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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
479
−33 vs. Q4 2022
Portfolio value
$986.1M
−$142.6M (−12.6%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Nwam LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$7.17K<0.1%00.0%UnchangedHistory
AKUAkumin Inc.COM10,900$7.41K<0.1%+10,900NewHistory
LABStandard Biotools Inc.COM11,358$22.1K<0.1%+11,358NewHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A10,000$31.2K<0.1%00.0%UnchangedHistory
XLOXilio Therapeutics, Inc.COM10,000$31.7K<0.1%00.0%UnchangedHistory
QCLSQ/C Technologies, Inc.COM25,000$43.0K<0.1%+25,000NewHistory
GERNGeron CorpCOM20,000$43.4K<0.1%+20,000NewHistory
FSRFisker Inc.CL A COM STK11,301$69.4K<0.1%+11,301NewHistory
RIGTransocean Ltd.REGISTERED SHS11,300$71.9K<0.1%−11,646−50.8%ReducedHistory
SOFISoFi Technologies, Inc.Stock13,117$79.6K<0.1%+13,117NewHistory
AMLIFAmerican Lithium Corp.COM35,000$80.8K<0.1%+35,000NewHistory
VODVodafone Group Public Ltd CoADR10,022$110.6K<0.1%+10,022NewHistory
BINIBollinger Innovations, Inc.COMMON STOCK902,810$118.5K<0.1%+902,810NewHistory
DCGODocGo Inc.COM15,000$129.8K<0.1%+15,000NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT37,600$137.6K<0.1%−128,932−77.4%ReducedHistory
ZVIAZevia PBCCL A35,866$138.1K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock17,929$151.5K<0.1%−2,466−12.1%ReducedHistory
HBANHuntington Bancshares IncCOM14,150$158.5K<0.1%+14,150NewHistory
ERCAllspring Multi-Sector Income FundCOM19,643$179.7K<0.1%+70.0%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN15,071$187.9K<0.1%+361+2.5%AddedHistory
SJMJ M SMUCKER CoStock1,283$201.9K<0.1%−115−8.2%ReducedHistory
WYWeyerhaeuser CoCOM NEW6,705$202.0K<0.1%−701−9.5%ReducedHistory
Victory Portfolios II92647N832VCSHS US SML CAP3,408$202.2K<0.1%−864−20.2%Reduced–
AEPAmerican Electric Power Co IncStock2,238$203.7K<0.1%−294−11.6%ReducedHistory
GPCGenuine Parts CoStock1,218$203.8K<0.1%+8+0.7%AddedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,686$204.4K<0.1%+2,686New–
CICigna GroupStock801$204.9K<0.1%−76−8.7%ReducedHistory
PRUPrudential Financial IncStock2,478$205.0K<0.1%−336−11.9%ReducedHistory
ZSZscaler, Inc.Stock1,769$206.7K<0.1%+1,769NewHistory
iShares Core S&P U.S. Growth ETF464287671ETF2,328$206.7K<0.1%+2,328New–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,305$208.4K<0.1%−155−3.5%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,750$208.9K<0.1%−1,651−37.5%Reduced–
Goldman Sachs ETF Tr381430545HEDGE IND ETF2,715$209.0K<0.1%+2,715New–
ARK Next Generation Technology ETF00214Q401ETF3,908$209.6K<0.1%+3,908New–
SPDR Series Trust78464A656ST STR TIPS ETF7,935$211.6K<0.1%+7,935New–
ProShares Tr74347R206PSHS ULTRA QQQ4,321$214.2K<0.1%+4,321New–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM3,971$216.8K<0.1%−5,094−56.2%Reduced–
XELXcel Energy IncStock3,224$217.5K<0.1%+177+5.8%AddedHistory
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,663$218.9K<0.1%+4,663New–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF12,514$219.1K<0.1%−24,446−66.1%Reduced–
ADIAnalog Devices IncStock1,114$219.7K<0.1%+1,114NewHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,600$220.2K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
iShares Inc464286392MSCI WORLD ETF1,872$220.3K<0.1%+1,872New–
ULUnilever PLCSPON ADR NEW4,247$220.6K<0.1%−135−3.1%ReducedHistory
NVONovo Nordisk A SADR1,389$221.0K<0.1%+1,389NewHistory
GSKGSK plcADR6,232$221.8K<0.1%+6,232NewHistory
iShares Tr46436E619ESG ADVAN ETF5,149$222.6K<0.1%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,021$223.4K<0.1%+2,021New–
HZNPHorizon Therapeutics Public Ltd CoSHS2,054$224.2K<0.1%−137−6.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW8,211$224.7K<0.1%00.0%Unchanged–
CBChubb LtdStock1,159$225.2K<0.1%−58−4.8%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM5,900$225.3K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock85$225.5K<0.1%+85NewHistory
ELVElevance Health, Inc.Stock492$226.6K<0.1%−81−14.1%ReducedHistory
J P Morgan Exchange Traded F46641Q167ACTIVE VALUE ETF4,426$227.8K<0.1%+4,426New–
iShares Russell Mid-Cap Value ETF464287473ETF2,154$228.8K<0.1%−333−13.4%Reduced–
ABNBAirbnb, Inc.Stock1,843$229.3K<0.1%+1,843NewHistory
iShares Tr46434V456MSCI INTL QUALTY6,505$229.7K<0.1%−705−9.8%Reduced–
Fidelity High Dividend ETF316092840ETF6,087$231.8K<0.1%+6+0.1%Added–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,423$233.9K<0.1%−1,127−24.8%Reduced–
DDDuPont de Nemours, Inc.COM3,277$235.2K<0.1%−1,234−27.4%ReducedHistory
PHParker-Hannifin CorpStock707$237.7K<0.1%−107−13.1%ReducedHistory
MNSTMonster Beverage CorpCOM4,402$237.8K<0.1%+4,402NewHistory
Flexshares Tr33939L605IBOXX 5YR TRGT9,711$237.8K<0.1%+9,711New–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,154$238.1K<0.1%+304+10.7%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF5,859$238.6K<0.1%−2,935−33.4%Reduced–
ITWIllinois Tool Works IncStock981$238.9K<0.1%−414−29.7%ReducedHistory
iShares Tr46435G102CONV BD ETF3,296$239.4K<0.1%−9,390−74.0%Reduced–
KMIKinder Morgan, Inc.Stock13,676$239.5K<0.1%−342−2.4%ReducedHistory
DALDelta Air Lines, Inc.COM NEW6,875$240.1K<0.1%−88−1.3%ReducedHistory
KRKroger CoStock4,909$242.4K<0.1%−1,600−24.6%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF1,757$244.1K<0.1%−25−1.4%Reduced–
ETNEaton Corp plcStock1,427$244.5K<0.1%−2,312−61.8%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS3,739$244.9K<0.1%+3,739New–
BIDUBaidu, Inc.ADR1,627$245.5K<0.1%+1,627NewHistory
iShares Tr46436E7180-3 MTH TREASURY2,448$246.2K<0.1%+2,448New–
iShares Inc46434G889EMNG MKTS EQT5,952$247.1K<0.1%+5,952New–
DEODiageo PLCSPON ADR NEW1,373$248.8K<0.1%−154−10.1%ReducedHistory
BLKBlackRock, Inc.COM372$249.1K<0.1%+70+23.2%AddedHistory
EOGEOG Resources IncStock2,192$251.3K<0.1%−550−20.1%ReducedHistory
ROKRockwell Automation, IncStock871$255.6K<0.1%−20−2.2%ReducedHistory
Dimensional ETF Trust25434V658GLOBAL REAL EST10,424$255.9K<0.1%+10,424New–
GEHCGE HealthCare Technologies Inc.Stock3,139$257.5K<0.1%+3,139NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,192$258.0K<0.1%−235−16.5%Reduced–
GDGeneral Dynamics CorpStock1,138$259.8K<0.1%−347−23.4%ReducedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW4,169$262.2K<0.1%+228+5.8%Added–
iShares Tr46429B333GNMA BOND ETF5,978$265.8K<0.1%+609+11.3%Added–
MSIMotorola Solutions, Inc.Stock932$266.7K<0.1%+18+2.0%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM31,100$268.7K<0.1%−125,830−80.2%ReducedHistory
BABAAlibaba Group Holding LtdADR2,645$270.3K<0.1%−88−3.2%ReducedHistory
iShares Tr464287622RUS 1000 ETF1,206$271.7K<0.1%−593−33.0%Reduced–
BNSBank of Nova ScotiaCOM5,428$273.4K<0.1%+513+10.4%AddedHistory
Vanguard Long-Term Treasury ETF92206C847ETF4,183$274.0K<0.1%+4,183New–
WisdomTree Tr97717W281EMG MKTS SMCAP6,024$275.8K<0.1%+62+1.0%Added–
iShares Tr464288869MICRO-CAP ETF2,646$276.5K<0.1%−263−9.0%Reduced–
iShares Tr464287762US HLTHCARE ETF1,020$278.8K<0.1%−431−29.7%Reduced–
DUKDuke Energy CORPStock2,899$279.7K<0.1%−241−7.7%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,427$280.1K<0.1%−264−15.6%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A4,601$280.4K<0.1%+289+6.7%AddedHistory
DGDollar General CorpCOM1,345$283.2K<0.1%+107+8.6%AddedHistory

Sold out since Q4 2022 (84)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Whitehall FDS921946794INTL HIGH ETF72,545$4.32M0.4%–
Alps ETF Tr00162Q452ALERIAN MLP86,041$3.28M0.3%–
PINSPinterest, Inc.CL A105,288$2.56M0.2%History
iShares Inc464286533MSCI EMERG MRKT45,114$2.39M0.2%–
Dimensional ETF Trust25434V781INTL SMALL CAP V106,208$2.36M0.2%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF17,845$1.76M0.2%–
American Centy ETF Tr025072802INTL SMCP VLU29,149$1.61M0.1%–
American Centy ETF Tr025072364INTERNATIONAL LR34,445$1.55M0.1%–
iShares Inc46434G848MSCI GBL ETF NEW31,301$1.28M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF17,133$1.13M0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR104,274$1.10M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND14,782$1.07M0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL31,742$965.0K0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF12,404$904.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF19,601$861.5K0.1%–
Dimensional ETF Trust25434V765INTL HIGH PROFIT35,244$777.1K0.1%–
GMEGameStop Corp.Stock40,424$746.2K0.1%History
Amplify Blockchain Technology ETF032108607ETF48,760$737.3K0.1%–
CSXCSX CorpStock22,473$696.2K0.1%History
Dimensional ETF Trust25434V716US SUSTAINABILTY27,115$676.0K0.1%–
Dimensional ETF Trust25434V856INFLATION PROTE15,999$658.5K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU12,766$640.7K0.1%–
TMUST-Mobile US, Inc.Stock4,478$626.9K0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF43,652$622.9K0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM21,436$621.2K0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM235,743$620.0K0.1%History
AWFAlliancebernstein Global High Income Fund IncCOM66,930$617.1K0.1%History
UUnity Software Inc.COM21,456$613.4K0.1%History
iShares Tr464288182MSCI AC ASIA ETF8,858$573.9K0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM47,929$568.0K0.1%History
American Centy ETF Tr025072356REAL ESTATE ETF13,160$541.1K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF24,902$511.3K<0.1%–
PGRProgressive CorpStock3,925$509.1K<0.1%History
NTRNutrien Ltd.COM6,797$496.4K<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA11,962$489.8K<0.1%–
RIORio Tinto PLCADR6,849$487.7K<0.1%History
AMATApplied Materials IncStock4,681$455.9K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,429$445.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF22,975$443.2K<0.1%–
AONAon plcCL A1,464$439.4K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN12,486$432.0K<0.1%–
Fidelity MSCI Financials Index ETF316092501ETF8,277$396.8K<0.1%–
HSYHershey CoCOM1,712$396.4K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,814$387.1K<0.1%–
TRVTravelers Companies, Inc.Stock1,861$348.9K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$344.2K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF14,202$336.2K<0.1%–
CTVACorteva, Inc.Stock5,260$309.2K<0.1%History
Vanguard Energy ETF92204A306ETF2,486$301.5K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,952$299.7K<0.1%History
BHPBHP Group LtdADR4,652$288.7K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,847$274.7K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF8,593$272.7K<0.1%–
NUENucor CorpCOM2,008$264.8K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,309$263.9K<0.1%–
ATVIActivision Blizzard, Inc.COM3,416$261.6K<0.1%History
VALEVale S.A.SPONSORED ADS15,342$260.4K<0.1%History
XYLXylem Inc.COM2,241$247.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF9,201$247.1K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$233.4K<0.1%History
Dimensional ETF Trust25434V690INTERNATIONAL8,272$229.8K<0.1%–
SFLSFL Corp Ltd.SHS24,800$228.7K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,054$226.5K<0.1%–
SCHWSchwab Charles CorpStock2,667$222.1K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF4,260$219.6K<0.1%–
IFFInternational Flavors & Fragrances IncCOM2,048$214.7K<0.1%History
Vanguard Health Care ETF92204A504ETF864$214.3K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF6,794$213.8K<0.1%–
PYPLPayPal Holdings, Inc.Stock2,942$209.5K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF4,247$208.0K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF3,487$204.4K<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS8,847$203.6K<0.1%–
EXCExelon CorpStock4,705$203.4K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER7,206$203.0K<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM850$202.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$188.8K<0.1%History
Paramount Global92556H206CL B10,581$178.6K<0.1%–
SNAPSnap IncStock10,724$96.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$94.7K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999911,400$91.9K<0.1%History
LUMNLumen Technologies, Inc.Stock10,615$55.4K<0.1%History
TDAYUSA TODAY Co., Inc.COM13,942$28.3K<0.1%History
Bitfarms Ltd Com09173B107Stock39,500$17.4K<0.1%–
CORZCore Scientific, Inc.COMMON STOCK14,615$1.10K<0.1%History