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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
479
−33 vs. Q4 2022
Portfolio value
$986.1M
−$142.6M (−12.6%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Nwam LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
WFCWells Fargo & CompanyStock7,579$283.3K<0.1%+494+7.0%AddedHistory
ADSKAutodesk, Inc.COM1,362$283.5K<0.1%+94+7.4%AddedHistory
VLOValero Energy CorpStock2,037$284.4K<0.1%+397+24.2%AddedHistory
TFCTruist Financial CorpCOM8,377$285.7K<0.1%−707−7.8%ReducedHistory
SNOWSnowflake Inc.Stock1,852$285.9K<0.1%+13+0.7%AddedHistory
ORLYO Reilly Automotive IncStock339$287.8K<0.1%+51+17.7%AddedHistory
BPBP PLCADR7,586$287.8K<0.1%−675−8.2%ReducedHistory
EXPDExpeditors International of Washington IncCOM2,619$288.4K<0.1%+67+2.6%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,883$291.8K<0.1%−1,791−38.3%Reduced–
ProShares Tr74347R107PSHS ULT S&P 5005,839$293.2K<0.1%−4,161−41.6%Reduced–
KEYKeycorpCOM23,442$293.5K<0.1%−3,781−13.9%ReducedHistory
PAYXPaychex IncStock2,580$295.7K<0.1%+7+0.3%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,777$296.1K<0.1%+48+2.8%AddedHistory
RITMRithm Capital Corp.REIT37,175$297.4K<0.1%−75,380−67.0%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF9,271$297.8K<0.1%+9,271New–
iShares Tr464288448INTL SEL DIV ETF10,877$299.0K<0.1%+1,556+16.7%Added–
GMGeneral Motors CoCOM8,164$299.5K<0.1%−343−4.0%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM29,188$300.3K<0.1%−7,288−20.0%ReducedHistory
Vanguard Wellington FD921935706US QUALITY2,813$304.8K<0.1%+85+3.1%Added–
GNRCGenerac Holdings Inc.Stock2,829$305.6K<0.1%+2,829NewHistory
iShares Tr464288406MRGSTR MD CP VAL4,965$307.2K<0.1%−1,155−18.9%Reduced–
STXSeagate Technology Holdings plcORD SHS4,663$308.4K<0.1%+142+3.1%AddedHistory
NETCloudflare, Inc.CL A COM5,021$309.6K<0.1%+225+4.7%AddedHistory
iShares Semiconductor ETF464287523ETF697$310.1K<0.1%−67−8.8%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,366$310.1K<0.1%−438−24.3%Reduced–
ANETArista Networks, Inc.COM1,851$310.8K<0.1%−24,353−92.9%ReducedHistory
Altshares Trust02210T108MERGER ARBITRAGE12,300$311.9K<0.1%−2,970−19.4%Reduced–
iShares Core High Dividend ETF46429B663ETF3,093$314.5K<0.1%+13+0.4%Added–
TJXTJX Companies IncStock4,060$318.2K<0.1%−354−8.0%ReducedHistory
iShares Tr46435G672CORE INTL AGGR6,525$319.4K<0.1%00.0%Unchanged–
SGOLabrdn Gold ETF TrustETF17,065$322.0K<0.1%−309−1.8%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF2,406$322.6K<0.1%−1,789−42.6%Reduced–
FDXFedEx CorpStock1,417$323.8K<0.1%−474−25.1%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF8,699$325.2K<0.1%−2,465−22.1%Reduced–
Avidity Biosciences, Inc.05370A108COM21,500$330.0K<0.1%+3,759+21.2%Added–
APDAir Products & Chemicals, Inc.Stock1,149$330.1K<0.1%+2+0.2%AddedHistory
American Centy ETF Tr025072687AVANTIS SHFXDINC7,148$331.2K<0.1%−206−2.8%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF7,278$334.8K<0.1%+1,076+17.3%Added–
MUMicron Technology IncStock5,571$336.2K<0.1%−145−2.5%ReducedHistory
MDTMedtronic plcStock4,193$338.0K<0.1%−1,102−20.8%ReducedHistory
MDLZMondelez International, Inc.Stock4,872$339.7K<0.1%−971−16.6%ReducedHistory
RYRoyal Bank of CanadaStock3,619$346.0K<0.1%+770+27.0%AddedHistory
MSMorgan StanleyStock3,946$346.5K<0.1%+506+14.7%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,547$349.7K<0.1%+8+0.3%AddedHistory
BIIBBiogen Inc.COM1,265$351.7K<0.1%+5+0.4%AddedHistory
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH7,208$354.3K<0.1%+599+9.1%Added–
GISGeneral Mills IncStock4,174$356.7K<0.1%+19+0.5%AddedHistory
NVSNovartis AGADR3,891$358.0K<0.1%−571−12.8%ReducedHistory
AMTAmerican Tower CorpREIT1,752$358.2K<0.1%+58+3.4%AddedHistory
ADMArcher-Daniels-Midland CoStock4,537$361.5K<0.1%−48−1.0%ReducedHistory
LINLinde PLCStock1,028$365.5K<0.1%−113−9.9%ReducedHistory
CCitigroup IncStock7,853$368.2K<0.1%+378+5.1%AddedHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER3,866$369.6K<0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock964$371.5K<0.1%+104+12.1%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT7,116$371.9K<0.1%+7,116New–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV4,144$375.6K<0.1%+16+0.4%Added–
iShares Tr46432F388MSCI USA VALUE4,082$378.0K<0.1%−1,951−32.3%Reduced–
Fidelity Covington Trust316092873MSCI COMMNTN SVC10,370$379.6K<0.1%+10,370New–
TTETotalEnergies SESPONSORED ADS6,448$380.8K<0.1%+646+11.1%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,810$381.9K<0.1%−21,390−92.2%Reduced–
NFLXNetflix IncStock1,105$382.0K<0.1%−89−7.5%ReducedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF8,744$388.5K<0.1%+8,744New–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,823$393.0K<0.1%−5,373−58.4%Reduced–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,090$400.6K<0.1%+42+1.0%Added–
Dimensional ETF Trust25434V732EMERGING MKTS CO17,237$406.6K<0.1%−951−5.2%Reduced–
TGTTarget CorpStock2,466$408.5K<0.1%−174−6.6%ReducedHistory
NSCNorfolk Southern CorpStock1,966$416.8K<0.1%−3−0.2%ReducedHistory
PSXPhillips 66Stock4,121$417.8K<0.1%−458−10.0%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS6,982$418.6K<0.1%00.0%Unchanged–
MOSMosaic CoCOM9,144$419.6K<0.1%+9,144NewHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF3,019$419.9K<0.1%−5,833−65.9%Reduced–
WBAWalgreens Boots Alliance, Inc.COM12,175$421.0K<0.1%+2,732+28.9%AddedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,628$422.1K<0.1%+330+7.7%AddedHistory
Fidelity Covington Trust316092303CONSMR STAPLES9,444$426.4K<0.1%+9,444New–
Pacer FDS Tr69374H741DATA AND INFRAST14,447$428.4K<0.1%+3,261+29.2%Added–
MPCMarathon Petroleum CorpStock3,197$431.1K<0.1%−207−6.1%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF13,441$432.1K<0.1%+618+4.8%Added–
MAMastercard IncStock1,199$435.9K<0.1%−34−2.8%ReducedHistory
CLXClorox CoStock2,760$436.8K<0.1%−269−8.9%ReducedHistory
SPDR Series Trust78464A706ST STR GLB DOW4,092$440.2K<0.1%+770+23.2%Added–
iShares Tr464288273EAFE SML CP ETF7,435$442.5K<0.1%−1,139−13.3%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,841$444.5K<0.1%+1,536+46.5%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF2,383$445.2K<0.1%−30,661−92.8%Reduced–
iShares Tr464287796U.S. ENERGY ETF10,212$446.8K<0.1%−26,051−71.8%Reduced–
WMWaste Management IncStock2,739$447.1K<0.1%+341+14.2%AddedHistory
American Centy ETF Tr025072562AVANTIS CORE FI10,800$455.0K<0.1%−4,842−31.0%Reduced–
iShares Tr464288356CALIF MUN BD ETF7,985$458.5K<0.1%+140+1.8%Added–
SYYSysco CorpStock5,952$459.7K<0.1%−64−1.1%ReducedHistory
Dimensional ETF Trust25434V831US HIGH PROF ETF18,377$462.0K<0.1%−64,332−77.8%Reduced–
PTYPIMCO Corporate & Income Opportunity FundCOM37,550$468.2K<0.1%+181+0.5%AddedHistory
DOWDow Inc.Stock8,639$473.6K<0.1%−1,033−10.7%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$476.5K<0.1%00.0%Unchanged–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF10,231$477.4K<0.1%+1,718+20.2%Added–
American Centy ETF Tr025072877US SML CP VALU6,470$479.2K<0.1%−56,629−89.7%Reduced–
iShares Inc46434G863ESG AWR MSCI EM15,365$483.7K<0.1%+3,242+26.7%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF1,063$487.4K<0.1%−2,494−70.1%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF4,463$490.7K<0.1%−923−17.1%Reduced–
COPConocoPhillipsStock5,008$496.9K0.1%−313−5.9%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF4,728$498.9K0.1%−111,203−95.9%Reduced–
CRMSalesforce, Inc.Stock2,501$499.6K0.1%−340−12.0%ReducedHistory

Sold out since Q4 2022 (84)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Whitehall FDS921946794INTL HIGH ETF72,545$4.32M0.4%–
Alps ETF Tr00162Q452ALERIAN MLP86,041$3.28M0.3%–
PINSPinterest, Inc.CL A105,288$2.56M0.2%History
iShares Inc464286533MSCI EMERG MRKT45,114$2.39M0.2%–
Dimensional ETF Trust25434V781INTL SMALL CAP V106,208$2.36M0.2%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF17,845$1.76M0.2%–
American Centy ETF Tr025072802INTL SMCP VLU29,149$1.61M0.1%–
American Centy ETF Tr025072364INTERNATIONAL LR34,445$1.55M0.1%–
iShares Inc46434G848MSCI GBL ETF NEW31,301$1.28M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF17,133$1.13M0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR104,274$1.10M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND14,782$1.07M0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL31,742$965.0K0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF12,404$904.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF19,601$861.5K0.1%–
Dimensional ETF Trust25434V765INTL HIGH PROFIT35,244$777.1K0.1%–
GMEGameStop Corp.Stock40,424$746.2K0.1%History
Amplify Blockchain Technology ETF032108607ETF48,760$737.3K0.1%–
CSXCSX CorpStock22,473$696.2K0.1%History
Dimensional ETF Trust25434V716US SUSTAINABILTY27,115$676.0K0.1%–
Dimensional ETF Trust25434V856INFLATION PROTE15,999$658.5K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU12,766$640.7K0.1%–
TMUST-Mobile US, Inc.Stock4,478$626.9K0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF43,652$622.9K0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM21,436$621.2K0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM235,743$620.0K0.1%History
AWFAlliancebernstein Global High Income Fund IncCOM66,930$617.1K0.1%History
UUnity Software Inc.COM21,456$613.4K0.1%History
iShares Tr464288182MSCI AC ASIA ETF8,858$573.9K0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM47,929$568.0K0.1%History
American Centy ETF Tr025072356REAL ESTATE ETF13,160$541.1K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF24,902$511.3K<0.1%–
PGRProgressive CorpStock3,925$509.1K<0.1%History
NTRNutrien Ltd.COM6,797$496.4K<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA11,962$489.8K<0.1%–
RIORio Tinto PLCADR6,849$487.7K<0.1%History
AMATApplied Materials IncStock4,681$455.9K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,429$445.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF22,975$443.2K<0.1%–
AONAon plcCL A1,464$439.4K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN12,486$432.0K<0.1%–
Fidelity MSCI Financials Index ETF316092501ETF8,277$396.8K<0.1%–
HSYHershey CoCOM1,712$396.4K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,814$387.1K<0.1%–
TRVTravelers Companies, Inc.Stock1,861$348.9K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$344.2K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF14,202$336.2K<0.1%–
CTVACorteva, Inc.Stock5,260$309.2K<0.1%History
Vanguard Energy ETF92204A306ETF2,486$301.5K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,952$299.7K<0.1%History
BHPBHP Group LtdADR4,652$288.7K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,847$274.7K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF8,593$272.7K<0.1%–
NUENucor CorpCOM2,008$264.8K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,309$263.9K<0.1%–
ATVIActivision Blizzard, Inc.COM3,416$261.6K<0.1%History
VALEVale S.A.SPONSORED ADS15,342$260.4K<0.1%History
XYLXylem Inc.COM2,241$247.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF9,201$247.1K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$233.4K<0.1%History
Dimensional ETF Trust25434V690INTERNATIONAL8,272$229.8K<0.1%–
SFLSFL Corp Ltd.SHS24,800$228.7K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,054$226.5K<0.1%–
SCHWSchwab Charles CorpStock2,667$222.1K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF4,260$219.6K<0.1%–
IFFInternational Flavors & Fragrances IncCOM2,048$214.7K<0.1%History
Vanguard Health Care ETF92204A504ETF864$214.3K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF6,794$213.8K<0.1%–
PYPLPayPal Holdings, Inc.Stock2,942$209.5K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF4,247$208.0K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF3,487$204.4K<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS8,847$203.6K<0.1%–
EXCExelon CorpStock4,705$203.4K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER7,206$203.0K<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM850$202.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$188.8K<0.1%History
Paramount Global92556H206CL B10,581$178.6K<0.1%–
SNAPSnap IncStock10,724$96.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$94.7K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999911,400$91.9K<0.1%History
LUMNLumen Technologies, Inc.Stock10,615$55.4K<0.1%History
TDAYUSA TODAY Co., Inc.COM13,942$28.3K<0.1%History
Bitfarms Ltd Com09173B107Stock39,500$17.4K<0.1%–
CORZCore Scientific, Inc.COMMON STOCK14,615$1.10K<0.1%History