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Livermore
Livermore
ZHEN

GFG Capital, LLC

SEC CIK
0001638520
Latest filing
Jul 20, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 13, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
126
−3 vs. Q2 2021
Portfolio value
$316.5M
−$16.2M (−4.9%) vs. Q2 2021
Filed
Oct 13, 2021
SEC
Holdings of GFG Capital, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG279,140$24.0M7.6%−23,369−7.7%Reduced–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT549,409$18.8M5.9%−35,897−6.1%Reduced–
Vanguard S&P 500 ETF922908363ETF39,516$15.6M4.9%−2,563−6.1%Reduced–
AAPLApple Inc.Stock104,390$14.8M4.7%−34,655−24.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY203,501$13.4M4.2%+50,733+33.2%Added–
METAMeta Platforms, Inc.Stock38,360$13.0M4.1%−4,823−11.2%ReducedHistory
GOOGLAlphabet Inc.Stock4,459$11.9M3.8%−1,025−18.7%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF143,178$10.5M3.3%−30,856−17.7%Reduced–
EAElectronic Arts Inc.COM73,614$10.5M3.3%+14,984+25.6%AddedHistory
SBUXStarbucks CorpStock94,171$10.4M3.3%−3,574−3.7%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF136,405$10.3M3.2%−7,966−5.5%Reduced–
DISWalt Disney CoStock58,316$9.87M3.1%−729−1.2%ReducedHistory
BXBlackstone Inc.COM84,665$9.85M3.1%−43,887−34.1%ReducedHistory
iShares Tr46432F388MSCI USA VALUE969,826$9.64M3.0%+143,433+17.4%Added–
AMZNAmazon Com IncStock2,695$8.85M2.8%+227+9.2%AddedHistory
BABAAlibaba Group Holding LtdADR53,673$7.95M2.5%+17,856+49.9%AddedHistory
VVisa Inc.Stock28,634$6.38M2.0%+2,340+8.9%AddedHistory
MAMastercard IncStock17,727$6.16M1.9%+1,666+10.4%AddedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME159,601$5.92M1.9%+31,129+24.2%Added–
MSFTMicrosoft CorpStock18,913$5.33M1.7%−3,536−15.8%ReducedHistory
KLACKLA CorpCOM NEW13,790$4.61M1.5%+13,790NewHistory
AMATApplied Materials IncStock34,335$4.42M1.4%+34,335NewHistory
ADBEAdobe Inc.Stock6,042$3.48M1.1%−111−1.8%ReducedHistory
NFLXNetflix IncStock4,999$3.05M1.0%−231−4.4%ReducedHistory
JPMJPMorgan Chase & CoStock17,680$2.89M0.9%+567+3.3%AddedHistory
NVDANVIDIA CorpStock13,266$2.75M0.9%00.0%UnchangedConverted for a 4-for-1 splitHistory
PYPLPayPal Holdings, Inc.Stock10,241$2.66M0.8%+516+5.3%AddedHistory
GOOGAlphabet Inc.Stock964$2.57M0.8%+9+0.9%AddedHistory
GSGoldman Sachs Group IncStock6,793$2.57M0.8%−222−3.2%ReducedHistory
NKENIKE, Inc.Stock15,408$2.24M0.7%+663+4.5%AddedHistory
XYZBlock, Inc.CL A9,262$2.22M0.7%+138+1.5%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF11,720$2.06M0.7%−595,536−98.1%Reduced–
LULUlululemon athletica inc.Stock5,018$2.03M0.6%+330+7.0%AddedHistory
COSTCostco Wholesale CorpStock3,935$1.77M0.6%+64+1.7%AddedHistory
CRMSalesforce, Inc.Stock6,112$1.66M0.5%+235+4.0%AddedHistory
NEENextera Energy IncStock20,484$1.61M0.5%+775+3.9%AddedHistory
CCitigroup IncStock22,391$1.57M0.5%−1,054−4.5%ReducedHistory
ABTAbbott LaboratoriesStock13,229$1.56M0.5%+1,537+13.1%AddedHistory
JNJJohnson & JohnsonStock9,613$1.55M0.5%−251−2.5%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP33,885$1.55M0.5%+33,885New–
WMTWalmart Inc.Stock10,568$1.47M0.5%+410+4.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF3,564$1.28M0.4%+694+24.2%Added–
ATVIActivision Blizzard, Inc.COM16,488$1.28M0.4%+1,036+6.7%AddedHistory
AMGNAmgen IncStock5,925$1.26M0.4%+289+5.1%AddedHistory
ABNBAirbnb, Inc.Stock7,094$1.19M0.4%+5,654+392.6%AddedHistory
NOWServiceNow, Inc.Stock1,881$1.17M0.4%−156−7.7%ReducedHistory
ACNAccenture plcStock3,622$1.16M0.4%−548−13.1%ReducedHistory
ADSKAutodesk, Inc.COM4,038$1.15M0.4%+749+22.8%AddedHistory
WFCWells Fargo & CompanyStock24,357$1.13M0.4%00.0%UnchangedHistory
MSMorgan StanleyStock11,281$1.10M0.3%+13+0.1%AddedHistory
ZTSZoetis Inc.Stock5,653$1.10M0.3%−438−7.2%ReducedHistory
BACBank of America CorpStock25,489$1.08M0.3%−368−1.4%ReducedHistory
MRNAModerna, Inc.Stock2,770$1.07M0.3%00.0%UnchangedHistory
TSLATesla, Inc.Stock1,261$978.0K0.3%+4+0.3%AddedHistory
iShares Tr464288257MSCI ACWI ETF9,749$974.0K0.3%00.0%Unchanged–
UNHUnitedHealth Group IncStock2,380$930.0K0.3%+148+6.6%AddedHistory
ITGartner IncCOM2,830$860.0K0.3%+161+6.0%AddedHistory
Kraneshares Trust500767306CSI CHI INTERNET16,968$803.0K0.3%+16,968New–
SPYSPDR S&P 500 ETF TrustETF1,828$784.0K0.2%−2,915−61.5%ReducedHistory
FCXFreeport-McMoran IncStock23,497$764.0K0.2%+23+0.1%AddedHistory
AXPAmerican Express CoStock4,406$738.0K0.2%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW701$697.0K0.2%+74+11.8%AddedHistory
COINCoinbase Global, Inc.COM CL A2,850$648.0K0.2%−320−10.1%ReducedHistory
ILMNIllumina, Inc.COM1,587$644.0K0.2%+80+5.3%AddedHistory
CSCOCisco Systems, Inc.Stock11,371$619.0K0.2%−469−4.0%ReducedHistory
OXYOccidental Petroleum CorpStock20,484$606.0K0.2%00.0%UnchangedHistory
Royal Dutch Shell PLC780259107SPON ADR B13,400$593.0K0.2%+232+1.8%Added–
BLKBlackRock, Inc.COM652$547.0K0.2%00.0%UnchangedHistory
BABoeing CoStock2,459$541.0K0.2%−445−15.3%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,956$536.0K0.2%−4−0.2%Reduced–
COPConocoPhillipsStock7,663$519.0K0.2%+26+0.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,755$509.0K0.2%−220−11.1%Reduced–
SCHWSchwab Charles CorpStock6,966$507.0K0.2%00.0%UnchangedHistory
MSCIMSCI Inc.Stock799$486.0K0.2%+93+13.2%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF4,408$481.0K0.2%−5,779−56.7%Reduced–
Direxion Shs ETF Tr25460E661DLY AEROSPC 3X23,308$479.0K0.2%+1,340+6.1%Added–
LDOSLeidos Holdings, Inc.COM4,727$454.0K0.1%−975−17.1%ReducedHistory
LMTLockheed Martin CorpStock1,242$429.0K0.1%+6+0.5%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$411.0K0.1%00.0%UnchangedHistory
PRKSUnited Parks & Resorts Inc.COM7,200$398.0K0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK26,900$394.0K0.1%−120−0.4%ReducedHistory
DALDelta Air Lines, Inc.COM NEW9,217$393.0K0.1%+20.0%AddedHistory
QSQuantumScape CorpCOM CL A15,940$391.0K0.1%+15,940NewHistory
LOWLowes Companies IncStock1,825$370.0K0.1%+10+0.6%AddedHistory
ZMZoom Communications, Inc.Stock1,402$367.0K0.1%+218+18.4%AddedHistory
SHOPShopify Inc.Stock269$365.0K0.1%−8−2.9%ReducedHistory
TGTTarget CorpStock1,578$361.0K0.1%00.0%UnchangedHistory
iShares Tr464288182MSCI AC ASIA ETF4,078$346.0K0.1%+1,392+51.8%Added–
REGNRegeneron Pharmaceuticals, Inc.COM563$341.0K0.1%+7+1.3%AddedHistory
FANGDiamondback Energy, Inc.Stock3,570$338.0K0.1%−170−4.5%ReducedHistory
QCOMQualcomm IncStock2,543$328.0K0.1%−124−4.6%ReducedHistory
NLYAnnaly Capital Management IncCOM36,922$311.0K0.1%−5,432−12.8%ReducedHistory
KPTIKaryopharm Therapeutics Inc.COM53,150$309.0K0.1%+53,150NewHistory
SLBSLB LimitedStock10,126$300.0K0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,588$289.0K0.1%−217−7.7%ReducedHistory
TAT&T Inc.Stock10,610$287.0K0.1%−1,589−13.0%ReducedHistory
INTCIntel CorpStock5,357$285.0K0.1%+95+1.8%AddedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ3,619$275.0K0.1%00.0%Unchanged–
GANGAN LtdORD SHS17,400$259.0K0.1%+17,400NewHistory
FDXFedEx CorpStock1,170$257.0K0.1%+446+61.6%AddedHistory

Sold out since Q2 2021 (16)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of GFG Capital, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46434V274INTL EQTY FACTOR51,265$1.54M0.5%–
CCLCarnival Corp Ltd.UNIT 99/99/999927,194$717.0K0.2%History
Paramount Global92556H206CL B14,640$662.0K0.2%–
ALGNAlign Technology IncCOM776$474.0K0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS11,030$324.0K0.1%History
SEDGSolaredge Technologies, Inc.COM1,107$306.0K0.1%History
RTXRTX CorpStock2,972$254.0K0.1%History
STWDStarwood Property Trust, Inc.COM9,720$254.0K0.1%History
SPGSimon Property Group Inc.REIT1,834$239.0K0.1%History
Global X Uranium ETF37954Y871ETF11,000$233.0K0.1%–
GAPGap IncCOM6,800$229.0K0.1%History
DOCUDocuSign, Inc.Stock765$214.0K0.1%History
iShares MSCI Eafe ETF464287465ETF2,680$211.0K0.1%–
SUSuncor Energy IncStock8,650$207.0K0.1%History
CTXSCitrix Systems IncCOM1,745$205.0K0.1%History
DCHDauch CorpCOM15,700$162.0K<0.1%History