1%+13,102New–
iShares S&P Mid-Cap 400 Value ETF464287705ETF9,197$985.3K0.1%+5,374+140.6%Added–
Dimensional U.S. Targeted Value ETF25434V609ETF21,335$989.8K0.1%+21,335New–
Kraneshares Tr500767587QUADRATIC DEFLA61,018$992.8K0.1%+61,018New–
Schwab U.S. Large-Cap Value ETF808524409ETF14,868$997.5K0.1%+14,868New–
Vanguard World FD921910816MEGA GRWTH IND4,267$1.00M0.1%+355+9.1%Added–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV10,492$1.01M0.1%+6,348+153.2%Added–
EWEdwards Lifesciences CorpStock10,779$1.02M0.1%−416−3.7%ReducedHistory
WMTWalmart Inc.Stock6,476$1.02M0.1%+934+16.9%AddedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL31,026$1.02M0.1%+31,026New–
TXNTexas Instruments IncStock5,896$1.06M0.1%+2,593+78.5%AddedHistory
KMBKimberly Clark CorpStock7,803$1.08M0.1%−20.0%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF25,338$1.09M0.1%+15,126+148.1%Added–
SPDR Ser Tr78468R689S&P KENSHO SMART32,615$1.09M0.1%−316−1.0%Reduced–
iShares Tr46434V803HDG MSCI EAFE35,284$1.09M0.1%+1,666+5.0%Added–
AMDAdvanced Micro Devices IncStock9,609$1.09M0.1%+1,258+15.1%AddedHistory
iShares Tr464288588MBS ETF11,839$1.10M0.1%−49,798−80.8%Reduced–
ILMNIllumina, Inc.COM5,924$1.11M0.1%+19+0.3%AddedHistory
RITMRithm Capital Corp.REIT119,493$1.12M0.1%+82,318+221.4%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF10,882$1.13M0.1%+4,376+67.3%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF54,717$1.14M0.1%+54,717New–
UUnity Software Inc.COM26,673$1.16M0.1%+26,673NewHistory
ACNAccenture plcStock3,811$1.18M0.1%+1,875+96.8%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF47,209$1.18M0.1%+3,032+6.9%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF12,910$1.19M0.1%+1,070+9.0%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF18,558$1.21M0.1%+9,193+98.2%Added–
iShares Tr464288752US HOME CONS ETF14,171$1.21M0.1%−17,302−55.0%Reduced–
iShares Tr46432F859CORE 1 5 YR USD26,535$1.24M0.1%−2,952−10.0%Reduced–
iShares U.S. Medical Devices ETF464288810ETF22,444$1.27M0.1%−4,990−18.2%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM1,766$1.27M0.1%+141+8.7%AddedHistory
MMM3M CoStock12,873$1.29M0.1%+1,728+15.5%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS22,490$1.30M0.1%+8,398+59.6%Added–
iShares Tr464287739U.S. REAL ES ETF15,030$1.30M0.1%+5,479+57.4%Added–
SGENSeagen Inc.COM6,829$1.31M0.1%−754−9.9%ReducedHistory
UPSUnited Parcel Service IncStock7,391$1.32M0.1%+2,458+49.8%AddedHistory
CSCOCisco Systems, Inc.Stock26,052$1.35M0.1%+1,525+6.2%AddedHistory
Amplify Blockchain Technology ETF032108607ETF59,325$1.35M0.1%+59,325New–
NARIInari Medical, Inc.Stock23,302$1.35M0.1%−130−0.6%ReducedHistory
CMCSAComcast CorpStock32,880$1.37M0.1%+305+0.9%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM168,425$1.37M0.1%+137,325+441.6%AddedHistory
INTCIntel CorpStock41,043$1.37M0.1%+6,153+17.6%AddedHistory
GILDGilead Sciences, Inc.Stock17,820$1.37M0.1%−1,002−5.3%ReducedHistory
Dimensional ETF Trust25434V716US SUSTAINABILTY48,186$1.38M0.1%+48,186New–
BKRBaker Hughes CoCL A43,834$1.39M0.1%+19,605+80.9%AddedHistory
Vanguard Information Technology ETF92204A702ETF3,142$1.39M0.1%+210+7.2%Added–
DISWalt Disney CoStock15,621$1.39M0.1%−34,462−68.8%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF8,254$1.40M0.1%+999+13.8%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF21,577$1.41M0.1%−898−4.0%Reduced–
iShares Tr464288885EAFE GRWTH ETF14,995$1.43M0.1%−46,529−75.6%Reduced–
ABTAbbott LaboratoriesStock13,304$1.45M0.1%+8,233+162.4%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF14,542$1.45M0.1%+14,542New–
LOWLowes Companies IncStock6,475$1.46M0.1%+3,472+115.6%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF34,932$1.48M0.1%−284−0.8%Reduced–
iShares Tr464287234MSCI EMG MKT ETF37,663$1.49M0.1%+23,091+158.5%Added–
iShares Tr464288513IBOXX HI YD ETF19,889$1.49M0.1%+11,422+134.9%Added–
ASMLASML Holding NVADR2,092$1.52M0.1%−14−0.7%ReducedHistory
iShares Inc46434G822MSCI JAPAN ETF24,636$1.53M0.1%−43,707−64.0%Reduced–
HALHalliburton CoStock46,362$1.53M0.1%+657+1.4%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS30,727$1.54M0.1%−10,187−24.9%Reduced–
Barrick Gold Corp067901108COM91,280$1.55M0.1%−10,371−10.2%Reduced–
VZVerizon Communications IncStock41,717$1.55M0.1%−2,677−6.0%ReducedHistory
First Tr Exchange-Traded FD33734H106SHS38,782$1.55M0.1%−11,606−23.0%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF14,510$1.56M0.1%+11,627+403.3%Added–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP17,641$1.57M0.1%−617−3.4%Reduced–
Vanguard Total World Stock ETF922042742ETF16,390$1.59M0.1%+2,207+15.6%Added–
ADPAutomatic Data Processing IncStock7,333$1.61M0.1%+2,413+49.0%AddedHistory
Schwab International Equity ETF808524805ETF45,653$1.63M0.1%+14,478+46.4%Added–
MCDMcDonalds CorpStock5,481$1.64M0.1%+696+14.5%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD21,660$1.64M0.1%+2,023+10.3%Added–
UNHUnitedHealth Group IncStock3,414$1.64M0.1%+59+1.8%AddedHistory
GEGeneral Electric CoStock15,078$1.66M0.1%−624−4.0%ReducedHistory
KOCoca Cola CoStock27,512$1.66M0.1%+1,632+6.3%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF22,195$1.66M0.1%+10,979+97.9%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF3,488$1.67M0.1%+2,425+228.1%AddedHistory
EMREmerson Electric CoStock18,533$1.68M0.1%+4,642+33.4%AddedHistory
BMYBristol Myers Squibb CoStock26,224$1.68M0.1%−31,718−54.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock3,244$1.69M0.1%+504+18.4%AddedHistory
VRTXVertex Pharmaceuticals IncStock4,861$1.71M0.1%−12−0.2%ReducedHistory
UNPUnion Pacific CorpStock8,479$1.74M0.1%+2,757+48.2%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW28,978$1.77M0.1%+14,183+95.9%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF16,444$1.78M0.1%+8,436+105.3%Added–
ARK Innovation ETF00214Q104ETF40,381$1.78M0.1%+27,705+218.6%Added–
PEPPepsiCo IncStock9,710$1.80M0.1%+3,643+60.0%AddedHistory
TECKTeck Resources LtdCL B42,963$1.81M0.1%−66,760−60.8%ReducedHistory
iShares S&P 500 Value ETF464287408ETF12,070$1.95M0.2%+1,058+9.6%Added–
HDHome Depot, Inc.Stock6,283$1.95M0.2%+1,603+34.3%AddedHistory

Sold out since Q1 2023 (39)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
AIGAmerican International Group, Inc.Stock65,327$3.29M0.3%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF18,015$912.7K0.1%–
iShares Tr46435U218ESG MSCI LEADR10,749$766.0K0.1%–
iShares Tr46435G474FALN ANGLS USD29,387$742.6K0.1%–
Fidelity Covington Trust316092618ENHA HIGH YI ETF15,223$718.7K0.1%–
iShares Tr464288109MORNINGSTAR VALU9,590$612.8K0.1%–
iShares Tr46435U713US INFRASTRUC14,071$525.1K0.1%–
iShares Inc46434G863ESG AWR MSCI EM15,365$483.7K<0.1%–
iShares Tr464288356CALIF MUN BD ETF7,985$458.5K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF3,019$419.9K<0.1%–
Dimensional ETF Trust25434V401US EQUI MARK ETF8,744$388.5K<0.1%–
iShares Tr46432F388MSCI USA VALUE4,082$378.0K<0.1%–
iShares Core High Dividend ETF46429B663ETF3,093$314.5K<0.1%–
iShares Semiconductor ETF464287523ETF697$310.1K<0.1%–
iShares Tr464288406MRGSTR MD CP VAL4,965$307.2K<0.1%–
iShares Tr464288448INTL SEL DIV ETF10,877$299.0K<0.1%–
iShares Tr464287762US HLTHCARE ETF1,020$278.8K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF4,183$274.0K<0.1%–
iShares Tr464287622RUS 1000 ETF1,206$271.7K<0.1%–
BABAAlibaba Group Holding LtdADR2,645$270.3K<0.1%History
iShares Inc46434G889EMNG MKTS EQT5,952$247.1K<0.1%–
iShares Tr46435G102CONV BD ETF3,296$239.4K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT9,711$237.8K<0.1%–
Fidelity High Dividend ETF316092840ETF6,087$231.8K<0.1%–
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,426$227.8K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW8,211$224.7K<0.1%–
iShares Tr46436E619ESG ADVAN ETF5,149$222.6K<0.1%–
NVONovo Nordisk A SADR1,389$221.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,663$218.9K<0.1%–
GPCGenuine Parts CoStock1,218$203.8K<0.1%History
AEPAmerican Electric Power Co IncStock2,238$203.7K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN15,071$187.9K<0.1%History
HBANHuntington Bancshares IncCOM14,150$158.5K<0.1%History
BINIBollinger Innovations, Inc.COMMON STOCK902,810$118.5K<0.1%History
VODVodafone Group Public Ltd CoADR10,022$110.6K<0.1%History
FSRFisker Inc.CL A COM STK11,301$69.4K<0.1%History
GERNGeron CorpCOM20,000$43.4K<0.1%History
LABStandard Biotools Inc.COM11,358$22.1K<0.1%History
AKUAkumin Inc.COM10,900$7.41K<0.1%History