Man Group plc

SEC CIK: 0001637460
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Positions: 1,864; −27 vs. Q2 2023
Portfolio value: $32.2B; −$107.8M (−0.3%) vs. Q2 2023
Filed: Nov 14, 2023; SEC

Holdings of Man Group plc in Q3 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
ABMAbm Industries Inc	COM	–	$2.78M	<0.1%	–	–	History
ITTItt Inc.	COM	–	$2.82M	<0.1%	–	–	History
Wayfair Inc.94419LAP6	NOTE 3.250% 9/1	–	$2.84M	<0.1%	–	New	–
Dropbox, Inc.26210CAD6	NOTE 3/0	–	$2.85M	<0.1%	–	–	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	–	$2.85M	<0.1%	–	–	–
UNFUnifirst Corp	COM	–	$2.85M	<0.1%	–	–	History
Etsy Inc29786AAJ5	NOTE 0.125%10/0	–	$2.86M	<0.1%	–	–	–
NXSTNexstar Media Group, Inc.	COMMON STOCK	–	$2.88M	<0.1%	–	–	History
LZLegalzoom.com, Inc.	COM	–	$2.89M	<0.1%	–	–	History
TKRTimken Co	COM	–	$2.89M	<0.1%	–	–	History
NCL Corp Ltd62886HAX9	NOTE 5.375% 8/0	–	$2.91M	<0.1%	–	–	–
VETVermilion Energy Inc.	COM	–	$2.92M	<0.1%	–	–	History
CWSTCasella Waste Systems Inc	CL A	–	$2.92M	<0.1%	–	–	History
MWAMueller Water Products, Inc.	COM SER A	–	$2.93M	<0.1%	–	–	History
CGNXCognex Corp	COM	–	$2.94M	<0.1%	–	–	History
EEFTEuronet Worldwide, Inc.	COM	–	$2.95M	<0.1%	–	–	History
PDPagerDuty, Inc.	COM	–	$2.96M	<0.1%	–	–	History
TGTTarget Corp	Stock	–	$2.98M	<0.1%	–	–	History
EFOREverforth Inc	COM	–	$2.99M	<0.1%	–	–	History
TSCOTractor Supply Co	COM	–	$2.99M	<0.1%	–	–	History
PETSPetmed Express Inc	COM	–	$3.01M	<0.1%	–	–	History
Vishay Intertechnology Inc928298AP3	NOTE 2.250% 6/1	–	$3.02M	<0.1%	–	–	–
UNPUnion Pacific Corp	Stock	–	$3.02M	<0.1%	–	–	History
FITBFifth Third Bancorp	COM	–	$3.02M	<0.1%	–	New	History
ESRTEmpire State Realty Trust, Inc.	CL A	–	$3.05M	<0.1%	–	–	History
CMPCompass Minerals International Inc	Stock	–	$3.06M	<0.1%	–	–	History
MOSMosaic Co	COM	–	$3.07M	<0.1%	–	–	History
REZIResideo Technologies, Inc.	Stock	–	$3.07M	<0.1%	–	–	History
WRBYWarby Parker Inc.	CL A COM	–	$3.08M	<0.1%	–	–	History
DOWDow Inc.	Stock	–	$3.09M	<0.1%	–	–	History
EXPOExponent Inc	COM	–	$3.10M	<0.1%	–	–	History
SVMSilvercorp Metals Inc	COM	–	$3.10M	<0.1%	–	–	History
FNBFNB Corp	COM	–	$3.11M	<0.1%	–	–	History
BRBRBellring Brands, Inc.	Stock	–	$3.12M	<0.1%	–	–	History
TDToronto Dominion Bank	Stock	–	$3.13M	<0.1%	–	–	History
MDGLMadrigal Pharmaceuticals, Inc.	COM	–	$3.14M	<0.1%	–	–	History
MGPIMGP Ingredients Inc	COM	–	$3.16M	<0.1%	–	–	History
Sea Ltd81141RAF7	NOTE 2.375%12/0	–	$3.19M	<0.1%	–	–	–
VMIValmont Industries Inc	COM	–	$3.19M	<0.1%	–	–	History
CTSHCognizant Technology Solutions Corp	CL A	–	$3.20M	<0.1%	–	–	History
FROFrontline plc	COM	–	$3.23M	<0.1%	–	New	History
XPOXPO, Inc.	COM	–	$3.23M	<0.1%	–	–	History
HRMYHarmony Biosciences Holdings, Inc.	COM	–	$3.25M	<0.1%	–	–	History
Enphase Energy, Inc.29355AAH0	NOTE 3/0	–	$3.25M	<0.1%	–	–	–
DIODDiodes Inc	COM	–	$3.25M	<0.1%	–	–	History
AAMIAcadian Asset Management Inc.	COM	–	$3.26M	<0.1%	–	–	History
SONSonoco Products Co	COM	–	$3.27M	<0.1%	–	–	History
MLKNMillerknoll, Inc.	COM	–	$3.27M	<0.1%	–	New	History
ALVAutoliv Inc	COM	–	$3.28M	<0.1%	–	–	History
OGEOGE Energy Corp.	COM	–	$3.28M	<0.1%	–	–	History
ETRNMidstream Co LLC	COM	–	$3.28M	<0.1%	–	–	History
MSGSMadison Square Garden Sports Corp.	CL A	–	$3.29M	<0.1%	–	–	History
GTGoodyear Tire & Rubber Co	COM	–	$3.30M	<0.1%	–	–	History
SSRMSSR Mining Inc.	Stock	–	$3.31M	<0.1%	–	–	History
SRCLStericycle Inc	COM	–	$3.33M	<0.1%	–	–	History
CRKComstock Resources Inc	COM	–	$3.34M	<0.1%	–	–	History
WFRDWeatherford International plc	ORD SHS	–	$3.39M	<0.1%	–	–	History
Sunnova Energy Intl Inc.86745KAF1	NOTE 0.250%12/0	–	$3.40M	<0.1%	–	–	–
CBSHCommerce Bancshares Inc	Stock	–	$3.40M	<0.1%	–	–	History
PNFPPinnacle Financial Partners, Inc.	COM	–	$3.40M	<0.1%	–	–	History
TKTeekay Corp Ltd	COM	–	$3.40M	<0.1%	–	–	History
POSTPost Holdings, Inc.	COM	–	$3.40M	<0.1%	–	–	History
ITRNIturan Location & Control Ltd.	SHS	–	$3.41M	<0.1%	–	–	History
MXLMaxlinear, Inc	COM	–	$3.42M	<0.1%	–	–	History
APGAPi Group Corp	COM STK	–	$3.43M	<0.1%	–	–	History
SMPLSimply Good Foods Co	COM	–	$3.44M	<0.1%	–	–	History
BNSBank of Nova Scotia	COM	–	$3.45M	<0.1%	–	–	History
ESNTEssent Group Ltd.	COM	–	$3.46M	<0.1%	–	–	History
HAHawaiian Holdings Inc	COM	–	$3.46M	<0.1%	–	–	History
IPInternational Paper Co	COM	–	$3.47M	<0.1%	–	–	History
BERYBerry Global Group, Inc.	COM	–	$3.49M	<0.1%	–	–	History
STAAStaar Surgical Co	COM PAR $0.01	–	$3.49M	<0.1%	–	–	History
HQYHealthequity, Inc.	COM	–	$3.50M	<0.1%	–	–	History
BDXBecton Dickinson & Co	Stock	–	$3.50M	<0.1%	–	–	History
ODDOddity Tech Ltd	SHS CL A	–	$3.52M	<0.1%	–	New	History
AMTAmerican Tower Corp	REIT	–	$3.52M	<0.1%	–	–	History
FBPFirst Bancorp	COM NEW	–	$3.53M	<0.1%	–	–	History
KHCKraft Heinz Co	Stock	–	$3.53M	<0.1%	–	–	History
ARAntero Resources Corp	COM	–	$3.54M	<0.1%	–	–	History
PKGPackaging Corp of America	Stock	–	$3.55M	<0.1%	–	–	History
RYRoyal Bank of Canada	Stock	–	$3.55M	<0.1%	–	–	History
FDXFedEx Corp	Stock	–	$3.56M	<0.1%	–	–	History
MicroStrategy Inc594972AC5	NOTE 0.750%12/1	–	$3.56M	<0.1%	–	–	–
ALNYAlnylam Pharmaceuticals, Inc.	COM	–	$3.59M	<0.1%	–	–	History
OECOrion S.A.	COM	–	$3.60M	<0.1%	–	–	History
Neogames S AL6673X107	SHS	–	$3.60M	<0.1%	–	New	–
CHKPCheck Point Software Technologies Ltd	ORD	–	$3.60M	<0.1%	–	–	History
TFIITFI International Inc.	COM	–	$3.61M	<0.1%	–	–	History
WNCWabash National Corp	COM	–	$3.61M	<0.1%	–	–	History
Ionis Pharmaceuticals Inc462222AD2	NOTE 4/0	–	$3.62M	<0.1%	–	–	–
Halozyme Therapeutics, Inc.40637HAF6	NOTE 1.000% 8/1	–	$3.64M	<0.1%	–	New	–
SITESiteOne Landscape Supply, Inc.	COM	–	$3.64M	<0.1%	–	–	History
NSITInsight Enterprises Inc	COM	–	$3.64M	<0.1%	–	–	History
CSTMConstellium SE	CL A SHS	–	$3.64M	<0.1%	–	–	History
SFMSprouts Farmers Market, Inc.	COM	–	$3.66M	<0.1%	–	–	History
LVSLas Vegas Sands Corp	COM	–	$3.67M	<0.1%	–	–	History
MTZMastec Inc	COM	–	$3.70M	<0.1%	–	–	History
Solaredge Technologies, Inc.83417MAD6	NOTE 9/1	–	$3.70M	<0.1%	–	–	–
JJSFJ&J Snack Foods Corp	COM	–	$3.71M	<0.1%	–	–	History
CXTCrane NXT, Co.	COM	–	$3.71M	<0.1%	–	–	History

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Man Group plc in Q3 2023
Security	Class	Puts	Calls
iShares Tr464287432	20 YR TR BD ETF	$16.9M	$20.1M
MCHPMicrochip Technology Inc	Stock	$1.91M	$12.7M
SOVOSovos Brands, Inc.	COM	–	$10.8M
State Street SPDR S&P Biotech ETF78464A870	ETF	$3.50M	$3.50M
AAPAdvance Auto Parts Inc	COM	$5.59M	–
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	$2.39M	$2.53M
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	$2.10M	$2.40M
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	$1.96M	$2.11M
DKNGDraftKings Inc.	Stock	–	$2.94M
State Street Financial Select Sector SPDR ETF81369Y605	ETF	$1.13M	$1.13M
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	$611.7K	$595.6K
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	$489.2K	$489.2K
SPYSPDR S&P 500 ETF Trust	ETF	$171.0K	$299.2K
MRKMerck & Co., Inc.	Stock	–	$288.3K
State Street Materials Select Sector SPDR ETF81369Y100	ETF	$141.4K	$117.8K
State Street Technology Select Sector SPDR ETF81369Y803	ETF	$114.8K	$114.8K
KOCoca Cola Co	Stock	–	$72.8K
PGProcter & Gamble Co	Stock	–	$29.2K

Sold out since Q2 2023 (325)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 325 by value last quarter.

Positions of Man Group plc sold out since Q2 2023
Security	Class	Shares in Q2 2023	Value in Q2 2023	% of portfolio in Q2 2023	History
ISEEIVERIC bio, Inc.	COM	1,374,470	$54.1M	0.2%	History
KBR, Inc.48242WAB2	NOTE 2.500%11/0	–	$39.8M	0.1%	–
RADIRadius Global Infrastructure, Inc.	COM CL A	2,632,896	$39.2M	0.1%	History
DASHDoorDash, Inc.	Stock	500,243	$38.2M	0.1%	History
MOMOHello Group Inc.	ADS	3,884,767	$37.3M	0.1%	History
FOCSFocus Financial Partners Inc.	COM CL A	638,783	$33.5M	0.1%	History
SESea Ltd	SPONSORD ADS	557,444	$32.4M	0.1%	History
SYNHSyneos Health, Inc.	CL A	760,000	$32.0M	0.1%	History
DSEYDiversey Holdings, Ltd.	ORD SHS	3,344,046	$28.1M	0.1%	History
ARNCArconic Corp	COM	925,000	$27.4M	0.1%	History
GFIGold Fields Ltd	SPONSORED ADR	1,718,207	$23.8M	0.1%	History
TMETencent Music Entertainment Group	SPON ADS	3,183,746	$23.5M	0.1%	History
SPYSPDR S&P 500 ETF Trust	ETF	45,886	$20.3M	0.1%	History
CSIQCanadian Solar Inc.	COM	501,205	$19.4M	0.1%	History
ICLRIcon PLC	COM	70,221	$17.6M	0.1%	History
TGTXTG Therapeutics, Inc.	COM	689,236	$17.1M	0.1%	History
UNVRUnivar Solutions Inc.	COM	465,000	$16.7M	0.1%	History
AXNXAxonics, Inc.	COM	310,803	$15.7M	<0.1%	History
NOVASunnova Energy International Inc.	COM	849,472	$15.6M	<0.1%	History
DISHDISH Network CORP	CL A	2,324,987	$15.3M	<0.1%	History
Carnival Corp143658BT8	NOTE 5.750%10/0	–	$14.5M	<0.1%	–
DARDarling Ingredients Inc.	COM	222,221	$14.2M	<0.1%	History
DQDaqo New Energy Corp.	SPNSRD ADS NEW	327,452	$13.0M	<0.1%	History
GPNGlobal Payments Inc	Stock	125,226	$12.3M	<0.1%	History
BAXBaxter International Inc	Stock	270,536	$12.3M	<0.1%	History
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	113,042	$12.1M	<0.1%	–
LSILife Storage, Inc.	COM	90,000	$12.0M	<0.1%	History
HMYHarmony Gold Mining Co Ltd	ADR	2,829,554	$11.9M	<0.1%	History
WBDWarner Bros. Discovery, Inc.	Stock	945,636	$11.9M	<0.1%	History
USXUS Xpress Enterprises Inc	COM CL A	1,800,000	$11.1M	<0.1%	History
LADLithia Motors Inc	COM	36,184	$11.0M	<0.1%	History
iShares Tr464287234	MSCI EMG MKT ETF	274,502	$10.9M	<0.1%	–
FNDFloor & Decor Holdings, Inc.	CL A	92,303	$9.60M	<0.1%	History
CLVTClarivate PLC	ORD SHS	987,283	$9.41M	<0.1%	History
VNET Group, Inc.90138VAB3	NOTE 2/0	–	$9.24M	<0.1%	–
TEVATeva Pharmaceutical Industries Ltd	SPONSORED ADS	1,200,400	$9.04M	<0.1%	History
UGIUgi Corp	Stock	330,319	$8.91M	<0.1%	History
LNTHLantheus Holdings, Inc.	Stock	103,953	$8.72M	<0.1%	History
RUNSunrun Inc.	COM	483,136	$8.63M	<0.1%	History
AJRDAerojet Rocketdyne Holdings, Inc.	COM	148,508	$8.15M	<0.1%	History
Liberty Media Corp531229409	COM A SIRIUSXM	243,199	$7.98M	<0.1%	–
HOGHarley-Davidson, Inc.	COM	222,304	$7.83M	<0.1%	History
DOOBRP Inc.	COM SUN VTG	89,600	$7.58M	<0.1%	History
LYBLyondellBasell Industries N.V.	SHS - A -	81,947	$7.53M	<0.1%	History
SPDR Series Trust78468R556	SP O&G EXPL PRO	50,012	$6.44M	<0.1%	–
Li Auto Inc.50202MAB8	NOTE 0.250% 5/0	–	$6.43M	<0.1%	–
MRVLMarvell Technology, Inc.	COM	106,017	$6.34M	<0.1%	History
DAYDayforce, Inc.	COM	90,104	$6.03M	<0.1%	History
ZDZiff Davis, Inc.	COM	79,158	$5.55M	<0.1%	History
iShares Inc464286640	MSCI CHILE ETF	179,878	$5.25M	<0.1%	–
KDNYChinook Therapeutics, Inc.	COM	135,000	$5.19M	<0.1%	History
iShares Tr46429B309	MSCI INDONIA ETF	211,963	$4.89M	<0.1%	–
CERECerevel Therapeutics Holdings, Inc.	COM	152,117	$4.84M	<0.1%	History
ULCCFrontier Group Holdings, Inc.	COM	496,847	$4.80M	<0.1%	History
TNDMTandem Diabetes Care Inc	COM NEW	191,923	$4.71M	<0.1%	History
NOMDNomad Foods Ltd	USD ORD SHS	267,694	$4.69M	<0.1%	History
Nuvei Corp67079A102	COM	156,322	$4.62M	<0.1%	–
State Street Materials Select Sector SPDR ETF81369Y100	ETF	54,321	$4.50M	<0.1%	–
Splunk Inc848637AC8	NOTE 0.500% 9/1	–	$4.49M	<0.1%	–
SQMChemical & Mining Co of Chile Inc	SPON ADR SER B	61,018	$4.43M	<0.1%	History
FHNFirst Horizon Corp	COM	389,118	$4.39M	<0.1%	History
Okta, Inc.679295AF2	NOTE 0.375% 6/1	–	$4.30M	<0.1%	–
HXLHexcel Corp	COM	53,045	$4.03M	<0.1%	History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	23,430	$3.98M	<0.1%	–
SAGESage Therapeutics, Inc.	COM	80,661	$3.79M	<0.1%	History
FTAIFTAI Aviation Ltd.	SHS	111,295	$3.52M	<0.1%	History
BRSLBrightstar Lottery PLC	SHS USD	109,953	$3.51M	<0.1%	History
ITGRInteger Holdings Corp	COM	39,444	$3.50M	<0.1%	History
WNS Hldgs Ltd92932M101	SPON ADR	46,198	$3.41M	<0.1%	–
TPICQTpi Composites, Inc	COM	325,695	$3.38M	<0.1%	History
BNBROOKFIELD Corp	CL A LTD VT SH	97,454	$3.28M	<0.1%	History
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.	SPON ADR RP 10	231,007	$3.22M	<0.1%	History
GFSGLOBALFOUNDRIES Inc.	Stock	47,242	$3.05M	<0.1%	History
MXMagnachip Semiconductor Corp	COM	269,255	$3.01M	<0.1%	History
Burlington Stores, Inc.122017AB2	NOTE 2.250% 4/1	–	$3.01M	<0.1%	–
SRSpire Inc	COM	47,311	$3.00M	<0.1%	History
ALCAlcon Inc	Stock	35,899	$2.95M	<0.1%	History
PPCPilgrims Pride Corp	Stock	135,753	$2.92M	<0.1%	History
ICUIIcu Medical Inc	COM	16,015	$2.85M	<0.1%	History
Sunpower Corp867652406	COM	288,897	$2.83M	<0.1%	–
TFXTeleflex Inc	COM	11,390	$2.76M	<0.1%	History
CARAvis Budget Group, Inc.	COM	11,930	$2.73M	<0.1%	History
CCChemours Co	Stock	71,873	$2.65M	<0.1%	History
ENOVEnovis CORP	COM	40,385	$2.59M	<0.1%	History
ASCArdmore Shipping Corp	COM	202,361	$2.50M	<0.1%	History
PRVAPrivia Health Group, Inc.	COM	94,640	$2.47M	<0.1%	History
QFINQfin Holdings, Inc.	AMERICAN DEP	141,570	$2.45M	<0.1%	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	7,079	$2.43M	<0.1%	History
PIImpinj Inc	COM	26,270	$2.36M	<0.1%	History
DENDenbury Inc	COM	26,578	$2.29M	<0.1%	History
FLNCFluence Energy, Inc.	COM CL A	84,892	$2.26M	<0.1%	History
HHCHoward Hughes Corp	COM	28,146	$2.22M	<0.1%	History
ALKAlaska Air Group, Inc.	COM	39,882	$2.12M	<0.1%	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	28,360	$2.10M	<0.1%	–
GILGildan Activewear Inc.	Stock	63,076	$2.04M	<0.1%	History
LITELumentum Holdings Inc.	COM	35,542	$2.02M	<0.1%	History
NVSTEnvista Holdings Corp	COM	59,517	$2.01M	<0.1%	History
AGLagilon health, inc.	COM	115,331	$2.00M	<0.1%	History
AGRAvangrid, Inc.	COM	52,277	$1.97M	<0.1%	History
CASYCaseys General Stores Inc	COM	8,026	$1.96M	<0.1%	History