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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 8, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
512
+31 vs. Q3 2022
Portfolio value
$1.13B
+$80.8M (+7.7%) vs. Q3 2022
Filed
Feb 8, 2023
SEC
Holdings of Nwam LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM9,065$494.0K<0.1%−1,232−12.0%Reduced–
NTRNutrien Ltd.COM6,797$496.4K<0.1%+197+3.0%AddedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,487$498.5K<0.1%−54−0.5%Reduced–
Dimensional ETF Trust25434V799INTL CORE EQUITY22,520$503.3K<0.1%+2,093+10.2%Added–
PGRProgressive CorpStock3,925$509.1K<0.1%+884+29.1%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF24,902$511.3K<0.1%+1,991+8.7%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF8,071$519.4K<0.1%−747−8.5%Reduced–
American Centy ETF Tr025072885US EQT ETF7,657$520.8K<0.1%−145−1.9%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF13,314$539.4K<0.1%+13,314New–
American Centy ETF Tr025072356REAL ESTATE ETF13,160$541.1K<0.1%+5,200+65.3%Added–
Schwab U.S. Mid-Cap ETF808524508ETF8,281$543.3K<0.1%+3,317+66.8%Added–
AZNAstraZeneca PLCSPONSORED ADR8,054$546.1K<0.1%+568+7.6%AddedHistory
OXYOccidental Petroleum CorpStock8,728$549.8K<0.1%+5,320+156.1%AddedHistory
iShares Tr46432F388MSCI USA VALUE6,033$549.9K<0.1%+63+1.1%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF13,971$553.0K<0.1%−717−4.9%Reduced–
SHELShell plcADR9,712$553.1K<0.1%+3,186+48.8%AddedHistory
SYKStryker CorpStock2,265$553.8K<0.1%+197+9.5%AddedHistory
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF21,780$560.4K<0.1%−336−1.5%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF4,195$567.3K0.1%+126+3.1%Added–
PCNPIMCO Corporate & Income Strategy FundCOM47,929$568.0K0.1%−6,705−12.3%ReducedHistory
iShares Tr464288182MSCI AC ASIA ETF8,858$573.9K0.1%−385−4.2%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,386$582.2K0.1%+325+6.4%Added–
ETNEaton Corp plcStock3,739$586.9K0.1%+1,176+45.9%AddedHistory
Fidelity Covington Trust316092618ENHA HIGH YI ETF12,772$587.5K0.1%+12,772New–
BMOBank of MontrealCOM6,523$591.0K0.1%+29+0.4%AddedHistory
iShares Tr464287325GLOB HLTHCRE ETF6,974$592.0K0.1%−205−2.9%Reduced–
JCIJohnson Controls International plcStock9,319$596.5K0.1%−88−0.9%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT166,532$604.5K0.1%−1,835−1.1%ReducedHistory
iShares Tr464288109MORNINGSTAR VALU9,590$606.4K0.1%00.0%Unchanged–
Schwab US Aggregate Bond ETF808524839ETF13,302$607.2K0.1%+50.0%Added–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I12,238$607.4K0.1%+12,238New–
Fidelity MSCI Information Technology Index ETF316092808ETF6,482$612.6K0.1%−4,639−41.7%Reduced–
UUnity Software Inc.COM21,456$613.4K0.1%+6,046+39.2%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM66,930$617.1K0.1%−7,565−10.2%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM235,743$620.0K0.1%−29,109−11.0%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM21,436$621.2K0.1%+471+2.2%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF43,652$622.9K0.1%+2,489+6.0%Added–
AMDAdvanced Micro Devices IncStock9,657$625.5K0.1%+353+3.8%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT26,567$626.7K0.1%+9,283+53.7%Added–
TMUST-Mobile US, Inc.Stock4,478$626.9K0.1%+800+21.8%AddedHistory
COPConocoPhillipsStock5,321$628.0K0.1%+449+9.2%AddedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF36,960$632.8K0.1%−4,079−9.9%Reduced–
FFord Motor CoStock54,594$634.9K0.1%+393+0.7%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF16,408$639.7K0.1%−20.0%Reduced–
American Centy ETF Tr025072349US LARGE CAP VLU12,766$640.7K0.1%+3,140+32.6%Added–
American Centy ETF Tr025072562AVANTIS CORE FI15,642$640.9K0.1%−3,592−18.7%Reduced–
iShares Tr46434V878ULTRA SHORT DUR12,943$647.7K0.1%+123+1.0%Added–
Dimensional ETF Trust25434V856INFLATION PROTE15,999$658.5K0.1%+15,999New–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,913$660.5K0.1%−1,623−12.0%Reduced–
iShares Tr46435G474FALN ANGLS USD26,860$661.0K0.1%−17,447−39.4%Reduced–
iShares Core S&P US Value ETF464287663ETF9,464$668.5K0.1%−749−7.3%Reduced–
CVSCVS Health CorpStock7,233$674.1K0.1%+685+10.5%AddedHistory
Dimensional ETF Trust25434V716US SUSTAINABILTY27,115$676.0K0.1%+27,115New–
BXBlackstone Inc.COM9,159$679.6K0.1%+1,732+23.3%AddedHistory
NKENIKE, Inc.Stock5,890$689.3K0.1%+312+5.6%AddedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH11,432$692.7K0.1%00.0%Unchanged–
CSXCSX CorpStock22,473$696.2K0.1%+9,105+68.1%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND4,262$733.5K0.1%+285+7.2%Added–
Amplify Blockchain Technology ETF032108607ETF48,760$737.3K0.1%+1,300+2.7%Added–
ICLRIcon PLCCOM3,810$740.1K0.1%00.0%UnchangedHistory
GMEGameStop Corp.Stock40,424$746.2K0.1%+40,424NewHistory
iShares Tr46435U218ESG MSCI LEADR11,271$747.4K0.1%−299−2.6%Reduced–
UBERUber Technologies, IncStock30,251$748.1K0.1%+849+2.9%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF26,147$749.4K0.1%−16,504−38.7%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF16,323$762.3K0.1%−11,560−41.5%Reduced–
BOHBank of Hawaii CorpCOM10,000$775.6K0.1%00.0%UnchangedHistory
Dimensional ETF Trust25434V765INTL HIGH PROFIT35,244$777.1K0.1%−2,189−5.8%Reduced–
iShares Tr464287861EUROPE ETF17,170$777.6K0.1%−696−3.9%Reduced–
EFXEquifax IncCOM4,005$778.4K0.1%−224−5.3%ReducedHistory
WMTWalmart Inc.Stock5,503$780.4K0.1%+77+1.4%AddedHistory
iShares Tr46434V803HDG MSCI EAFE29,251$789.8K0.1%+8,221+39.1%Added–
iShares Tr464288307MRGSTR MD CP GRW14,787$796.7K0.1%+635+4.5%Added–
iShares Tr464288208MRGSTR MD CP ETF13,634$799.9K0.1%+1,541+12.7%Added–
IAUiShares Gold TrustETF23,247$804.1K0.1%−16−0.1%ReducedHistory
NEENextera Energy IncStock9,620$804.3K0.1%−118−1.2%ReducedHistory
ARCHArch Resources, Inc.CL A5,640$805.3K0.1%+5,640NewHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF13,258$808.5K0.1%+5,899+80.2%Added–
American Centy ETF Tr025072604AVANTIS EMGMKT16,070$810.8K0.1%+5,158+47.3%Added–
SOSouthern CoStock11,386$813.1K0.1%+534+4.9%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF7,160$816.0K0.1%−1,334−15.7%Reduced–
American Centy ETF Tr025072703INTL EQT ETF15,390$818.6K0.1%+1,148+8.1%Added–
EWEdwards Lifesciences CorpStock11,180$834.1K0.1%−62−0.6%ReducedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF19,601$861.5K0.1%−574−2.8%Reduced–
AFGAmerican Financial Group IncCOM6,377$875.5K0.1%+115+1.8%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN22,980$880.8K0.1%+47+0.2%Added–
iShares Tr46435G102CONV BD ETF12,686$881.3K0.1%−189−1.5%Reduced–
First Tr Exchange-Traded FD336917109SHS24,278$887.6K0.1%+120.0%Added–
CARRCarrier Global CorpStock21,828$900.4K0.1%+21,828NewHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF12,404$904.8K0.1%+4,629+59.5%Added–
RITMRithm Capital Corp.REIT112,555$919.6K0.1%−2,100−1.8%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF9,196$927.0K0.1%00.0%Unchanged–
CATCaterpillar IncStock3,877$928.9K0.1%−167−4.1%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF6,800$943.1K0.1%+1,042+18.1%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL31,742$965.0K0.1%+6,635+26.4%Added–
ORealty Income CorpREIT15,264$968.2K0.1%+1,244+8.9%AddedHistory
SGENSeagen Inc.COM7,585$974.7K0.1%−82−1.1%ReducedHistory
SLBSLB LimitedStock18,264$976.4K0.1%−5,167−22.1%ReducedHistory
ADPAutomatic Data Processing IncStock4,175$997.3K0.1%−91−2.1%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART33,890$998.4K0.1%+50.0%Added–
TXNTexas Instruments IncStock6,183$1.02M0.1%−219−3.4%ReducedHistory

Sold out since Q3 2022 (33)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
GNRCGenerac Holdings Inc.Stock17,948$3.20M0.3%History
Global X Uranium ETF37954Y871ETF133,288$2.64M0.3%–
LENLennar CorpCL A25,496$1.90M0.2%History
iShares Tr46429B655FLTG RATE NT ETF37,572$1.89M0.2%–
PHMPultegroup IncCOM33,952$1.27M0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF54,083$1.18M0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD21,644$1.06M0.1%–
iShares Core Dividend Growth ETF46434V621ETF22,961$1.02M0.1%–
Schwab US Tips ETF808524870ETF15,111$783.0K0.1%–
iShares U S ETF Tr46431W598BLOOMBERG ROLL11,555$636.0K0.1%–
NEUENeueHealth, Inc.COM604,458$635.0K0.1%History
American Centy ETF Tr025072281AVANTIS RESPON U10,829$460.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH13,648$459.0K<0.1%–
J P Morgan Exchange-Traded F46641Q175ACTIVEBUILDE INT12,292$432.0K<0.1%–
LTHMLivent Corp.COM13,649$418.0K<0.1%History
BRK.ABerkshire Hathaway IncCL A1$406.0K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF7,264$404.0K<0.1%–
ECLEcolab Inc.Stock2,460$355.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT4,799$345.0K<0.1%–
COINCoinbase Global, Inc.COM CL A4,506$291.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH6,996$286.0K<0.1%History
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS19,989$264.0K<0.1%History
iShares Inc46434G764MSCI EMRG CHN5,939$263.0K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF13,131$261.0K<0.1%–
ABNBAirbnb, Inc.Stock2,429$255.0K<0.1%History
MRVLMarvell Technology, Inc.COM5,558$238.0K<0.1%History
ZSZscaler, Inc.Stock1,442$237.0K<0.1%History
iShares Tr464288760US AER DEF ETF2,375$217.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,564$217.0K<0.1%–
DDOGDatadog, Inc.CL A COM2,321$206.0K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF6,001$204.0K<0.1%–
NSLNuveen Senior Income FundCOM12,100$57.0K<0.1%History
Credit Suisse Group225401108SPONSORED ADR10,198$40.0K<0.1%–