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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
493
+26 vs. Q2 2021
Portfolio value
$1.10B
+$25.2M (+2.3%) vs. Q2 2021
Filed
Nov 3, 2021
SEC
Holdings of Nwam LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BPBP PLCADR11,688$319.0K<0.1%−6,492−35.7%ReducedHistory
WELLWelltower Inc.REIT3,875$319.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A656ST STR TIPS ETF10,245$319.0K<0.1%+885+9.5%Added–
COPConocoPhillipsStock4,741$321.0K<0.1%−2,344−33.1%ReducedHistory
XYZBlock, Inc.CL A1,359$326.0K<0.1%+55+4.2%AddedHistory
iShares Inc464286509MSCI CDA ETF9,015$327.0K<0.1%−35−0.4%Reduced–
ADSKAutodesk, Inc.COM1,164$332.0K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM4,926$335.0K<0.1%−99−2.0%ReducedHistory
EXPDExpeditors International of Washington IncCOM2,824$336.0K<0.1%−190−6.3%ReducedHistory
iShares Tr464288273EAFE SML CP ETF4,563$340.0K<0.1%−2,333−33.8%Reduced–
FDXFedEx CorpStock1,568$344.0K<0.1%+239+18.0%AddedHistory
BNSBank of Nova ScotiaCOM5,604$345.0K<0.1%+209+3.9%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,736$345.0K<0.1%−800−14.5%Reduced–
Schwab U.S. REIT ETF808524847ETF7,635$349.0K<0.1%−92−1.2%Reduced–
GPCGenuine Parts CoStock2,891$350.0K<0.1%+13+0.5%AddedHistory
GDGeneral Dynamics CorpStock1,783$350.0K<0.1%+480+36.8%AddedHistory
WYWeyerhaeuser CoCOM NEW9,954$354.0K<0.1%+2,008+25.3%AddedHistory
SLViShares Silver TrustETF17,311$355.0K<0.1%−20,705−54.5%ReducedHistory
EWEdwards Lifesciences CorpStock3,139$355.0K<0.1%+3,139NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A8,077$360.0K<0.1%+154+1.9%Added–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM24,000$365.0K<0.1%+12,000+100.0%AddedHistory
TMUST-Mobile US, Inc.Stock2,869$367.0K<0.1%−5−0.2%ReducedHistory
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$369.0K<0.1%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF3,675$374.0K<0.1%+3,675New–
WFCWells Fargo & CompanyStock8,100$376.0K<0.1%+932+13.0%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL7,410$378.0K<0.1%−39−0.5%Reduced–
PMPhilip Morris International Inc.Stock3,999$379.0K<0.1%+219+5.8%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,852$384.0K<0.1%+4,852New–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,342$389.0K<0.1%+6,342New–
MOAltria Group, Inc.Stock8,585$391.0K<0.1%−3,568−29.4%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,290$392.0K<0.1%+4,290New–
KBHKB HomeCOM10,074$392.0K<0.1%−38,751−79.4%ReducedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF4,799$393.0K<0.1%+386+8.7%Added–
TFCTruist Financial CorpCOM6,759$396.0K<0.1%+429+6.8%AddedHistory
CIENCiena CorpCOM NEW7,858$404.0K<0.1%+301+4.0%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF3,893$405.0K<0.1%+150+4.0%Added–
Schwab International Small-Cap Equity ETF808524888ETF9,762$405.0K<0.1%+2,859+41.4%Added–
iShares Tr46428865310-20 YR TRS ETF2,754$405.0K<0.1%+2,754New–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,724$408.0K<0.1%+407+9.4%AddedHistory
MDTMedtronic plcStock3,265$409.0K<0.1%−160−4.7%ReducedHistory
Schwab Emerging Markets Equity ETF808524706ETF13,430$409.0K<0.1%+6,930+106.6%Added–
BRK.ABerkshire Hathaway IncCL A1$411.0K<0.1%00.0%UnchangedHistory
TWTRTwitter, Inc.COM6,844$413.0K<0.1%−16−0.2%ReducedHistory
iShares Tr464288406MRGSTR MD CP VAL6,638$420.0K<0.1%+143+2.2%Added–
Fidelity Covington Trust316092873MSCI COMMNTN SVC7,925$423.0K<0.1%+1,260+18.9%Added–
HPSJohn Hancock Preferred Income Fund IIICOM22,712$425.0K<0.1%+11,356+100.0%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF6,807$434.0K<0.1%−1,712−20.1%Reduced–
VRTXVertex Pharmaceuticals IncStock2,435$442.0K<0.1%+2,435NewHistory
NSCNorfolk Southern CorpStock1,858$444.0K<0.1%+1+0.1%AddedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS5,543$445.0K<0.1%−686−11.0%Reduced–
State Street Materials Select Sector SPDR ETF81369Y100ETF5,643$446.0K<0.1%+2,997+113.3%Added–
SGENSeagen Inc.COM2,624$446.0K<0.1%+2,624NewHistory
iShares Tr464288869MICRO-CAP ETF3,115$450.0K<0.1%+46+1.5%Added–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,242$453.0K<0.1%+2,444+50.9%Added–
AONAon plcCL A1,585$453.0K<0.1%−13−0.8%ReducedHistory
iShares Tr464287325GLOB HLTHCRE ETF5,478$459.0K<0.1%+114+2.1%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF3,635$463.0K<0.1%+3,635New–
WBDWarner Bros. Discovery, Inc.COM SER A18,550$471.0K<0.1%−1,983−9.7%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5004,000$479.0K<0.1%00.0%Unchanged–
CSXCSX CorpStock16,124$480.0K<0.1%+10.0%AddedHistory
MUMicron Technology IncStock6,828$485.0K<0.1%−997−12.7%ReducedHistory
SYKStryker CorpStock1,838$485.0K<0.1%+1,838NewHistory
SPDR Series Trust78468R721STATE STREET SPD9,470$488.0K<0.1%+528+5.9%Added–
WGOWinnebago Industries IncCOM6,731$488.0K<0.1%−6,736−50.0%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$489.0K<0.1%00.0%Unchanged–
KEYKeycorpCOM22,830$494.0K<0.1%+542+2.4%AddedHistory
PLTRPalantir Technologies Inc.Stock20,725$498.0K<0.1%+1,049+5.3%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F7,911$500.0K<0.1%+1,292+19.5%Added–
Flexshares Tr33939L662HIG YLD VL ETF10,048$501.0K<0.1%+10,048New–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF13,857$502.0K<0.1%+1,641+13.4%Added–
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,866$503.0K<0.1%00.0%Unchanged–
CLXClorox CoStock3,051$505.0K<0.1%−237−7.2%ReducedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT7,992$505.0K<0.1%−2,284−22.2%Reduced–
Avidity Biosciences, Inc.05370A108COM20,754$511.0K<0.1%−1,900−8.4%Reduced–
iShares U S ETF Tr46431W705INT RT HDG C B5,354$513.0K<0.1%+1,287+31.6%Added–
REGNRegeneron Pharmaceuticals, Inc.COM848$513.0K<0.1%+848NewHistory
CVSCVS Health CorpStock6,067$515.0K<0.1%+99+1.7%AddedHistory
SPDR Series Trust78464A722ST STR SP PHARMA10,857$515.0K<0.1%−20−0.2%Reduced–
DDOGDatadog, Inc.CL A COM3,686$521.0K<0.1%+41+1.1%AddedHistory
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$521.0K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM62,149$523.0K<0.1%+2,223+3.7%AddedHistory
KOCoca Cola CoStock10,007$525.0K<0.1%−1,857−15.7%ReducedHistory
NEENextera Energy IncStock6,715$527.0K<0.1%+1,847+37.9%AddedHistory
iShares Tr46436E619ESG ADVAN ETF10,648$528.0K<0.1%+29+0.3%Added–
IAUiShares Gold TrustETF15,879$531.0K<0.1%−707−4.3%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE15,746$541.0K<0.1%+15,746New–
PHParker-Hannifin CorpStock1,943$543.0K<0.1%+21+1.1%AddedHistory
Pacer FDS Tr69374H741DATA AND INFRAST14,053$547.0K<0.1%+14,053New–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$552.0K0.1%+602+10.3%Added–
iShares Russell 2000 Growth ETF464287648ETF1,883$553.0K0.1%−4,475−70.4%Reduced–
VanEck ETF Trust92189F353EMERGING MRKT HI23,890$554.0K0.1%+23,890New–
FLCFlaherty & Crumrine Total Return Fund IncCOM23,240$557.0K0.1%−500−2.1%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW8,096$558.0K0.1%−197−2.4%Reduced–
NETCloudflare, Inc.CL A COM4,964$559.0K0.1%−119−2.3%ReducedHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF6,290$563.0K0.1%00.0%Unchanged–
SNAPSnap IncStock7,674$567.0K0.1%+42+0.6%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF4,305$567.0K0.1%+1,977+84.9%Added–
Schwab U.S. Mid-Cap ETF808524508ETF7,481$573.0K0.1%+7+0.1%Added–
ADPAutomatic Data Processing IncStock2,878$575.0K0.1%−25−0.9%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,340$575.0K0.1%+170+7.8%AddedHistory

Sold out since Q2 2021 (28)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Vanguard BD Index FDS921937793LONG TERM BOND16,213$1.67M0.2%–
iShares MSCI USA Momentum Factor ETF46432F396ETF7,231$1.25M0.1%–
LRCXLam Research CorpCOM1,621$1.05M0.1%History
Schwab Strategic Tr8085247141 5YR CORP BD18,561$950.0K0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED18,622$783.0K0.1%–
AESAES CorpStock29,173$761.0K0.1%History
BYNDBeyond Meat, Inc.COM3,785$596.0K0.1%History
GMGeneral Motors CoCOM8,905$527.0K<0.1%History
STIMNeuronetics, Inc.COM20,000$320.0K<0.1%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,725$318.0K<0.1%History
Vanguard Industrials ETF92204A603ETF1,496$294.0K<0.1%–
STZConstellation Brands, Inc.Stock1,229$288.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF2,906$269.0K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,899$249.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD12,000$243.0K<0.1%History
Schwab US Aggregate Bond ETF808524839ETF4,120$225.0K<0.1%–
DUKDuke Energy CORPStock2,264$223.0K<0.1%History
NTRSNorthern Trust CorpCOM1,929$223.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,547$220.0K<0.1%–
GISGeneral Mills IncStock3,599$219.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,152$215.0K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,404$211.0K<0.1%–
CHTRCharter Communications, Inc.CL A282$203.0K<0.1%History
TWLOTwilio IncCL A513$202.0K<0.1%History
MMacy's, Inc.COM10,101$192.0K<0.1%History
VGMInvesco Trust for Investment Grade MunicipalsCOM11,570$162.0K<0.1%History
ABEVAmbev S.A.SPONSORED ADR44,911$154.0K<0.1%History
TSITCW Strategic Income Fund IncCOM11,700$69.0K<0.1%History