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Relative Value Partners Group, LLC

SEC CIK
0001649910
Latest filing
Jul 12, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
236
+63 vs. Q2 2022
Portfolio value
$1.22B
−$112.2M (−8.4%) vs. Q2 2022
Filed
Nov 10, 2022
SEC
Holdings of Relative Value Partners Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares S&P 100 ETF464287101ETF449,382$73.0M6.0%−17,180−3.7%Reduced–
Vanguard Morningstar Value ETF922908744ETF549,514$67.9M5.6%+11,455+2.1%Added–
iShares Tr4642874407-10 YR TRSY BD692,486$66.5M5.4%+217,611+45.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF315,581$56.6M4.6%+4,106+1.3%Added–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF289,652$40.2M3.3%−1,564−0.5%Reduced–
WisdomTree Tr97717X669US QTLY DIV GRT734,155$39.6M3.2%−5,428−0.7%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF1,299,566$38.0M3.1%−54,259−4.0%Reduced–
iShares Core S&P 500 ETF464287200ETF104,880$37.6M3.1%+1,037+1.0%Added–
iShares Tr4642886613 7 YR TREAS BD320,038$36.6M3.0%+3,634+1.1%Added–
SPE.PCSpecial Opportunities Fund, Inc.2.75% CNV PFD C1,384,853$32.1M2.6%−20,647−1.5%ReducedHistory
iShares S&P 500 Value ETF464287408ETF242,897$31.2M2.6%−236−0.1%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS528,391$30.5M2.5%+46,589+9.7%Added–
iShares Tr464288646ISHS 1-5YR INVS475,240$23.4M1.9%+19,598+4.3%Added–
SPESpecial Opportunities Fund, Inc.COM1,794,325$19.9M1.6%−103,059−5.4%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM1,842,701$19.7M1.6%−43,878−2.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF483,886$17.6M1.4%+93,857+24.1%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF209,163$17.2M1.4%−2,185−1.0%Reduced–
BRWSaba Capital Income & Opportunities FundSHS NEW2,113,806$16.7M1.4%−47,831−2.2%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF149,766$15.4M1.3%−122,481−45.0%Reduced–
CCIFCarlyle Credit Income FundSHS BEN INT1,709,363$15.2M1.3%−4,979−0.3%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF194,249$14.5M1.2%+2,378+1.2%Added–
iShares Core S&P Small Cap ETF464287804ETF157,663$13.7M1.1%+32,916+26.4%Added–
iShares Core MSCI Eafe ETF46432F842ETF253,794$13.4M1.1%−92,574−26.7%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF92,596$13.3M1.1%+6,048+7.0%Added–
TPZTortoise Power & Energy Infrastructure Fund IncCOM1,039,268$13.0M1.1%−6,866−0.7%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF94,757$12.9M1.1%+22,030+30.3%Added–
iShares U.S. Treasury Bond ETF46429B267ETF540,863$12.3M1.0%−115,729−17.6%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF56,049$12.3M1.0%+8,923+18.9%Added–
BBDCBarings BDC, Inc.COM1,406,270$11.6M1.0%−6,849−0.5%ReducedHistory
Vanguard Information Technology ETF92204A702ETF32,315$9.96M0.8%−100−0.3%Reduced–
Dimensional ETF Trust25434V807INTERNATNAL VAL383,965$9.89M0.8%+129,947+51.2%Added–
iShares Tr46436E7180-3 MTH TREASURY95,638$9.59M0.8%+330+0.3%Added–
TYTRI-CONTINENTAL CorpCOM358,593$9.17M0.8%−4,266−1.2%ReducedHistory
WisdomTree Tr97717W588US LARGECAP FUND235,934$9.06M0.7%−1,615−0.7%Reduced–
iShares Tr46435G409MSCI INTL VLU FT448,505$8.86M0.7%+448,505New–
GDLGDL FundCOM SH BEN IT1,079,998$8.55M0.7%−17,705−1.6%ReducedHistory
JLSNuveen Mortgage & Income FundCOM502,494$8.12M0.7%−8,667−1.7%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF211,714$7.72M0.6%+140,732+198.3%Added–
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM611,234$7.33M0.6%−4,069−0.7%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF166,607$7.16M0.6%−46,436−21.8%Reduced–
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT522,426$6.57M0.5%+11,750+2.3%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS110,687$6.45M0.5%+40,674+58.1%Added–
JRINuveen Real Asset Income & Growth FundCOM571,788$6.43M0.5%−2,348−0.4%ReducedHistory
EMFTempleton Emerging Markets FundCOM605,235$6.28M0.5%−3,186−0.5%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF17,306$6.18M0.5%−4,028−18.9%ReducedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP154,453$6.15M0.5%+63,707+70.2%Added–
MCDMcDonalds CorpStock26,589$6.13M0.5%+194+0.7%AddedHistory
LADRLadder Capital CorpCL A658,391$5.90M0.5%−4,688−0.7%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM535,257$5.89M0.5%−22,580−4.0%ReducedHistory
PNNTPennantpark Investment CorpCOM1,039,177$5.83M0.5%−903−0.1%ReducedHistory
TSITCW Strategic Income Fund IncCOM1,178,739$5.56M0.5%−138,487−10.5%ReducedHistory
FOCSFocus Financial Partners Inc.COM CL A166,175$5.24M0.4%−205−0.1%ReducedHistory
KMIKinder Morgan, Inc.Stock307,616$5.12M0.4%−3,896−1.3%ReducedHistory
iShares Tr464287150CORE S&P TTL STK63,822$5.08M0.4%−1,531−2.3%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF153,102$4.79M0.4%−646,526−80.9%Reduced–
NUVNuveen Municipal Value Fund IncCOM560,200$4.75M0.4%−3,188−0.6%ReducedHistory
EQCEQC Liquidating TrustCOM SH BEN INT186,112$4.53M0.4%+3,137+1.7%AddedHistory
OCSLOaktree Specialty Lending CorpCOM746,299$4.48M0.4%−292,552−28.2%ReducedHistory
TRTXTPG RE Finance Trust, Inc.COM632,102$4.42M0.4%−671−0.1%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF58,126$4.40M0.4%+12,170+26.5%Added–
BRSPBrightSpire Capital, Inc.COM CL A677,199$4.27M0.4%+13,476+2.0%AddedHistory
GBDCGolub Capital BDC, Inc.COM332,811$4.12M0.3%+20,143+6.4%AddedHistory
EBCEastern Bankshares, Inc.COM204,500$4.02M0.3%−1,500−0.7%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK603,521$3.89M0.3%+6,729+1.1%AddedHistory
BRTBRT Apartments Corp.COM190,565$3.87M0.3%+4,777+2.6%AddedHistory
iShares Tr46432F388MSCI USA VALUE46,675$3.83M0.3%+6,195+15.3%Added–
iShares Tr464288521CRE U S REIT ETF80,214$3.81M0.3%+5,051+6.7%Added–
Dimensional ETF Trust25434V849NATL MUN BD ETF81,350$3.79M0.3%+81,350New–
EIMEaton Vance Municipal Bond FundCOM387,247$3.75M0.3%−273,668−41.4%ReducedHistory
iShares Tr464287622RUS 1000 ETF17,765$3.51M0.3%+3,933+28.4%Added–
KOCoca Cola CoStock61,286$3.46M0.3%+31,030+102.6%AddedHistory
CMGChipotle Mexican Grill IncCOM2,177$3.27M0.3%+2,177NewHistory
ACREAres Commercial Real Estate CorpCOM311,183$3.25M0.3%+43,282+16.2%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF30,958$3.22M0.3%−84−0.3%Reduced–
iShares Tr464288158SHRT NAT MUN ETF31,292$3.21M0.3%−3,192−9.3%Reduced–
SDHYPGIM Short Duration High Yield Opportunities FundCOM214,745$3.09M0.3%+2,368+1.1%AddedHistory
Macquarie Global Infrastruct55608D101COM161,442$3.08M0.3%−1,040−0.6%Reduced–
AEFabrdn Emerging Markets ex-China Fund, Inc.COM649,882$2.98M0.2%−23,623−3.5%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY117,386$2.92M0.2%+452+0.4%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF59,387$2.74M0.2%−2,723−4.4%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF6,801$2.73M0.2%+6,801NewHistory
IAUiShares Gold TrustETF82,012$2.59M0.2%+11,915+17.0%AddedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM416,280$2.55M0.2%−3,618−0.9%ReducedHistory
XYLXylem Inc.COM27,639$2.42M0.2%+27,639NewHistory
SBUXStarbucks CorpStock28,653$2.41M0.2%−614−2.1%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F51,931$2.38M0.2%+10,181+24.4%Added–
MSFTMicrosoft CorpStock10,131$2.36M0.2%−5,818−36.5%ReducedHistory
APOApollo Global Management, Inc.COM50,000$2.33M0.2%−274−0.5%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD47,951$2.31M0.2%−21,396−30.9%Reduced–
BCATBlackRock Capital Allocation Term TrustCOM151,839$2.07M0.2%+71,851+89.8%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT287,362$2.05M0.2%−37,112−11.4%ReducedHistory
CCitigroup IncStock49,044$2.04M0.2%−1,720−3.4%ReducedHistory
iShares MSCI Eafe ETF464287465ETF36,408$2.04M0.2%+6,901+23.4%Added–
NMAINuveen Multi-Asset Income FundCOM169,013$1.98M0.2%+3,768+2.3%AddedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT177,961$1.97M0.2%+3,552+2.0%AddedHistory
SPDR Index Shs FDS78463X533ST MAR DIVID ETF86,338$1.91M0.2%−118,291−57.8%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF46,307$1.89M0.2%+46,307New–
AAPLApple Inc.Stock13,290$1.84M0.2%−5,632−29.8%ReducedHistory
Dimensional ETF Trust25434V815US SMALL CAP ETF84,318$1.84M0.2%+30,269+56.0%Added–
Global X FDS37954Y483NASDAQ 100 COVER116,478$1.82M0.1%−16,859−12.6%Reduced–

Sold out since Q2 2022 (9)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Relative Value Partners Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
KREFKKR Real Estate Finance Trust Inc.COM96,273$1.85M0.1%History
TCW Special Purpose Acqu Cor87301L106COM CL A119,066$1.17M0.1%–
Hamilton Lane Alliance Hldgs40749M103COM CL A97,284$960.0K0.1%–
REFIChicago Atlantic Real Estate Finance, Inc.COM47,287$724.0K0.1%History
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM54,135$681.0K0.1%History
MFICMidCap Financial Investment CorpCOM NEW51,666$675.0K0.1%History
Ares Acquisition CorporationG33032106COM CL A59,826$592.0K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT29,475$519.0K<0.1%History
iShares Tr46435G326CORE MSCI INTL8,219$460.0K<0.1%–