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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
522
+17 vs. Q4 2021
Portfolio value
$1.30B
+$36.8M (+2.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Nwam LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH9,237$523.0K<0.1%+3,612+64.2%AddedHistory
DEODiageo PLCSPON ADR NEW2,602$528.0K<0.1%+2,602NewHistory
BRK.ABerkshire Hathaway IncCL A1$529.0K<0.1%00.0%UnchangedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF6,977$530.0K<0.1%+1,909+37.7%Added–
SPDR Series Trust78464A722ST STR SP PHARMA11,748$532.0K<0.1%+122+1.0%Added–
WisdomTree Tr97717W851JAPN HEDGE EQT8,398$538.0K<0.1%−306−3.5%Reduced–
NSCNorfolk Southern CorpStock1,899$542.0K<0.1%−27−1.4%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,627$543.0K<0.1%−830−18.6%Reduced–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,577$543.0K<0.1%+4,637+38.8%Added–
PSXPhillips 66Stock6,311$545.0K<0.1%−3,095−32.9%ReducedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,500$549.0K<0.1%+67+0.8%Added–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,768$552.0K<0.1%+1,621+16.0%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS7,008$554.0K<0.1%+2,037+41.0%Added–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US6,843$560.0K<0.1%+6,843New–
Invesco Exch Traded FD Tr II46138G508SR LN ETF25,710$560.0K<0.1%−1,229−4.6%Reduced–
NETCloudflare, Inc.CL A COM4,685$561.0K<0.1%−229−4.7%ReducedHistory
VanEck ETF Trust92189F353EMERGING MRKT HI28,034$565.0K<0.1%+3,231+13.0%Added–
COPConocoPhillipsStock5,711$571.0K<0.1%+884+18.3%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$572.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS9,153$576.0K<0.1%−1,023−10.1%Reduced–
iShares Tr464288562RESIDENTIAL MULT6,069$582.0K<0.1%+6,069New–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF7,725$583.0K<0.1%−23,892−75.6%Reduced–
iShares Tr464288760US AER DEF ETF5,275$584.0K<0.1%+2,921+124.1%Added–
iShares Tr46434V696CORE MSCI PAC9,720$592.0K<0.1%−2,489−20.4%Reduced–
SP Funds S&P 500 Sharia Industry Exclusions ETF886364801ETF19,000$593.0K<0.1%+19,000New–
ANSSAnsys IncCOM1,868$593.0K<0.1%−9−0.5%ReducedHistory
GEGeneral Electric CoStock6,487$594.0K<0.1%−26,637−80.4%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF5,496$595.0K<0.1%−21−0.4%Reduced–
MUMicron Technology IncStock7,720$601.0K<0.1%+609+8.6%AddedHistory
Fidelity Covington Trust316092709MSCI INDL INDX11,163$601.0K<0.1%+4,829+76.2%Added–
iShares Tr46435U853BROAD USD HIGH15,783$613.0K<0.1%+15,783New–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF12,723$615.0K<0.1%+12,723New–
NOWServiceNow, Inc.Stock1,110$618.0K<0.1%−91−7.6%ReducedHistory
JCIJohnson Controls International plcStock9,425$618.0K<0.1%+366+4.0%AddedHistory
ETNEaton Corp plcStock4,101$622.0K<0.1%−220−5.1%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,742$623.0K<0.1%+92+3.5%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF7,155$631.0K<0.1%+1,637+29.7%Added–
PHParker-Hannifin CorpStock2,245$637.0K<0.1%+209+10.3%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW10,000$643.0K<0.1%+1,952+24.3%Added–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF8,565$651.0K0.1%+3,878+82.7%Added–
AMATApplied Materials IncStock4,955$653.0K0.1%+1,121+29.2%AddedHistory
LYBLyondellBasell Industries N.V.SHS - A -6,360$654.0K0.1%+6,360NewHistory
Schwab U.S. Mid-Cap ETF808524508ETF8,675$658.0K0.1%+790+10.0%Added–
iShares Tr464288109MORNINGSTAR VALU9,590$658.0K0.1%00.0%Unchanged–
AZNAstraZeneca PLCSPONSORED ADR9,929$659.0K0.1%+3,310+50.0%AddedHistory
iShares Tr46435G334MSCI UK ETF NEW19,814$667.0K0.1%−11−0.1%Reduced–
Fidelity Covington Trust316092873MSCI COMMNTN SVC14,691$668.0K0.1%−1,232−7.7%Reduced–
IAUiShares Gold TrustETF18,172$669.0K0.1%+2,131+13.3%AddedHistory
iShares Tr46428865310-20 YR TRS ETF5,033$677.0K0.1%+5,033New–
LMTLockheed Martin CorpStock1,554$686.0K0.1%+658+73.4%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF12,921$686.0K0.1%+6,628+105.3%Added–
iShares Tr464287291GLOBAL TECH ETF12,146$705.0K0.1%+1,025+9.2%Added–
CVSCVS Health CorpStock7,025$711.0K0.1%+1,534+27.9%AddedHistory
CSXCSX CorpStock19,000$712.0K0.1%+5,632+42.1%AddedHistory
iShares S&P 100 ETF464287101ETF3,425$714.0K0.1%+664+24.0%Added–
iShares Tr46434V878ULTRA SHORT DUR14,277$716.0K0.1%+227+1.6%Added–
iShares Tr46434V803HDG MSCI EAFE21,985$746.0K0.1%+6,237+39.6%Added–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT185,893$749.0K0.1%+9,730+5.5%AddedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF10,146$751.0K0.1%−1,026−9.2%Reduced–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF41,039$754.0K0.1%+500+1.2%Added–
NEENextera Energy IncStock8,913$755.0K0.1%+994+12.6%AddedHistory
BMOBank of MontrealCOM6,434$759.0K0.1%+98+1.5%AddedHistory
SOSouthern CoStock10,522$763.0K0.1%+1,838+21.2%AddedHistory
BXBlackstone Inc.COM6,114$776.0K0.1%−184−2.9%ReducedHistory
Fidelity MSCI Financials Index ETF316092501ETF14,508$786.0K0.1%+2,627+22.1%Added–
ABNBAirbnb, Inc.Stock4,584$787.0K0.1%−6,076−57.0%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 50012,000$787.0K0.1%+6,000+100.0%AddedConverted for a 2-for-1 split–
State Street Utilities Select Sector SPDR ETF81369Y886ETF10,640$792.0K0.1%+154+1.5%Added–
MDTMedtronic plcStock7,309$811.0K0.1%+2,775+61.2%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF16,336$813.0K0.1%+16,336New–
iShares S&P Mid-Cap 400 Value ETF464287705ETF7,416$813.0K0.1%+16+0.2%Added–
Schwab International Equity ETF808524805ETF22,290$818.0K0.1%−557−2.4%Reduced–
Schwab US Tips ETF808524870ETF13,683$831.0K0.1%−892−6.1%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF6,179$832.0K0.1%+1,898+44.3%Added–
WMWaste Management IncStock5,264$834.0K0.1%−4,616−46.7%ReducedHistory
BOHBank of Hawaii CorpCOM10,000$839.0K0.1%00.0%UnchangedHistory
CATCaterpillar IncStock3,836$855.0K0.1%−162−4.1%ReducedHistory
CERNCERNER CorpCOM9,303$870.0K0.1%−24−0.3%ReducedHistory
FFord Motor CoStock51,710$874.0K0.1%+10,900+26.7%AddedHistory
SYKStryker CorpStock3,282$877.0K0.1%−40−1.2%ReducedHistory
PCNPIMCO Corporate & Income Strategy FundCOM55,712$877.0K0.1%−963−1.7%ReducedHistory
Paramount Global92556H206CL B23,210$877.0K0.1%−2,914−11.2%Reduced–
AWFAlliancebernstein Global High Income Fund IncCOM78,837$881.0K0.1%−967−1.2%ReducedHistory
PMPhilip Morris International Inc.Stock9,391$882.0K0.1%+4,109+77.8%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF13,299$895.0K0.1%−85−0.6%Reduced–
NTRNutrien Ltd.COM8,688$904.0K0.1%−1,337−13.3%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF5,658$913.0K0.1%+1,162+25.8%Added–
First Tr Exchange-Traded FD336917109SHS24,787$928.0K0.1%+24,787New–
ADPAutomatic Data Processing IncStock4,085$930.0K0.1%−27−0.7%ReducedHistory
CRMSalesforce, Inc.Stock4,392$933.0K0.1%−649−12.9%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM277,302$937.0K0.1%−1,287−0.5%ReducedHistory
EFXEquifax IncCOM4,000$948.0K0.1%−10.0%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS18,401$952.0K0.1%+9,048+96.7%Added–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF19,950$973.0K0.1%+19,950New–
NKENIKE, Inc.Stock7,307$983.0K0.1%−2,722−27.1%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM21,425$1.02M0.1%−914−4.1%ReducedHistory
MCDMcDonalds CorpStock4,151$1.03M0.1%−384−8.5%ReducedHistory
KMBKimberly Clark CorpStock8,542$1.05M0.1%+2,388+38.8%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF14,793$1.06M0.1%−1,221−7.6%Reduced–
SGENSeagen Inc.COM7,328$1.06M0.1%−50−0.7%ReducedHistory

Sold out since Q4 2021 (61)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
ECLEcolab Inc.Stock22,516$5.28M0.4%History
GTGoodyear Tire & Rubber CoCOM170,256$3.63M0.3%History
Vanguard Malvern FDS922020805STRM INFPROIDX58,657$3.02M0.2%–
WisdomTree Tr97717X628FLOATNG RAT TREA105,640$2.65M0.2%–
State Street SPDR S&P Regional Banking ETF78464A698ETF32,330$2.29M0.2%–
SHOPShopify Inc.Stock1,601$2.21M0.2%History
LHLabcorp Holdings Inc.COM NEW6,919$2.17M0.2%History
SPDR Series Trust78464A714ST STR SP RETAIL22,473$2.03M0.2%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF19,687$1.53M0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ16,962$1.36M0.1%–
iShares Tr464287333GLOBAL FINLS ETF14,553$1.17M0.1%–
MDBMongoDB, Inc.CL A1,830$969.0K0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF29,345$926.0K0.1%–
BBYBest Buy Co IncStock8,040$817.0K0.1%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,013$652.0K0.1%–
iShares Inc464286608MSCI EURZONE ETF12,172$597.0K<0.1%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,461$576.0K<0.1%–
LUMNLumen Technologies, Inc.Stock43,836$550.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B5,382$515.0K<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF10,048$492.0K<0.1%–
iShares Tr46436E619ESG ADVAN ETF9,939$491.0K<0.1%–
SESea LtdSPONSORD ADS2,154$482.0K<0.1%History
ASANAsana, Inc.CL A6,052$451.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM18,240$416.0K<0.1%History
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$405.0K<0.1%–
TWLOTwilio IncCL A1,402$369.0K<0.1%History
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM16,638$361.0K<0.1%History
ProShares Tr74347X823ULTRPRO DOW304,000$338.0K<0.1%–
GSGoldman Sachs Group IncStock878$336.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG13,351$332.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF2,831$327.0K<0.1%–
QGENQiagen N.V.SHS NEW5,851$325.0K<0.1%History
SPDR Series Trust78464A573ST STR SP HCSVC2,931$311.0K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF9,549$308.0K<0.1%–
NACNuveen California Quality Municipal Income FundCOM19,342$303.0K<0.1%History
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$299.0K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF12,964$275.0K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$266.0K<0.1%–
TTTrane Technologies plcSHS1,305$264.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,921$258.0K<0.1%History
BNYBank of New York Mellon CorpStock4,393$255.0K<0.1%History
Vanguard Health Care ETF92204A504ETF935$249.0K<0.1%–
WDFCWD 40 CoCOM1,000$245.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,504$235.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,488$226.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP2,254$224.0K<0.1%–
IFNAberdeen India Fund, Inc.COM10,422$220.0K<0.1%History
APPNAppian CorpCL A3,368$220.0K<0.1%History
IPInternational Paper CoCOM4,610$217.0K<0.1%History
MSIMotorola Solutions, Inc.Stock792$215.0K<0.1%History
MNDYmonday.com Ltd.SHS698$215.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,356$213.0K<0.1%History
MLMMartin Marietta Materials IncCOM473$208.0K<0.1%History
TECHBIO-TECHNE CorpCOM400$207.0K<0.1%History
TTDTrade Desk, Inc.Stock2,229$204.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH1,600$204.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM5,075$204.0K<0.1%History
SCHWSchwab Charles CorpStock2,379$200.0K<0.1%History
XOSXos, Inc.COMMON STOCK45,000$142.0K<0.1%History
Gores Holdings VII Inc38286T101COM CL A10,000$98.0K<0.1%–
SFTGQShift Technologies, Inc.CL A19,500$66.0K<0.1%History