IFP Advisors, Inc
- SEC CIK
- 0001641866
- Latest filing
- Jul 20, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed Sep 6, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 5,194
- +1,832 vs. Q4 2021
- Portfolio value
- $7.72B
- +$2.62B (+51.5%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GWG L Bond 03012021 2 Years 5.5036250CFS8 | REIT | 959,000 | $959.0M | 12.4% | 00.0% | Unchanged | – |
| GWG L Bond 04012021 2 Years 5.5036250CGA6 | REIT | 345,000 | $345.0M | 4.5% | 00.0% | Unchanged | – |
| GWG L Bond 04012021 3 Years 6.2536250CGB4 | REIT | 345,000 | $345.0M | 4.5% | 00.0% | Unchanged | – |
| GWG L Bond 03012021 3 Years 6.2536250CFT6 | REIT | 275,000 | $275.0M | 3.6% | 00.0% | Unchanged | – |
| GWG L Bond 02012021 2 Years 5.5036250CFJ8 | REIT | 250,000 | $250.0M | 3.2% | 00.0% | Unchanged | – |
| GWG L Bond 04012021 5 Years 7.5036250CGC2 | REIT | 125,000 | $125.0M | 1.6% | 00.0% | Unchanged | – |
| GWG L Bond 04012021 7 Years 8.5036250CGD0 | REIT | 125,000 | $125.0M | 1.6% | 00.0% | Unchanged | – |
| AAPLApple Inc. | Stock | 1,117,755 | $104.4M | 1.4% | +752,254+205.8% | Added | History |
| GWG L Bond 09012020 2 Years 5.5036250CDS0 | REIT | 100,000 | $100.0M | 1.3% | 00.0% | Unchanged | – |
| GWG L Bond 01012021 3 Years 6.2536250CFB5 | REIT | 100,000 | $100.0M | 1.3% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 280,816 | $82.4M | 1.1% | +273,155+3,565.5% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 499,941 | $82.2M | 1.1% | +45,688+10.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 324,629 | $56.4M | 0.7% | +122,154+60.3% | Added | – |
| GWG L Bond 10012020 3 Years 6.2536250CEB6 | REIT | 50,000 | $50.0M | 0.6% | 00.0% | Unchanged | – |
| GWG L Bond 10012020 5 Years 7.5036250CEC4 | REIT | 50,000 | $50.0M | 0.6% | 00.0% | Unchanged | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 245,468 | $49.1M | 0.6% | +119,398+94.7% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 687,103 | $45.1M | 0.6% | +491,421+251.1% | AddedConverted for a 2-for-1 split | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 442,063 | $44.8M | 0.6% | +351,382+387.5% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 206,504 | $43.9M | 0.6% | +138,460+203.5% | Added | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 1,845,350 | $39.9M | 0.5% | +1,111,643+151.5% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 453,288 | $37.4M | 0.5% | +241,675+114.2% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 315,217 | $35.8M | 0.5% | +308,798+4,810.7% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 1,453,553 | $35.4M | 0.5% | +815,729+127.9% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 1,773,346 | $33.3M | 0.4% | +1,123,857+173.0% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 989,491 | $32.0M | 0.4% | +606,142+158.1% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 710,353 | $31.8M | 0.4% | +644,317+975.7% | Added | – |
| Kraneshares Tr500767736 | QUADRTC INT RT | 1,262,121 | $31.7M | 0.4% | +757,288+150.0% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 612,390 | $30.8M | 0.4% | +459,830+301.4% | Added | – |
| GWG L Bond 11012020 3 Years 6.2536250CEK6 | REIT | 30,000 | $30.0M | 0.4% | 00.0% | Unchanged | – |
| GWG L Bond 11012020 5 Years 7.5036250CEL4 | REIT | 30,000 | $30.0M | 0.4% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 375,351 | $28.8M | 0.4% | +206,755+122.6% | AddedConverted for a 2-for-1 split | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 272,296 | $28.6M | 0.4% | −136,837−33.4% | Reduced | – |
| NEENextera Energy Inc | Stock | 174,883 | $28.2M | 0.4% | +96,676+123.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 141,530 | $27.2M | 0.4% | +84,029+146.1% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 533,159 | $26.7M | 0.3% | +297,874+126.6% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 527,312 | $26.1M | 0.3% | +249,048+89.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 302,009 | $25.6M | 0.3% | +218,366+261.1% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 306,471 | $25.6M | 0.3% | +241,462+371.4% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 614,616 | $25.6M | 0.3% | +395,142+180.0% | Added | – |
| DISWalt Disney Co | Stock | 219,398 | $25.0M | 0.3% | +131,192+148.7% | Added | History |
| GWG L Bond 02012021 3 Years 6.2536250CFK5 | REIT | 25,000 | $25.0M | 0.3% | 00.0% | Unchanged | – |
| GWG L Bond 02012021 5 Years 7.5036250CFL3 | REIT | 25,000 | $25.0M | 0.3% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 297,924 | $24.9M | 0.3% | +232,563+355.8% | Added | – |
| Fidelity Merrimack STR Tr316188200 | LTD TRM BD ETF | 501,496 | $24.8M | 0.3% | +273,999+120.4% | Added | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 314,514 | $24.7M | 0.3% | +204,192+185.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 229,517 | $23.6M | 0.3% | +150,764+191.4% | Added | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 450,950 | $23.1M | 0.3% | +445,081+7,583.6% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 251,584 | $23.0M | 0.3% | +243,078+2,857.7% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 388,547 | $23.0M | 0.3% | +353,255+1,000.9% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 642,957 | $22.9M | 0.3% | +412,106+178.5% | Added | – |
| IAUiShares Gold Trust | ETF | 623,685 | $22.5M | 0.3% | +523,031+519.6% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 709,952 | $22.5M | 0.3% | +634,574+841.9% | Added | – |
| PGProcter & Gamble Co | Stock | 247,748 | $22.4M | 0.3% | +193,630+357.8% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 188,418 | $21.7M | 0.3% | +109,761+139.5% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 386,863 | $21.6M | 0.3% | +213,010+122.5% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 253,417 | $21.5M | 0.3% | +174,240+220.1% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 243,354 | $21.4M | 0.3% | +172,643+244.2% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 195,051 | $21.2M | 0.3% | +160,846+470.2% | Added | – |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 698,707 | $21.1M | 0.3% | +356,558+104.2% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 252,577 | $21.0M | 0.3% | +243,031+2,545.9% | Added | – |
| NVDANVIDIA Corp | Stock | 79,996 | $20.7M | 0.3% | +50,284+169.2% | Added | History |
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 430,191 | $20.6M | 0.3% | +252,821+142.5% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 189,185 | $20.5M | 0.3% | +91,612+93.9% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 161,320 | $20.5M | 0.3% | +16,991+11.8% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 197,287 | $20.5M | 0.3% | +113,214+134.7% | Added | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 399,686 | $19.5M | 0.3% | +306,189+327.5% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 619,255 | $19.1M | 0.2% | +402,625+185.9% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 215,548 | $18.3M | 0.2% | +131,400+156.2% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 287,383 | $18.2M | 0.2% | +181,448+171.3% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 416,834 | $17.6M | 0.2% | +336,349+417.9% | Added | – |
| Cambria ETF Tr132061862 | TAIL RISK | 827,339 | $17.6M | 0.2% | +460,399+125.5% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 95,578 | $17.3M | 0.2% | +56,379+143.8% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 162,363 | $17.2M | 0.2% | +101,029+164.7% | Added | – |
| JNJJohnson & Johnson | Stock | 150,131 | $17.2M | 0.2% | +90,975+153.8% | Added | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 329,915 | $17.1M | 0.2% | +221,964+205.6% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 136,885 | $16.6M | 0.2% | +73,150+114.8% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 393,869 | $16.4M | 0.2% | +275,658+233.2% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 153,944 | $16.4M | 0.2% | +116,719+313.6% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 243,502 | $16.2M | 0.2% | +87,904+56.5% | AddedConverted for a 2-for-1 split | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 539,912 | $16.2M | 0.2% | +500,317+1,263.6% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 157,165 | $15.9M | 0.2% | +155,227+8,009.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 153,781 | $15.8M | 0.2% | +112,758+274.9% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 237,813 | $15.7M | 0.2% | +182,116+327.0% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 160,107 | $15.2M | 0.2% | +128,693+409.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 498,119 | $14.9M | 0.2% | +388,282+353.5% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 287,286 | $14.7M | 0.2% | +223,885+353.1% | Added | – |
| VZVerizon Communications Inc | Stock | 297,207 | $14.6M | 0.2% | +206,116+226.3% | Added | History |
| First Tr Exchng Traded FD VI33740F573 | FT VEST INTER EQ | 705,101 | $14.3M | 0.2% | +698,731+10,969.1% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 244,312 | $14.1M | 0.2% | +173,302+244.1% | Added | – |
| GOOGLAlphabet Inc. | Stock | 19,370 | $14.0M | 0.2% | +11,246+138.4% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 69,069 | $13.7M | 0.2% | +41,777+153.1% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 183,672 | $13.7M | 0.2% | +138,532+306.9% | AddedConverted for a 2-for-1 split | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 148,543 | $13.6M | 0.2% | +110,010+285.5% | Added | – |
| TAT&T Inc. | Stock | 527,307 | $13.4M | 0.2% | +433,319+461.0% | Added | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 358,157 | $13.2M | 0.2% | +292,387+444.6% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 52,191 | $13.2M | 0.2% | +48,496+1,312.5% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 78,827 | $12.9M | 0.2% | +73,205+1,302.1% | Added | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 104,682 | $11.9M | 0.2% | +97,720+1,403.6% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 361,852 | $11.8M | 0.2% | +245,169+210.1% | Added | – |
| Goldman Sachs ETF Tr381430438 | EQUAL WEIGHT US | 261,845 | $11.8M | 0.2% | +139,586+114.2% | Added | – |
Options (362)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 362 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Put (Spy) SPDR SP500 ETF May 20 22 $405 (100 Shs)5592009XX | Option | $24.1M | – |
| Put (Spy) SPDR SP500 ETF Apr 14 22 $405 (100 Shs)5591999BZ | Option | $10.7M | – |
| Put (Spy) SPDR SP500 ETF Jan 21 22 $405 (100 Shs)4358309FD | Option | $9.93M | – |
| Put (Spy) SPDR SP500 ETF Mar 18 22 $415 (100 Shs)4575739NN | Option | $8.79M | – |
| Put (QQQ) Invesco QQQ Tr Unit Jun 17 22 $330 (100 Shs)4523189LF | Option | $8.15M | – |
| Put (Spy) SPDR SP500 ETF Mar 18 22 $405 (100 Shs)4575739QQ | Option | $7.46M | – |
| Put (Spy) SPDR SP500 ETF Feb 18 22 $405 (100 Shs)5094679QO | Option | $7.43M | – |
| Put (Spy) SPDR SP500 ETF Jan 21 22 $425 (100 Shs)4358309PN | Option | $7.18M | – |
| Put (QQQ) Invesco QQQ Tr Unit Sep 16 22 $360 (100 Shs)5506789AS | Option | $5.53M | – |
| Put (QQQ) Invesco QQQ Tr Unit Dec 15 23 $385 (100 Shs)5083309VT | Option | $4.18M | – |
| Put (QQQ) Invesco QQQ Tr Unit Sep 30 22 $330 (100 Shs)5551539LF | Option | $3.61M | – |
| Put (QQQ) Invesco QQQ Tr Unit Jun 30 22 $350 (100 Shs)5402839MM | Option | $3.20M | – |
| Put (QQQ) Invesco QQQ Tr Unit Sep 30 22 $385 (100 Shs)5551539MK | Option | $2.79M | – |
| Put (QQQ) Invesco QQQ Tr Unit Jun 30 22 $370 (100 Shs)5402829BZ | Option | $2.13M | – |
| Put (Spy) SPDR SP500 ETF Jan 19 24 $450 (100 Shs)5513929BZ | Option | $2.00M | – |
| Put (Spy) SPDR SP500 ETF Feb 18 22 $425 (100 Shs)5094679XT | Option | $1.69M | – |
| Put (QQQ) Invesco QQQ Tr Unit Mar 31 22 $450 (100 Shs)5390109SM | Option | $1.65M | – |
| Call Penn NTNL Gaming $100 Exp 012122PENN 220121C00100000CS4606283 | Option | – | $1.56M |
| Put (QQQ) Invesco QQQ Tr Unit Mar 31 22 $350 (100 Shs)5256789GA | Option | $1.55M | – |
| Put (QQQ) Invesco QQQ Tr Unit Sep 16 22 $340 (100 Shs)5506799EE | Option | $1.29M | – |
| Put (Spy) SPDR SP500 ETF Sep 30 22 $450 (100 Shs)5551869XZ | Option | $1.14M | – |
| Put (QQQ) Invesco QQQ Tr Unit Sep 16 22 $370 (100 Shs)5506789UO | Option | $1.04M | – |
| Put (QQQ) Invesco QQQ Tr Unit Mar 18 22 $300 (100 Shs)5153249VP | Option | $941.0K | – |
| Put (Spy) SPDR SP500 ETF Mar 18 22 $370 (100 Shs)4571899BB | Option | $940.0K | – |
| Call General Electri 12GE$ Jan 20 23 $4 (12 Shs)5449229SQ | Option | – | $925.0K |
| Put (QQQ) Invesco QQQ Tr Unit Jun 30 22 $340 (100 Shs)5402829BB | Option | $838.0K | – |
| Put (XSP) Cboe Mini SPX Index May 20 22 $400 (100 Shs)5552379NH | Option | $732.0K | – |
| Call (Alb) Albemarle Corp Com Jan 21 22 $40 (100 Shs)4353489XX | Option | – | $638.0K |
| Call Intel Corp $60 Exp 012122INTC 220121C00060000CS4931374 | Option | – | $600.0K |
| Put (Hon) Honeywell Jan 20 23 $165 (100 Shs)4932489DX | Option | $573.0K | – |
| Call 100 Freeportmcmoran Inccl B Exp 012023@42.000 Option Root= FCX99QAUI1VM | Option | – | $560.0K |
| Put (Ulta) Ulta Beauty Inc Com Jun 17 22 $335 (100 Shs)5577239EC | Option | $558.0K | – |
| Put (XSP) Cboe Mini SPX Index May 20 22 $390 (100 Shs)5552329RL | Option | $486.0K | – |
| Put (Spy) SPDR SP500 ETF Apr 29 22 $430 (100 Shs)5813019BB | Option | $470.0K | – |
| Call (Alb) Albemarle Corp Com Mar 18 22 $170 (100 Shs)5414989DX | Option | – | $466.0K |
| Call (Dis) Disney Walt Co Com Mar 18 22 $160 (100 Shs)5453489MI | Option | – | $460.0K |
| Put (TXN) Texas Instruments Apr 14 22 $160 (100 Shs)5481369NL | Option | $438.0K | – |
| Put (Qcom) Qualcomm Inc Apr 14 22 $120 (100 Shs)5478699SM | Option | $421.0K | – |
| Put (Spy) SPDR SP500 ETF Apr 14 22 $395 (100 Shs)5591999FD | Option | $415.0K | – |
| Put (Pypl) PayPal Hldgs Inc Com Apr 14 22 $85 (100 Shs)5737039SS | Option | $395.0K | – |
| Call (Dis) Disney Walt Co Com Apr 14 22 $145 (100 Shs)5472049QK | Option | – | $391.0K |
| Put (WFC) Wells Fargo Co New Apr 14 22 $40 (100 Shs)5482309BZ | Option | $384.0K | – |
| Put (Pypl) PayPal Hldgs Inc Com Jun 17 22 $160 (100 Shs)5247999QM | Option | $384.0K | – |
| Put (SLB) Schlumberger Limited Jan 21 22 $27.5 (100 Shs)4356169QO | Option | $369.0K | – |
| Call (Alb) Albemarle Corp Com Mar 18 22 $185 (100 Shs)5414989VP | Option | – | $360.0K |
| Put (QQQ) Invesco QQQ Tr Unit Feb 25 22 $355 (100 Shs)5703769QO | Option | $335.0K | – |
| Call (CVS) CVS Health Feb 18 22 $110 (100 Shs)5373849IE | Option | – | $331.0K |
| Put (MDT) Medtronic PLC May 20 22 $115 (100 Shs)5523669FB | Option | $300.0K | – |
| Call (CVS) CVS Health Apr 14 22 $110 (100 Shs)5771659XV | Option | – | $299.0K |
| Call General Electri 12GE$ Jan 20 23 $7 (12 Shs)5449219QQ | Option | – | $290.0K |
| Call (Qcom) Qualcomm Inc Apr 14 22 $180 (100 Shs)5478699WQ | Option | – | $282.0K |
| Call International B 100IBM20KD Jan 19 24 $100 (100 Shs)5601179US | Option | – | $280.0K |
| Put (QQQ) Invesco QQQ Tr Unit Mar 18 22 $350 (100 Shs)5153259NN | Option | $270.0K | – |
| Call Capri Holdings Ltd $50 Exp 052022CPRI 220520C00050000CS4270292 | Option | – | $246.0K |
| Call (FLR) Fluor Corp Com Jan 21 22 $25 (100 Shs)4354559GC | Option | – | $244.0K |
| Call (Qcom) Qualcomm Inc Feb 18 22 $200 (100 Shs)5540489AU | Option | – | $233.0K |
| Call (Dwac) Digital World Jan 28 22 $110 (100 Shs)5714459PJ | Option | – | $230.0K |
| Call (MDT) Medtronic PLC Jan 19 24 $95 (100 Shs)5512689RN | Option | – | $215.0K |
| Call (MP) MP Materials Corp Feb 18 22 $45 (100 Shs)5405649PP | Option | – | $207.0K |
| Call (MP) MP Materials Corp Jan 21 22 $50 (100 Shs)5404849RR | Option | – | $205.0K |
| Call (Alb) Albemarle Corp Com Feb 18 22 $210 (100 Shs)5664129BX | Option | – | $200.0K |
| Call (Alb) Albemarle Corp Com Mar 18 22 $190 (100 Shs)5414999BB | Option | – | $192.0K |
| Call (Vixw) Cboe MKT Volatility Feb 23 22 $25 (100 Shs)5713689MM | Option | – | $190.0K |
| Call (Cma) Comerica Inc Apr 14 22 $110 (100 Shs)5471169WW | Option | – | $182.0K |
| Call (Vix) Cboe MKT Volatility Apr 20 22 $22 (100 Shs)5447049IG | Option | – | $179.0K |
| Call (Vix) Cboe MKT Volatility Feb 16 22 $17 (100 Shs)5349619EA | Option | – | $177.0K |
| Call (Bac) BK of America Corp Apr 14 22 $45 (100 Shs)5227579FD | Option | – | $165.0K |
| Put (QQQ) Invesco QQQ Tr Unit Mar 18 22 $320 (100 Shs)5153259AA | Option | $157.0K | – |
| Call (TLT) iShares Tr 20 Yr Tr Mar 18 22 $145 (100 Shs)5427139LJ | Option | – | $150.0K |
| Put (NCLH) Norwegian Cruise Feb 04 22 $20 (100 Shs)5687499GC | Option | $150.0K | – |
| Call 100 Open Text Corp Com Exp 031822@45.000 Option Root= Otex99QAX4E6C | Option | – | $150.0K |
| Call (Hon) Honeywell Apr 14 22 $200 (100 Shs)5774609CU | Option | – | $146.0K |
| Call (Alb) Albemarle Corp Com Feb 18 22 $230 (100 Shs)5664129SM | Option | – | $145.0K |
| Call (Spy) SPDR SP500 ETF Mar 18 22 $430 (100 Shs)4575739DB | Option | – | $140.0K |
| Call (FLR) Fluor Corp Com Jan 19 24 $20 (100 Shs)5511769QQ | Option | – | $137.0K |
| Put 100 Ford Motor Co del Com Par Exp 061722@12.000 Option Root= F99QAV9QVP | Option | $134.0K | – |
| Call (FLR) Fluor Corp Com Apr 14 22 $31 (100 Shs)5836649MI | Option | – | $134.0K |
| Call (MS) Morgan Stanley Com Apr 14 22 $105 (100 Shs)5476809EY | Option | – | $130.0K |
| Call (Xpev) Xpeng Inc Spon ADS Jan 07 22 $49 (100 Shs)5642579QK | Option | – | $129.0K |
| Put (Spy) SPDR SP500 ETF Feb 25 22 $451 (100 Shs)5706309OK | Option | $122.0K | – |
| Call (TLT) iShares Tr 20 Yr Tr Jan 28 22 $147 (100 Shs)5658489HF | Option | – | $121.0K |
| Call (Intc) Intel Corp Com Jan 19 24 $45 (100 Shs)5512229PL | Option | – | $120.0K |
| Call (Alb) Albemarle Corp Com Jan 21 22 $240 (100 Shs)5101719GE | Option | – | $118.0K |
| Call (Hubs) HubSpot Inc Apr 14 22 $500 (100 Shs)5774719LH | Option | – | $115.0K |
| Put (QQQ) Invesco QQQ Tr Unit Apr 14 22 $320 (100 Shs)5707589AU | Option | $114.0K | – |
| Put (QQQ) Invesco QQQ Tr Unit Apr 14 22 $323 (100 Shs)5740699VV | Option | $110.0K | – |
| Call (Dwac) Digital World Feb 25 22 $100 (100 Shs)5711339JJ | Option | – | $108.0K |
| Call (Alb) Albemarle Corp Com Apr 14 22 $190 (100 Shs)5769049HD | Option | – | $108.0K |
| Call (Amat) Applied Materials Apr 14 22 $130 (100 Shs)5469349UU | Option | – | $106.0K |
| Call (FLR) Fluor Corp Com Apr 14 22 $25 (100 Shs)5473299TN | Option | – | $106.0K |
| Call (Dwac) Digital World Mar 04 22 $97 (100 Shs)5717139VR | Option | – | $104.0K |
| Put (XSP) Cboe Mini SPX Index May 20 22 $381 (100 Shs)5760339WW | Option | $104.0K | – |
| Call (Alb) Albemarle Corp Com Feb 18 22 $250 (100 Shs)5664129NH | Option | – | $102.0K |
| Call (Alb) Albemarle Corp Com Jan 21 22 $250 (100 Shs)5108089CW | Option | – | $100.0K |
| Call (Aal) American Airlines Jan 21 22 $20.5 (100 Shs)5680949DD | Option | – | $96.0K |
| Call (MSFT) Microsoft Corp Mar 18 22 $290 (100 Shs)4860539SQ | Option | – | $90.0K |
| Call (Sbux) Starbucks Corp Com Feb 18 22 $90 (100 Shs)5630199LH | Option | – | $89.0K |
| Call (Amat) Applied Materials Apr 14 22 $138 (100 Shs)5835209GG | Option | – | $86.0K |
| Call Eos Energy ENTERPRI$5 Exp 052022EOSE 220520C00005000CS4491260 | Option | – | $85.0K |
| Put 100 Select Sector SPDR Tr Indl Exp 061722@90.000 Option Root= Xli99QAV119I | Option | $84.0K | – |
Sold out since Q4 2021 (57)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Icapital KKR Private MKTS FD Shs Ben Int I451066104 | REIT | 27,182 | $1.07M | <0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 25,940 | $673.0K | <0.1% | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 23,875 | $595.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 3,007 | $78.0K | <0.1% | – |
| Vanguard Scottsdale FDS92206C649 | VNG RUS2000VAL | 510 | $74.0K | <0.1% | – |
| EARNEllington Credit Co | COM SHS BEN INT | 2,364 | $25.0K | <0.1% | History |
| iShares U S ETF Tr46431W614 | GOLD STRATEGY | 395 | $22.0K | <0.1% | – |
| CITCit Group Inc | COM NEW | 318 | $16.0K | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 361 | $9.00K | <0.1% | – |
| BMTCBryn Mawr Bank Corp | COM | 102 | $5.00K | <0.1% | History |
| Points Intl Ltd730843208 | COM NEW | 150 | $2.00K | <0.1% | – |
| RTORentokil Initial PLC | SPONSORED ADR | 6 | $1.00K | <0.1% | History |
| Air Liquide ADR009126202 | ADR | 11 | $1.00K | <0.1% | – |
| Central Japan Ry Co Unspon ADR153766100 | ADR | 22 | $1.00K | <0.1% | – |
| Daikin Industries Ltd Unsponsored ADS23381B106 | ADR | 18 | $1.00K | <0.1% | – |
| Deutsche Boerse AG251542106 | Common Stock | 21 | $1.00K | <0.1% | – |
| Elekta AB ADR28617Y101 | ADR | 24 | $1.00K | <0.1% | – |
| Enel Societa Per Azioni ADR29265W207 | ADR | 130 | $1.00K | <0.1% | – |
| Essilor Luxottica Unsponsored ADR297284200 | ADR | 2 | $1.00K | <0.1% | – |
| FSNUYFresenius SE & Co. KGaA | ADR | 38 | $1.00K | <0.1% | History |
| Hong Kong Exchanges & Clearing43858F109 | ADR | 1 | $1.00K | <0.1% | – |
| Industria de Diseno Textil Ind Unsponsord ADR455793109 | ADR | 11 | $1.00K | <0.1% | – |
| International Cons Airls Gro Sponsored ADR459348108 | ADR | 21 | $1.00K | <0.1% | – |
| Jardine Matheson Hldgs Ltd Unsponsord ADR471115402 | ADR | 5 | $1.00K | <0.1% | – |
| Johnson Matthey Pub Ltd Co Spon ADR479142507 | ADR | 6 | $1.00K | <0.1% | – |
| Kion Group497216101 | ADR | 5 | $1.00K | <0.1% | – |
| Merck KGaA589339209 | ADR | 6 | $1.00K | <0.1% | – |
| National Bank of Canada633067103 | COM | 9 | $1.00K | <0.1% | – |
| NCLTYNitori Holdings Co., Ltd. | ADR | 3 | $1.00K | <0.1% | History |
| Orsted A/S Unsponsored ADR68750L102 | ADR | 1 | $1.00K | <0.1% | – |
| PT Bank Mandiri Persero TBK Unsponsored ADR69367U105 | ADR | 19 | $1.00K | <0.1% | – |
| Ping An Ins Group Co China Ltd72341E304 | ADR | 32 | $1.00K | <0.1% | – |
| Prysmian SpA Unsponsord ADR74440L106 | ADR | 12 | $1.00K | <0.1% | – |
| Recruit Holdings Co Ltd75629J101 | ADR | 58 | $1.00K | <0.1% | – |
| Rolls-Royce Holdings PLC775781206 | ADR | 554 | $1.00K | <0.1% | – |
| Safran Spon ADR786584102 | ADR | 18 | $1.00K | <0.1% | – |
| Sampo Oyj ADR79588J102 | ADR | 44 | $1.00K | <0.1% | – |
| Shin Etsu Chem Co Ltd ADR824551105 | ADR | 10 | $1.00K | <0.1% | – |
| Shiseido Co Ltd824841407 | ADR | 3 | $1.00K | <0.1% | – |
| Siemens Healthineers AG Unsponsored ADR82622J104 | ADR | 16 | $1.00K | <0.1% | – |
| Sumitomo Corp Sponsored ADR865613103 | ADR | 32 | $1.00K | <0.1% | – |
| Svenska Handelsbanken ADR86959C103 | ADR | 94 | $1.00K | <0.1% | – |
| Suzuki Motor Corp Unsponsord ADR86959X107 | ADR | 2 | $1.00K | <0.1% | – |
| Swedbank A B SPD ADR870195104 | ADR | 8 | $1.00K | <0.1% | – |
| THK Co ADR872434105 | ADR | 30 | $1.00K | <0.1% | – |
| Technopro Hldgs Inc Sponsored ADS87875T204 | ADR | 49 | $1.00K | <0.1% | – |
| Teleperformance SA ADR87946F100 | ADR | 3 | $1.00K | <0.1% | – |
| Terumo Corp ADR88156J105 | ADR | 2 | $1.00K | <0.1% | – |
| Umicore Group Unsponsored ADR90420M104 | COM | 16 | $1.00K | <0.1% | – |
| Unicharm Corp Sponsored ADR90460M204 | ADR | 1 | $1.00K | <0.1% | – |
| Athene Holding Ltd.G0684D107 | CL A | 10 | $1.00K | <0.1% | – |
| Aena SA Un00774W103 | ADR | 23 | $1.00K | <0.1% | – |
| Greater Heritage Corp Com391861101 | Stock | 250 | $0 | 0.0% | – |
| SHAKShake Shack Inc. | CL A | 2 | – | – | History |
| Adidas AG ADR00687A107 | ADR | 2 | – | – | – |
| Carlsberg as Sponsored ADR142795202 | Common Stock | 7 | – | – | – |
| NAVBNavidea Biopharmaceuticals, Inc. | COM NEW | 50 | – | – | History |