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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
535
+56 vs. Q1 2023
Portfolio value
$1.22B
+$231.2M (+23.4%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Nwam LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BINIBollinger Innovations, Inc.Stock70,993$7.65K<0.1%+70,993NewHistory
STLNStarling Oncology, Inc.COM20,000$11.0K<0.1%+20,000NewHistory
NVTAInvitae CorpCOM13,663$15.4K<0.1%+13,663NewHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$15.9K<0.1%00.0%UnchangedHistory
XLOXilio Therapeutics, Inc.COM10,000$26.2K<0.1%00.0%UnchangedHistory
MAMAMama's Creations, Inc.COM10,688$32.3K<0.1%+10,688NewHistory
TDAYUSA TODAY Co., Inc.COM14,382$32.4K<0.1%+14,382NewHistory
QCLSQ/C Technologies, Inc.COM25,000$37.5K<0.1%00.0%UnchangedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK12,110$57.5K<0.1%+12,110NewHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A11,600$69.6K<0.1%+1,600+16.0%AddedHistory
AMLIFAmerican Lithium Corp.COM35,000$70.3K<0.1%00.0%UnchangedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$96.4K<0.1%+15,500NewHistory
Bitfarms Ltd Com09173B107Stock66,461$97.7K<0.1%+66,461New–
SNAPSnap IncStock11,852$140.3K<0.1%+11,852NewHistory
DCGODocGo Inc.COM15,000$140.6K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF11,087$147.5K<0.1%+11,087New–
ZVIAZevia PBCCL A35,866$154.6K<0.1%00.0%UnchangedHistory
INFYInfosys LtdSPONSORED ADR10,484$168.5K<0.1%+10,484NewHistory
SOFISoFi Technologies, Inc.Stock21,068$175.7K<0.1%+7,951+60.6%AddedHistory
ERCAllspring Multi-Sector Income FundCOM19,651$182.0K<0.1%+80.0%AddedHistory
KEYKeycorpCOM19,986$184.7K<0.1%−3,456−14.7%ReducedHistory
Victory Portfolios II92647N832VCSHS US SML CAP3,308$200.1K<0.1%−100−2.9%Reduced–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,072$200.4K<0.1%+4,072New–
ENBEnbridge IncStock5,396$200.5K<0.1%+5,396NewHistory
WMBWilliams Companies, Inc.COM6,145$200.5K<0.1%+6,145NewHistory
PLDPrologis, Inc.REIT1,637$200.9K<0.1%+1,637NewHistory
Global X Lithium & Battery Tech ETF37954Y855ETF3,111$202.3K<0.1%+3,111New–
Capital Group Growth ETF14020G101SHS CREAT UNIT8,064$203.5K<0.1%+8,064New–
iShares Tr46436E7180-3 MTH TREASURY2,029$204.2K<0.1%−419−17.1%Reduced–
CCLCarnival Corp Ltd.UNIT 99/99/999910,849$204.3K<0.1%+10,849NewHistory
SJMJ M SMUCKER CoStock1,387$204.8K<0.1%+104+8.1%AddedHistory
iShares Tr46429B333GNMA BOND ETF4,714$206.7K<0.1%−1,264−21.1%Reduced–
HALOHalozyme Therapeutics, Inc.COM5,750$207.4K<0.1%−150−2.5%ReducedHistory
XELXcel Energy IncStock3,337$207.5K<0.1%+113+3.5%AddedHistory
AMPAmeriprise Financial IncCOM625$207.6K<0.1%+625NewHistory
ADSKAutodesk, Inc.COM1,017$208.1K<0.1%−345−25.3%ReducedHistory
iShares Inc46434G848MSCI GBL ETF NEW5,186$209.8K<0.1%+5,186New–
HZNPHorizon Therapeutics Public Ltd CoSHS2,054$211.3K<0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock808$213.3K<0.1%+808NewHistory
iShares Tr46435G433MSCI USA SMCP MN6,248$214.2K<0.1%+6,248New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,659$214.3K<0.1%+4,659New–
Vanguard Consumer Discretionary ETF92204A108ETF759$215.0K<0.1%+759New–
ANETArista Networks, Inc.COM1,327$215.2K<0.1%−524−28.3%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS6,605$215.5K<0.1%+6,605NewHistory
SHOPShopify Inc.Stock3,342$215.9K<0.1%+3,342NewHistory
PRUPrudential Financial IncStock2,457$216.8K<0.1%−21−0.8%ReducedHistory
MNSTMonster Beverage CorpCOM3,790$217.7K<0.1%−612−13.9%ReducedHistory
DDOGDatadog, Inc.CL A COM2,242$220.6K<0.1%+2,242NewHistory
CDNSCadence Design Systems IncStock946$221.9K<0.1%+946NewHistory
State Street SPDR S&P Biotech ETF78464A870ETF2,684$223.3K<0.1%+2,684New–
BIDUBaidu, Inc.ADR1,636$224.0K<0.1%+9+0.6%AddedHistory
CAHCardinal Health IncStock2,371$224.3K<0.1%+2,371NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,655$224.3K<0.1%−6,786−50.5%Reduced–
iShares Core S&P U.S. Growth ETF464287671ETF2,318$226.3K<0.1%−10−0.4%Reduced–
Schwab International Small-Cap Equity ETF808524888ETF6,741$227.6K<0.1%+6,741New–
SPGIS&P Global Inc.Stock571$228.9K<0.1%+571NewHistory
ARK Next Generation Technology ETF00214Q401ETF3,908$229.1K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,447$229.2K<0.1%+142+3.3%Added–
CBChubb LtdStock1,190$229.3K<0.1%+31+2.7%AddedHistory
ELVElevance Health, Inc.Stock516$229.7K<0.1%+24+4.9%AddedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,600$230.2K<0.1%00.0%Unchanged–
WYWeyerhaeuser CoCOM NEW6,905$231.4K<0.1%+200+3.0%AddedHistory
SPDR Series Trust78464A656ST STR TIPS ETF8,955$231.4K<0.1%+1,020+12.9%Added–
iShares Tr464287861EUROPE ETF4,672$236.1K<0.1%−13,306−74.0%Reduced–
HIGHartford Insurance Group, Inc.Stock3,285$236.6K<0.1%+3,285NewHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,168$238.2K<0.1%+14+0.6%Added–
ABNBAirbnb, Inc.Stock1,859$238.2K<0.1%+16+0.9%AddedHistory
MOSMosaic CoCOM6,815$238.6K<0.1%−2,329−25.5%ReducedHistory
VLOValero Energy CorpStock2,044$239.8K<0.1%+7+0.3%AddedHistory
KMIKinder Morgan, Inc.Stock13,992$241.0K<0.1%+316+2.3%AddedHistory
SFLSFL Corp Ltd.SHS25,991$242.5K<0.1%+25,991NewHistory
iShares Tr46434V456MSCI INTL QUALTY6,840$243.5K<0.1%+335+5.1%Added–
RIGTransocean Ltd.REGISTERED SHS34,961$245.1K<0.1%+23,661+209.4%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock3,035$246.6K<0.1%−104−3.3%ReducedHistory
SPDR Series Trust78468R549SP O&G EQP SERV3,158$246.9K<0.1%+3,158New–
Dimensional ETF Trust25434V682EMER MARK SU ETF8,131$247.5K<0.1%+8,131New–
TYTRI-CONTINENTAL CorpCOM9,106$249.7K<0.1%+9,106NewHistory
iShares Inc464286392MSCI WORLD ETF2,010$250.4K<0.1%+138+7.4%Added–
SPDR Series Trust78468R721STATE STREET SPD5,425$250.4K<0.1%−23,520−81.3%Reduced–
DGDollar General CorpCOM1,499$254.6K<0.1%+154+11.4%AddedHistory
Dimensional ETF Trust25434V658GLOBAL REAL EST10,563$257.6K<0.1%+139+1.3%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,335$257.9K<0.1%+314+15.5%Added–
Dimensional ETF Trust25434V815US SMALL CAP ETF10,080$259.1K<0.1%+10,080New–
MSIMotorola Solutions, Inc.Stock883$259.2K<0.1%−49−5.3%ReducedHistory
EXPDExpeditors International of Washington IncCOM2,143$259.6K<0.1%−476−18.2%ReducedHistory
TFCTruist Financial CorpCOM8,560$259.8K<0.1%+183+2.2%AddedHistory
ULUnilever PLCSPON ADR NEW4,991$260.2K<0.1%+744+17.5%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock1,330$260.5K<0.1%−97−6.8%ReducedHistory
ZSZscaler, Inc.Stock1,789$261.7K<0.1%+20+1.1%AddedHistory
BKNGBooking Holdings Inc.Stock97$261.9K<0.1%+12+14.1%AddedHistory
BPBP PLCADR7,442$262.6K<0.1%−144−1.9%ReducedHistory
NUENucor CorpCOM1,625$266.5K<0.1%+1,625NewHistory
iShares Core Dividend Growth ETF46434V621ETF5,197$267.8K<0.1%+5,197New–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,854$268.6K<0.1%+883+22.2%Added–
Altshares Trust02210T108MERGER ARBITRAGE10,562$269.0K<0.1%−1,738−14.1%Reduced–
GSKGSK plcADR7,577$270.1K<0.1%+1,345+21.6%AddedHistory
Goldman Sachs ETF Tr381430545HEDGE IND ETF3,204$273.5K<0.1%+489+18.0%Added–
DEODiageo PLCSPON ADR NEW1,587$275.4K<0.1%+214+15.6%AddedHistory
PAYXPaychex IncStock2,466$275.9K<0.1%−114−4.4%ReducedHistory
DUKDuke Energy CORPStock3,078$276.2K<0.1%+179+6.2%AddedHistory

Sold out since Q1 2023 (39)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Nwam LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
AIGAmerican International Group, Inc.Stock65,327$3.29M0.3%History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF18,015$912.7K0.1%–
iShares Tr46435U218ESG MSCI LEADR10,749$766.0K0.1%–
iShares Tr46435G474FALN ANGLS USD29,387$742.6K0.1%–
Fidelity Covington Trust316092618ENHA HIGH YI ETF15,223$718.7K0.1%–
iShares Tr464288109MORNINGSTAR VALU9,590$612.8K0.1%–
iShares Tr46435U713US INFRASTRUC14,071$525.1K0.1%–
iShares Inc46434G863ESG AWR MSCI EM15,365$483.7K<0.1%–
iShares Tr464288356CALIF MUN BD ETF7,985$458.5K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF3,019$419.9K<0.1%–
Dimensional ETF Trust25434V401US EQUI MARK ETF8,744$388.5K<0.1%–
iShares Tr46432F388MSCI USA VALUE4,082$378.0K<0.1%–
iShares Core High Dividend ETF46429B663ETF3,093$314.5K<0.1%–
iShares Semiconductor ETF464287523ETF697$310.1K<0.1%–
iShares Tr464288406MRGSTR MD CP VAL4,965$307.2K<0.1%–
iShares Tr464288448INTL SEL DIV ETF10,877$299.0K<0.1%–
iShares Tr464287762US HLTHCARE ETF1,020$278.8K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF4,183$274.0K<0.1%–
iShares Tr464287622RUS 1000 ETF1,206$271.7K<0.1%–
BABAAlibaba Group Holding LtdADR2,645$270.3K<0.1%History
iShares Inc46434G889EMNG MKTS EQT5,952$247.1K<0.1%–
iShares Tr46435G102CONV BD ETF3,296$239.4K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT9,711$237.8K<0.1%–
Fidelity High Dividend ETF316092840ETF6,087$231.8K<0.1%–
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,426$227.8K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW8,211$224.7K<0.1%–
iShares Tr46436E619ESG ADVAN ETF5,149$222.6K<0.1%–
NVONovo Nordisk A SADR1,389$221.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,663$218.9K<0.1%–
GPCGenuine Parts CoStock1,218$203.8K<0.1%History
AEPAmerican Electric Power Co IncStock2,238$203.7K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN15,071$187.9K<0.1%History
HBANHuntington Bancshares IncCOM14,150$158.5K<0.1%History
BINIBollinger Innovations, Inc.COMMON STOCK902,810$118.5K<0.1%History
VODVodafone Group Public Ltd CoADR10,022$110.6K<0.1%History
FSRFisker Inc.CL A COM STK11,301$69.4K<0.1%History
GERNGeron CorpCOM20,000$43.4K<0.1%History
LABStandard Biotools Inc.COM11,358$22.1K<0.1%History
AKUAkumin Inc.COM10,900$7.41K<0.1%History