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Livermore
Livermore
ZHEN

WealthPLAN Partners, LLC

SEC CIK
0001639943
Latest filing
Jul 28, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 2, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
316
−942 vs. Q2 2023
Portfolio value
$860.5M
+$153.5M (+21.7%) vs. Q2 2023
Filed
Nov 2, 2023
SEC
Holdings of WealthPLAN Partners, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20222,367$760<0.1%−280−1.2%ReducedHistory
PAVMPAVmed Inc.COM32,335$9.53K<0.1%+5,000+18.3%AddedHistory
SEELSeelos Therapeutics, Inc.COM56,533$10.4K<0.1%+6,033+11.9%AddedHistory
SQFTPresidio Property Trust, Inc.COM CL A22,367$17.8K<0.1%−280−1.2%ReducedHistory
DocuSign, Inc.256163AD8NOTE 1/1–$19.5K<0.1%–––
ALTAltimmune, Inc.COM NEW11,931$31.0K<0.1%00.0%UnchangedHistory
RingCentral, Inc.76680RAF4NOTE 3/0–$50.5K<0.1%–––
PSECProspect Capital CorpCOM10,330$62.5K<0.1%+2,000+24.0%AddedHistory
USALiberty All Star Equity FundSH BEN INT10,605$62.8K<0.1%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT12,800$120.8K<0.1%+2,800+28.0%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF11,350$124.3K<0.1%+672+6.3%Added–
DSLDoubleLine Income Solutions FundCOM10,899$127.7K<0.1%00.0%UnchangedHistory
Starboard Invt Tr85521B775RH TACTICAL ROT12,850$155.8K<0.1%−32−0.2%Reduced–
Columbia ETF Tr I19761L508DIVERSIFID FXD11,380$191.6K<0.1%+225+2.0%Added–
CEGConstellation Energy CorpStock1,840$200.7K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock2,579$202.1K<0.1%+185+7.7%AddedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF2,800$202.6K<0.1%−53−1.9%Reduced–
MMM3M CoStock2,173$203.4K<0.1%+177+8.9%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT4,206$204.6K<0.1%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF499$206.9K<0.1%+25+5.3%Added–
RGENRepligen CorpCOM1,320$209.9K<0.1%+1,300+6,500.0%AddedHistory
SOSouthern CoStock3,247$210.1K<0.1%+13+0.4%AddedHistory
iShares Tr464289875CORE 40 MODE ETF5,422$211.1K<0.1%−10−0.2%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF4,607$211.7K<0.1%00.0%Unchanged–
ORCLOracle CorpStock2,019$213.9K<0.1%+92+4.8%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF6,856$217.1K<0.1%+664+10.7%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,150$222.1K<0.1%+322+17.6%Added–
SYYSysco CorpStock3,381$223.3K<0.1%−39,924−92.2%ReducedHistory
AMGNAmgen IncStock840$225.8K<0.1%+62+8.0%AddedHistory
HONHoneywell International IncCOM1,228$226.8K<0.1%+160+15.0%AddedHistory
ANAutonation, Inc.COM1,508$228.3K<0.1%−288−16.0%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW783$228.9K<0.1%+52+7.1%AddedHistory
Vanguard Morningstar Value ETF922908744ETF1,672$230.6K<0.1%+155+10.2%Added–
CINFCincinnati Financial CorpCOM2,282$233.4K<0.1%−218−8.7%ReducedHistory
PAYXPaychex IncStock2,033$234.5K<0.1%+65+3.3%AddedHistory
AEPAmerican Electric Power Co IncStock3,206$241.2K<0.1%+10.0%AddedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,805$241.6K<0.1%−1,393−33.2%ReducedHistory
Innovator ETFs Trust45783Y814LADERD ALCTN PWR6,583$246.9K<0.1%+5,749+689.3%Added–
Innovator ETFs Trust45783Y780US EQT ACC 9 BFR9,970$247.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF929$253.0K<0.1%+113+13.8%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF7,632$256.2K<0.1%+305+4.2%Added–
Aim ETF Products Trust00888H869ALLIANZIM US EQ10,465$256.8K<0.1%+5,439+108.2%Added–
WisdomTree Tr97717X578EM EX ST-OWNED9,752$260.1K<0.1%−3,509−26.5%Reduced–
PEGPublic Service Enterprise Group IncCOM4,687$266.7K<0.1%00.0%UnchangedHistory
FFord Motor CoStock21,797$270.7K<0.1%+4,423+25.5%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,102$272.7K<0.1%+239+8.3%Added–
GEGeneral Electric CoStock2,516$278.1K<0.1%+53+2.2%AddedHistory
iShares Tr46435U861CORE DIVID ETF7,549$281.1K<0.1%+280+3.9%Added–
Vanguard Short-Term Bond ETF921937827ETF3,761$282.7K<0.1%+122+3.4%Added–
Invesco Actively Managed Exc46090A879VAR RATE INVT11,474$286.2K<0.1%+1,979+20.8%Added–
iShares Tr464288513IBOXX HI YD ETF3,961$292.0K<0.1%−79−2.0%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF13,357$294.4K<0.1%−36,837−73.4%Reduced–
Innovator ETFs Tr45783Y699UNCAPPED ACCLRTD11,028$295.3K<0.1%+11,028New–
iShares Russell Mid-Cap Value ETF464287473ETF2,876$300.1K<0.1%−157−5.2%Reduced–
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR6,110$303.9K<0.1%+527+9.4%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF9,948$308.5K<0.1%+1,171+13.3%Added–
ADPAutomatic Data Processing IncStock1,283$308.7K<0.1%−428−25.0%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999922,850$313.5K<0.1%−4,664−17.0%ReducedHistory
UPSUnited Parcel Service IncStock2,019$314.7K<0.1%+683+51.1%AddedHistory
RTXRTX CorpStock4,531$326.1K<0.1%+1,214+36.6%AddedHistory
GMGeneral Motors CoCOM10,120$333.6K<0.1%+6,985+222.8%AddedHistory
TJXTJX Companies IncStock3,757$333.9K<0.1%+302+8.7%AddedHistory
ROKRockwell Automation, IncStock1,173$335.3K<0.1%−113−8.8%ReducedHistory
NFLXNetflix IncStock897$338.7K<0.1%+247+38.0%AddedHistory
UNHUnitedHealth Group IncStock673$339.5K<0.1%+26+4.0%AddedHistory
EMREmerson Electric CoStock3,589$346.6K<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock3,816$348.3K<0.1%+1,278+50.4%AddedHistory
HRLHormel Foods CorpCOM9,243$351.5K<0.1%+40.0%AddedHistory
BABAAlibaba Group Holding LtdADR4,059$352.1K<0.1%−38−0.9%ReducedHistory
iShares Tr464288687PFD AND INCM SEC11,820$356.4K<0.1%−2,435−17.1%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF7,137$358.1K<0.1%+3,145+78.8%Added–
iShares Core S&P Small Cap ETF464287804ETF3,828$361.1K<0.1%−116−2.9%Reduced–
Kraneshares Tr500767736QUADRTC INT RT17,786$365.7K<0.1%+1,078+6.5%Added–
SUNSunoco LPCOM UT REP LP7,508$367.5K<0.1%+2,261+43.1%AddedHistory
BACBank of America CorpStock13,572$371.6K<0.1%+7,271+115.4%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF6,695$374.7K<0.1%+606+10.0%Added–
CMCSAComcast CorpStock8,495$376.7K<0.1%+1,496+21.4%AddedHistory
KOCoca Cola CoStock6,754$378.1K<0.1%+203+3.1%AddedHistory
CAGConagra Brands Inc.Stock13,799$378.4K<0.1%+7,265+111.2%AddedHistory
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR7,874$385.0K<0.1%+685+9.5%Added–
Innovator ETFs Trust45782C359EMRGNG MKT APRIL16,202$389.8K<0.1%−125−0.8%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF4,315$390.1K<0.1%+3+0.1%Added–
iShares Tr464287622RUS 1000 ETF1,668$391.8K<0.1%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock7,304$392.7K<0.1%+217+3.1%AddedHistory
iShares Tr464287721U.S. TECH ETF3,748$393.2K<0.1%−2,469−39.7%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF7,699$399.3K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C748US EQTY PWR BUF12,995$406.9K<0.1%+2,699+26.2%Added–
MDLZMondelez International, Inc.Stock5,919$410.8K<0.1%−69−1.2%ReducedHistory
DISWalt Disney CoStock5,123$415.2K<0.1%+647+14.5%AddedHistory
Ea Series Trust02072L680STRIVE 500 ETF15,332$420.1K<0.1%+1,974+14.8%Added–
LWLamb Weston Holdings, Inc.Stock4,586$424.0K<0.1%+2,416+111.3%AddedHistory
WMSAdvanced Drainage Systems, Inc.COM3,750$426.9K<0.1%−750−16.7%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF4,196$428.1K<0.1%−44−1.0%Reduced–
NEENextera Energy IncStock7,487$428.9K<0.1%+968+14.8%AddedHistory
AVGOBroadcom Inc.Stock523$434.5K0.1%+133+34.1%AddedHistory
DUKDuke Energy CORPStock4,946$436.6K0.1%+386+8.5%AddedHistory
COPConocoPhillipsStock3,685$441.5K0.1%+130+3.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF2,924$443.9K0.1%−291−9.1%Reduced–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD16,047$446.1K0.1%−2,205−12.1%Reduced–
USBUS Bancorp DECOM NEW13,522$447.0K0.1%+30.0%AddedHistory

Sold out since Q2 2023 (948)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 948 by value last quarter.

Positions of WealthPLAN Partners, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard Index FDS922908652EXTEND MKT ETF10,714$1.59M0.2%–
Innovator ETFs Trust45782C318US EQTY PWR BUF35,389$1.06M0.1%–
Innovator ETFs Trust45782C326US EQTY BUFR MAY32,342$1.03M0.1%–
Simplify US Eq Plus GBTC ETF82889N848ETP40,795$1.02M0.1%–
Innovator ETFs Trust45783Y103US EQUITY ACCELE33,712$966.7K0.1%–
BRK.ABerkshire Hathaway IncCL A1$517.8K0.1%History
iShares Tr46428865310-20 YR TRS ETF3,533$391.3K0.1%–
ETF Ser Solutions26922A453CLEARSHS ULTRA3,482$349.2K<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT12,189$305.4K<0.1%–
TFCTruist Financial CorpCOM8,570$260.1K<0.1%History
LSILife Storage, Inc.COM1,837$244.2K<0.1%History
LUVSouthwest Airlines CoCOM6,292$227.8K<0.1%History
BHPBHP Group LtdADR3,811$227.4K<0.1%History
Matthews Asia FDS577125818EMER MKTS EQUITY7,200$200.7K<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF5,945$194.5K<0.1%–
PECOPhillips Edison & Company, Inc.COMMON STOCK5,695$194.1K<0.1%History
SPOTSpotify Technology S.A.Stock1,183$189.9K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,372$189.9K<0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF6,059$189.0K<0.1%–
SPDR Series Trust78464A821ST STR SP400GRW2,623$187.9K<0.1%–
PODDInsulet CorpStock650$187.4K<0.1%History
Innovator ETFs Trust45782C730US EQT ULTRA BF6,525$186.5K<0.1%–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF2,700$185.7K<0.1%–
MRSHMarsh & McLennan Companies, Inc.Stock981$184.5K<0.1%History
Innovator ETFs Trust45782C367INTRNL DEV APRL7,393$184.2K<0.1%–
iShares Tr464288158SHRT NAT MUN ETF1,769$184.0K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3,598$180.2K<0.1%–
Innovator ETFs Trust45782C714EMRGNG MKT JULY7,802$179.8K<0.1%–
NEMNEWMONT CorpStock4,182$178.4K<0.1%History
WisdomTree Tr97717W430HEDGED HI YLD BD8,272$173.9K<0.1%–
SLViShares Silver TrustETF8,213$171.6K<0.1%History
RBB FD Inc74933W452F/M US TREASURY3,412$170.9K<0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF4,161$169.3K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF2,017$167.8K<0.1%–
PMPhilip Morris International Inc.Stock1,717$167.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT8,550$166.6K<0.1%History
QCOMQualcomm IncStock1,384$164.8K<0.1%History
SHELShell plcADR2,721$164.3K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD3,506$163.5K<0.1%–
BMYBristol Myers Squibb CoStock2,556$163.5K<0.1%History
ETNEaton Corp plcStock805$161.9K<0.1%History
iShares Tr46435U713US INFRASTRUC4,124$161.2K<0.1%–
EDConsolidated Edison IncStock1,778$160.7K<0.1%History
HPQHP IncStock5,224$160.4K<0.1%History
iShares Tr46435G326CORE MSCI INTL2,613$159.7K<0.1%–
iShares Tr46435G102CONV BD ETF2,043$156.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF1,403$150.3K<0.1%–
PFGPrincipal Financial Group IncCOM1,969$149.4K<0.1%History
Innovator ETFs Trust45782C516EMRGNG MKT JAN5,255$149.1K<0.1%–
YUMYum Brands IncStock1,073$148.7K<0.1%History
BNOUnited States Brent Oil Fund, LPETF5,812$148.0K<0.1%History
LINLinde PLCStock387$147.5K<0.1%History
Schwab U.S. REIT ETF808524847ETF7,514$146.7K<0.1%–
BXCBlueLinx Holdings Inc.COM NEW1,496$140.3K<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF4,582$140.1K<0.1%–
SWKStanley Black & Decker, Inc.COM1,490$139.7K<0.1%History
UALUnited Airlines Holdings, Inc.COM2,532$138.9K<0.1%History
First Tr Exchng Traded FD VI33740F771FT VEST US3,910$138.3K<0.1%–
NGGNational Grid PLCSPONSORED ADR NE2,029$136.6K<0.1%History
WMWaste Management IncStock784$136.0K<0.1%History
IAUiShares Gold TrustETF3,736$136.0K<0.1%History
SHOPShopify Inc.Stock2,090$135.0K<0.1%History
CCIFCarlyle Credit Income FundSHS BEN INT13,398$133.2K<0.1%History
CHDChurch & Dwight Co IncCOM1,315$131.8K<0.1%History
iShares Tr46435U853BROAD USD HIGH3,698$130.5K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM1,255$130.2K<0.1%History
ETF Ser Solutions26922A131CLERSHS PITON IN1,416$129.2K<0.1%–
iShares Tr46435G474FALN ANGLS USD5,078$128.8K<0.1%–
Schwab Strategic Tr808524862SHT TM US TRES2,650$127.4K<0.1%–
Innovator ETFs Trust45782C698US EQUT BUFR AUG3,791$127.2K<0.1%–
DDDuPont de Nemours, Inc.COM1,747$124.8K<0.1%History
iShares Tr464288281JPMORGAN USD EMG1,439$124.5K<0.1%–
LPLALPL Financial Holdings Inc.COM573$124.5K<0.1%History
PSXPhillips 66Stock1,299$123.9K<0.1%History
iShares Tr464288323NEW YORK MUN ETF2,326$123.9K<0.1%–
GLWCorning IncCOM3,525$123.5K<0.1%History
PYPLPayPal Holdings, Inc.Stock1,817$121.2K<0.1%History
iShares Core High Dividend ETF46429B663ETF1,196$120.5K<0.1%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1350$120.5K<0.1%History
WBSWebster Financial CorpCOM3,168$119.6K<0.1%History
OXYOccidental Petroleum CorpStock1,994$117.2K<0.1%History
NOWServiceNow, Inc.Stock204$114.6K<0.1%History
SJMJ M SMUCKER CoStock773$114.1K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV1,608$113.0K<0.1%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF1,276$112.5K<0.1%–
WisdomTree Tr97717W844GLOB EX US QU FD3,115$111.6K<0.1%–
RYRoyal Bank of CanadaStock1,167$111.5K<0.1%History
IRMIron Mountain IncCOM1,959$111.3K<0.1%History
iShares Russell 2000 ETF464287655ETF594$111.2K<0.1%–
NVSNovartis AGADR1,099$110.9K<0.1%History
SPDR Series Trust78464A672ST INTER ETF3,915$110.8K<0.1%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD1,463$110.7K<0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF2,395$110.6K<0.1%–
LPXLouisiana-Pacific CorpCOM1,458$109.3K<0.1%History
NVONovo Nordisk A SADR672$108.7K<0.1%History
SPDR Series Trust78468R754ST STR R1K LOWV1,000$108.5K<0.1%–
SHWSherwin Williams CoCOM408$108.3K<0.1%History
AZOAutoZone IncCOM43$107.2K<0.1%History
FISVFiserv IncStock847$106.8K<0.1%History
iShares Tr464288448INTL SEL DIV ETF4,041$106.4K<0.1%–