Skip to main content
Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
479
−33 vs. Q4 2022
Portfolio value
$986.1M
−$142.6M (−12.6%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Nwam LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EPDEnterprise Products Partners L.P.Stock19,363$501.5K0.1%+2,570+15.3%AddedHistory
PMPhilip Morris International Inc.Stock5,203$506.1K0.1%−5,409−51.0%ReducedHistory
SHELShell plcADR8,816$507.3K0.1%−896−9.2%ReducedHistory
CATCaterpillar IncStock2,223$508.9K0.1%−1,654−42.7%ReducedHistory
ARK Innovation ETF00214Q104ETF12,676$511.4K0.1%−27,484−68.4%Reduced–
CMICummins IncStock2,142$511.7K0.1%+107+5.3%AddedHistory
NOWServiceNow, Inc.Stock1,103$512.6K0.1%+44+4.2%AddedHistory
ABTAbbott LaboratoriesStock5,071$513.5K0.1%−7,555−59.8%ReducedHistory
GSGoldman Sachs Group IncStock1,572$514.2K0.1%+390+33.0%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF12,308$516.1K0.1%−1,006−7.6%Reduced–
ZTSZoetis Inc.Stock3,119$519.3K0.1%+3,119NewHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$521.4K0.1%00.0%Unchanged–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,261$521.8K0.1%00.0%Unchanged–
iShares Tr46435U713US INFRASTRUC14,071$525.1K0.1%+1,320+10.4%Added–
BOHBank of Hawaii CorpCOM10,112$526.7K0.1%+112+1.1%AddedHistory
FASTFastenal CoStock9,892$533.6K0.1%−44,607−81.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,487$535.2K0.1%00.0%Unchanged–
Schwab U.S. Mid-Cap ETF808524508ETF7,945$539.1K0.1%−336−4.1%Reduced–
CVSCVS Health CorpStock7,300$542.5K0.1%+67+0.9%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF9,365$542.9K0.1%+9,365New–
AZNAstraZeneca PLCSPONSORED ADR7,854$545.2K0.1%−200−2.5%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF14,470$549.9K0.1%+499+3.6%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF8,123$550.9K0.1%+52+0.6%Added–
American Centy ETF Tr025072885US EQT ETF7,801$553.0K0.1%+144+1.9%Added–
ACNAccenture plcStock1,936$553.5K0.1%−1,903−49.6%ReducedHistory
ANSSAnsys IncCOM1,673$556.8K0.1%+2+0.1%AddedHistory
BMOBank of MontrealCOM6,260$557.8K0.1%−263−4.0%ReducedHistory
Dimensional ETF Trust25434V799INTL CORE EQUITY23,184$557.9K0.1%+664+2.9%Added–
Fidelity MSCI Health Care Index ETF316092600ETF9,135$561.6K0.1%+3,223+54.5%Added–
iShares Tr464287325GLOB HLTHCRE ETF6,774$564.7K0.1%−200−2.9%Reduced–
JCIJohnson Controls International plcStock9,473$570.5K0.1%+154+1.7%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF14,572$575.0K0.1%−31,854−68.6%Reduced–
iShares Tr46435G219INVT GRAD SY ETF12,903$576.9K0.1%+3,353+35.1%Added–
PANWPalo Alto Networks IncStock2,933$585.8K0.1%−213−6.8%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR11,719$588.9K0.1%−1,224−9.5%Reduced–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US8,057$592.4K0.1%+1,007+14.3%Added–
LOWLowes Companies IncStock3,003$600.7K0.1%−3,495−53.8%ReducedHistory
OXYOccidental Petroleum CorpStock9,724$607.1K0.1%+996+11.4%AddedHistory
iShares Tr464288109MORNINGSTAR VALU9,590$612.8K0.1%00.0%Unchanged–
SYKStryker CorpStock2,148$613.3K0.1%−117−5.2%ReducedHistory
TXNTexas Instruments IncStock3,303$614.5K0.1%−2,880−46.6%ReducedHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I11,717$631.1K0.1%−521−4.3%Reduced–
American Centy ETF Tr025072604AVANTIS EMGMKT11,957$632.4K0.1%−4,113−25.6%Reduced–
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF21,842$633.4K0.1%+62+0.3%Added–
iShares Tr464288513IBOXX HI YD ETF8,467$639.7K0.1%−14,497−63.1%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF10,288$641.1K0.1%−2,970−22.4%Reduced–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN15,898$642.5K0.1%−7,082−30.8%Reduced–
Goldman Sachs ETF Tr381430529ACCES TREASURY6,471$648.1K0.1%+6,471New–
NTRANatera, Inc.COM11,850$657.9K0.1%00.0%UnchangedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT26,946$672.0K0.1%+379+1.4%Added–
iShares Tr464287630RUS 2000 VAL ETF4,932$675.8K0.1%−1,868−27.5%Reduced–
iShares Tr464288158SHRT NAT MUN ETF6,506$681.1K0.1%−10,947−62.7%Reduced–
NEENextera Energy IncStock8,846$681.9K0.1%−774−8.0%ReducedHistory
NKENIKE, Inc.Stock5,569$683.0K0.1%−321−5.4%ReducedHistory
iShares Core S&P US Value ETF464287663ETF9,339$689.1K0.1%−125−1.3%Reduced–
IAUiShares Gold TrustETF18,502$691.4K0.1%−4,745−20.4%ReducedHistory
BKRBaker Hughes CoCL A24,229$699.3K0.1%+11,545+91.0%AddedHistory
FFord Motor CoStock55,516$699.5K0.1%+922+1.7%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF15,948$704.6K0.1%−460−2.8%Reduced–
Fidelity Covington Trust316092618ENHA HIGH YI ETF15,223$718.7K0.1%+2,451+19.2%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,913$726.1K0.1%00.0%Unchanged–
BTIBritish American Tobacco p.l.c.SPONSORED ADR20,806$730.7K0.1%−17,968−46.3%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF11,216$731.0K0.1%−10,850−49.2%Reduced–
UBERUber Technologies, IncStock23,174$734.6K0.1%−7,077−23.4%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF12,164$737.7K0.1%−1,470−10.8%Reduced–
iShares Tr46435G474FALN ANGLS USD29,387$742.6K0.1%+2,527+9.4%Added–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,427$746.4K0.1%−50.0%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD14,887$754.2K0.1%−69,436−82.3%Reduced–
MOAltria Group, Inc.Stock16,911$754.6K0.1%−7,962−32.0%ReducedHistory
iShares Tr46435U218ESG MSCI LEADR10,749$766.0K0.1%−522−4.6%Reduced–
SOSouthern CoStock11,183$778.2K0.1%−203−1.8%ReducedHistory
AFGAmerican Financial Group IncCOM6,405$778.3K0.1%+28+0.4%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF16,628$780.7K0.1%−7,433−30.9%Reduced–
Vanguard World FD921910816MEGA GRWTH IND3,912$800.2K0.1%−350−8.2%Reduced–
American Centy ETF Tr025072703INTL EQT ETF14,170$808.1K0.1%−1,220−7.9%Reduced–
BXBlackstone Inc.COM9,206$808.7K0.1%+47+0.5%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF7,097$808.8K0.1%+615+9.5%Added–
iShares Tr464287739U.S. REAL ES ETF9,551$810.9K0.1%−4,249−30.8%Reduced–
EFXEquifax IncCOM4,005$812.4K0.1%00.0%UnchangedHistory
ICLRIcon PLCCOM3,810$813.8K0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock5,542$817.2K0.1%+39+0.7%AddedHistory
AMDAdvanced Micro Devices IncStock8,351$818.5K0.1%−1,306−13.5%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS14,092$824.9K0.1%−4,318−23.5%Reduced–
iShares Tr46434V4070-5YR HI YL CP20,421$851.2K0.1%−69,009−77.2%Reduced–
iShares Tr464288307MRGSTR MD CP GRW14,795$851.6K0.1%+8+0.1%Added–
Schwab US Dividend Equity ETF808524797ETF11,677$854.3K0.1%−9,138−43.9%Reduced–
First Tr Exchange-Traded FD336917109SHS24,276$861.8K0.1%−20.0%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF3,496$874.8K0.1%−16,434−82.5%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF8,008$877.8K0.1%−12,418−60.8%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT6,090$880.7K0.1%−38,506−86.3%Reduced–
iShares Tr464287861EUROPE ETF17,978$899.3K0.1%+808+4.7%Added–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF18,015$912.7K0.1%−5,287−22.7%Reduced–
SLBSLB LimitedStock18,698$918.1K0.1%+434+2.4%AddedHistory
EWEdwards Lifesciences CorpStock11,195$926.2K0.1%+15+0.1%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF9,499$942.6K0.1%−2,591−21.4%Reduced–
iShares Tr46435G409MSCI INTL VLU FT38,211$947.3K0.1%−6,278−14.1%Reduced–
ORealty Income CorpREIT15,044$952.6K0.1%−220−1.4%ReducedHistory
UPSUnited Parcel Service IncStock4,933$957.0K0.1%−2,531−33.9%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF30,222$977.7K0.1%+4,075+15.6%Added–
IBMInternational Business Machines CorpStock7,482$980.9K0.1%−2,159−22.4%ReducedHistory

Sold out since Q4 2022 (84)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Whitehall FDS921946794INTL HIGH ETF72,545$4.32M0.4%–
Alps ETF Tr00162Q452ALERIAN MLP86,041$3.28M0.3%–
PINSPinterest, Inc.CL A105,288$2.56M0.2%History
iShares Inc464286533MSCI EMERG MRKT45,114$2.39M0.2%–
Dimensional ETF Trust25434V781INTL SMALL CAP V106,208$2.36M0.2%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF17,845$1.76M0.2%–
American Centy ETF Tr025072802INTL SMCP VLU29,149$1.61M0.1%–
American Centy ETF Tr025072364INTERNATIONAL LR34,445$1.55M0.1%–
iShares Inc46434G848MSCI GBL ETF NEW31,301$1.28M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF17,133$1.13M0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR104,274$1.10M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND14,782$1.07M0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL31,742$965.0K0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF12,404$904.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF19,601$861.5K0.1%–
Dimensional ETF Trust25434V765INTL HIGH PROFIT35,244$777.1K0.1%–
GMEGameStop Corp.Stock40,424$746.2K0.1%History
Amplify Blockchain Technology ETF032108607ETF48,760$737.3K0.1%–
CSXCSX CorpStock22,473$696.2K0.1%History
Dimensional ETF Trust25434V716US SUSTAINABILTY27,115$676.0K0.1%–
Dimensional ETF Trust25434V856INFLATION PROTE15,999$658.5K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU12,766$640.7K0.1%–
TMUST-Mobile US, Inc.Stock4,478$626.9K0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF43,652$622.9K0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM21,436$621.2K0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM235,743$620.0K0.1%History
AWFAlliancebernstein Global High Income Fund IncCOM66,930$617.1K0.1%History
UUnity Software Inc.COM21,456$613.4K0.1%History
iShares Tr464288182MSCI AC ASIA ETF8,858$573.9K0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM47,929$568.0K0.1%History
American Centy ETF Tr025072356REAL ESTATE ETF13,160$541.1K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF24,902$511.3K<0.1%–
PGRProgressive CorpStock3,925$509.1K<0.1%History
NTRNutrien Ltd.COM6,797$496.4K<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA11,962$489.8K<0.1%–
RIORio Tinto PLCADR6,849$487.7K<0.1%History
AMATApplied Materials IncStock4,681$455.9K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,429$445.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF22,975$443.2K<0.1%–
AONAon plcCL A1,464$439.4K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN12,486$432.0K<0.1%–
Fidelity MSCI Financials Index ETF316092501ETF8,277$396.8K<0.1%–
HSYHershey CoCOM1,712$396.4K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,814$387.1K<0.1%–
TRVTravelers Companies, Inc.Stock1,861$348.9K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$344.2K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF14,202$336.2K<0.1%–
CTVACorteva, Inc.Stock5,260$309.2K<0.1%History
Vanguard Energy ETF92204A306ETF2,486$301.5K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,952$299.7K<0.1%History
BHPBHP Group LtdADR4,652$288.7K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,847$274.7K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF8,593$272.7K<0.1%–
NUENucor CorpCOM2,008$264.8K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,309$263.9K<0.1%–
ATVIActivision Blizzard, Inc.COM3,416$261.6K<0.1%History
VALEVale S.A.SPONSORED ADS15,342$260.4K<0.1%History
XYLXylem Inc.COM2,241$247.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF9,201$247.1K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$233.4K<0.1%History
Dimensional ETF Trust25434V690INTERNATIONAL8,272$229.8K<0.1%–
SFLSFL Corp Ltd.SHS24,800$228.7K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,054$226.5K<0.1%–
SCHWSchwab Charles CorpStock2,667$222.1K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF4,260$219.6K<0.1%–
IFFInternational Flavors & Fragrances IncCOM2,048$214.7K<0.1%History
Vanguard Health Care ETF92204A504ETF864$214.3K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF6,794$213.8K<0.1%–
PYPLPayPal Holdings, Inc.Stock2,942$209.5K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF4,247$208.0K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF3,487$204.4K<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS8,847$203.6K<0.1%–
EXCExelon CorpStock4,705$203.4K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER7,206$203.0K<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM850$202.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$188.8K<0.1%History
Paramount Global92556H206CL B10,581$178.6K<0.1%–
SNAPSnap IncStock10,724$96.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$94.7K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999911,400$91.9K<0.1%History
LUMNLumen Technologies, Inc.Stock10,615$55.4K<0.1%History
TDAYUSA TODAY Co., Inc.COM13,942$28.3K<0.1%History
Bitfarms Ltd Com09173B107Stock39,500$17.4K<0.1%–
CORZCore Scientific, Inc.COMMON STOCK14,615$1.10K<0.1%History