Man Group plc

SEC CIK: 0001637460
Latest filing: Aug 14, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Positions: 1,864; −27 vs. Q2 2023
Portfolio value: $32.2B; −$107.8M (−0.3%) vs. Q2 2023
Filed: Nov 14, 2023; SEC

Holdings of Man Group plc in Q3 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
GMSGMS Inc.	COM	–	$1.30M	<0.1%	–	–	History
CRMTAmericas Carmart Inc	COM	–	$1.30M	<0.1%	–	–	History
CRCCalifornia Resources Corp	COM STOCK	–	$1.31M	<0.1%	–	–	History
NTCTNetscout Systems Inc	COM	–	$1.32M	<0.1%	–	–	History
PUBMPubMatic, Inc.	COM CL A	–	$1.32M	<0.1%	–	–	History
PTLOPortillo's Inc.	COM CL A	–	$1.33M	<0.1%	–	–	History
TPLTexas Pacific Land Corp	Stock	–	$1.34M	<0.1%	–	–	History
CABOCable One, Inc.	COM	–	$1.34M	<0.1%	–	New	History
EDUNew Oriental Education & Technology Group Inc.	SPON ADR	–	$1.35M	<0.1%	–	New	History
HALOHalozyme Therapeutics, Inc.	COM	–	$1.36M	<0.1%	–	–	History
MTBM&T Bank Corp	COM	–	$1.37M	<0.1%	–	New	History
ARCTArcturus Therapeutics Holdings Inc.	COM	–	$1.40M	<0.1%	–	New	History
SYKStryker Corp	Stock	–	$1.40M	<0.1%	–	–	History
Enphase Energy, Inc.29355AAK3	NOTE 3/0	–	$1.40M	<0.1%	–	–	–
PWSCPowerschool Holdings, Inc.	COM CL A	–	$1.40M	<0.1%	–	New	History
OLEDUniversal Display Corp	COM	–	$1.41M	<0.1%	–	–	History
DDominion Energy, Inc	Stock	–	$1.42M	<0.1%	–	New	History
SNXTD Synnex Corp	COM	–	$1.43M	<0.1%	–	–	History
NTNXNutanix, Inc.	Stock	–	$1.43M	<0.1%	–	–	History
iShares Inc464286145	MSCI FRONTIER	–	$1.44M	<0.1%	–	–	–
VIAVViavi Solutions Inc.	COM	–	$1.47M	<0.1%	–	–	History
SLCAU.S. Silica Holdings, Inc.	COM	–	$1.47M	<0.1%	–	–	History
THRThermon Group Holdings, Inc.	COM	–	$1.48M	<0.1%	–	–	History
COLLCollegium Pharmaceutical, Inc	COM	–	$1.48M	<0.1%	–	–	History
GNTXGentex Corp	COM	–	$1.48M	<0.1%	–	–	History
EMNEastman Chemical Co	Stock	–	$1.48M	<0.1%	–	–	History
AVTAvnet Inc	COM	–	$1.49M	<0.1%	–	–	History
CNICanadian National Railway Co	Stock	–	$1.49M	<0.1%	–	–	History
SUMSummit Materials, Inc.	CL A	–	$1.51M	<0.1%	–	–	History
PRTSCarParts.com, Inc.	COM	–	$1.51M	<0.1%	–	–	History
NBRNabors Industries Ltd	SHS	–	$1.51M	<0.1%	–	–	History
ONTOOnto Innovation Inc.	COM	–	$1.52M	<0.1%	–	–	History
IPARInterparfums Inc	COM	–	$1.53M	<0.1%	–	–	History
LPROOpen Lending Corp	COM	–	$1.54M	<0.1%	–	–	History
WOOFPetco Health & Wellness Company, Inc.	CL A COM	–	$1.54M	<0.1%	–	–	History
PLXSPlexus Corp	COM	–	$1.54M	<0.1%	–	–	History
ABNBAirbnb, Inc.	Stock	–	$1.54M	<0.1%	–	–	History
BKHBlack Hills Corp	COM	–	$1.54M	<0.1%	–	–	History
Sunnova Energy Intl Inc.86745KAH7	NOTE 2.625% 2/1	–	$1.55M	<0.1%	–	New	–
IQVIQVIA Holdings Inc.	Stock	–	$1.55M	<0.1%	–	New	History
DFINDonnelley Financial Solutions, Inc.	COM	–	$1.56M	<0.1%	–	–	History
SEATVivid Seats Inc.	COM CL A	–	$1.56M	<0.1%	–	New	History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	–	$1.57M	<0.1%	–	–	–
PERIPerion Network Ltd.	SHS NEW	–	$1.57M	<0.1%	–	–	History
CARTMaplebear Inc.	COM	–	$1.57M	<0.1%	–	New	History
CMBTCmb.tech NV	SHS	–	$1.58M	<0.1%	–	–	History
BBWBuild-A-Bear Workshop Inc	COM	–	$1.58M	<0.1%	–	–	History
iShares Tips Bond ETF464287176	ETF	–	$1.58M	<0.1%	–	–	–
ALRMAlarm.com Holdings, Inc.	COM	–	$1.58M	<0.1%	–	–	History
JHGJanus Henderson Group Ltd.	ORD SHS	–	$1.58M	<0.1%	–	–	History
THGHanover Insurance Group, Inc.	COM	–	$1.58M	<0.1%	–	New	History
EDConsolidated Edison Inc	Stock	–	$1.59M	<0.1%	–	–	History
Cinemark Hldgs Inc17243VAB8	NOTE 4.500% 8/1	–	$1.60M	<0.1%	–	–	–
KVYOKlaviyo, Inc.	COM SER A	–	$1.62M	<0.1%	–	New	History
STXSeagate Technology Holdings plc	ORD SHS	–	$1.62M	<0.1%	–	–	History
SITMSITIME Corp	COM	–	$1.63M	<0.1%	–	–	History
RJFRaymond James Financial Inc	COM	–	$1.63M	<0.1%	–	–	History
ESGREnstar Group LTD	SHS	–	$1.63M	<0.1%	–	–	History
Biomarin Pharmaceutical Inc09061GAK7	NOTE 1.250% 5/1	–	$1.64M	<0.1%	–	–	–
AHRTAH Realty Trust, Inc.	COM	–	$1.64M	<0.1%	–	–	History
APPFAppfolio Inc	COM CL A	–	$1.64M	<0.1%	–	–	History
ACADAcadia Pharmaceuticals Inc	COM	–	$1.65M	<0.1%	–	–	History
BIOBio-Rad Laboratories, Inc.	CL A	–	$1.66M	<0.1%	–	New	History
VMEOVimeo, Inc.	COMMON STOCK	–	$1.67M	<0.1%	–	–	History
VanEck Vectors ETF Tr92189F817	VIETNAM ETF	–	$1.67M	<0.1%	–	–	–
OPRAOpera Ltd	SPONSORED ADS	–	$1.67M	<0.1%	–	New	History
ADNTAdient plc	Stock	–	$1.68M	<0.1%	–	New	History
CBTCabot Corp	COM	–	$1.69M	<0.1%	–	New	History
IBPInstalled Building Products, Inc.	COM	–	$1.69M	<0.1%	–	–	History
APAAPA Corp	Stock	–	$1.73M	<0.1%	–	–	History
TENBTenable Holdings, Inc.	COM	–	$1.73M	<0.1%	–	–	History
MPWRMonolithic Power Systems, Inc.	COM	–	$1.74M	<0.1%	–	–	History
QSRRestaurant Brands International Inc.	COM	–	$1.74M	<0.1%	–	–	History
HOODRobinhood Markets, Inc.	Stock	–	$1.75M	<0.1%	–	–	History
PBHPrestige Consumer Healthcare Inc.	COM	–	$1.76M	<0.1%	–	–	History
WEXWEX Inc.	COM	–	$1.76M	<0.1%	–	–	History
NNDMNano Dimension Ltd.	SPONSORD ADS NEW	–	$1.76M	<0.1%	–	–	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	–	$1.77M	<0.1%	–	–	–
SYYSysco Corp	Stock	–	$1.78M	<0.1%	–	–	History
SIMOSilicon Motion Technology CORP	SPONSORED ADR	–	$1.80M	<0.1%	–	New	History
BDCBelden Inc.	COM	–	$1.80M	<0.1%	–	–	History
WSMWilliams Sonoma Inc	COM	–	$1.84M	<0.1%	–	–	History
GBCIGlacier Bancorp, Inc.	COM	–	$1.84M	<0.1%	–	–	History
BBWIBath & Body Works, Inc.	COM	–	$1.84M	<0.1%	–	–	History
HDBHDFC Bank Ltd	SPONSORED ADS	–	$1.85M	<0.1%	–	New	History
BPOPPopular, Inc.	COM NEW	–	$1.85M	<0.1%	–	–	History
DALDelta Air Lines, Inc.	COM NEW	–	$1.86M	<0.1%	–	–	History
KTBKontoor Brands, Inc.	Stock	–	$1.89M	<0.1%	–	–	History
WWDWoodward, Inc.	COM	–	$1.90M	<0.1%	–	–	History
OZKBank OZK	COM	–	$1.90M	<0.1%	–	New	History
Liberty Media Corp531229AQ5	NOTE 2.250% 8/1	–	$1.91M	<0.1%	–	New	–
NTAPNetApp, Inc.	Stock	–	$1.91M	<0.1%	–	–	History
WITWipro Ltd	SPON ADR 1 SH	–	$1.92M	<0.1%	–	–	History
CLDTChatham Lodging Trust	COM	–	$1.93M	<0.1%	–	–	History
IPGInterpublic Group of Companies, Inc.	COM	–	$1.93M	<0.1%	–	–	History
Crescent PT Energy Corp22576C101	COM	–	$1.93M	<0.1%	–	–	–
FOXFFox Factory Holding Corp	COM	–	$1.95M	<0.1%	–	–	History
CCOICogent Communications Holdings, Inc.	COM NEW	–	$1.96M	<0.1%	–	–	History
BAMBrookfield Asset Management Ltd.	CL A LMT VTG SHS	–	$1.99M	<0.1%	–	–	History
VRNTVerint Systems Inc	COM	–	$1.99M	<0.1%	–	–	History

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Man Group plc in Q3 2023
Security	Class	Puts	Calls
iShares Tr464287432	20 YR TR BD ETF	$16.9M	$20.1M
MCHPMicrochip Technology Inc	Stock	$1.91M	$12.7M
SOVOSovos Brands, Inc.	COM	–	$10.8M
State Street SPDR S&P Biotech ETF78464A870	ETF	$3.50M	$3.50M
AAPAdvance Auto Parts Inc	COM	$5.59M	–
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	$2.39M	$2.53M
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	$2.10M	$2.40M
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	$1.96M	$2.11M
DKNGDraftKings Inc.	Stock	–	$2.94M
State Street Financial Select Sector SPDR ETF81369Y605	ETF	$1.13M	$1.13M
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	$611.7K	$595.6K
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	$489.2K	$489.2K
SPYSPDR S&P 500 ETF Trust	ETF	$171.0K	$299.2K
MRKMerck & Co., Inc.	Stock	–	$288.3K
State Street Materials Select Sector SPDR ETF81369Y100	ETF	$141.4K	$117.8K
State Street Technology Select Sector SPDR ETF81369Y803	ETF	$114.8K	$114.8K
KOCoca Cola Co	Stock	–	$72.8K
PGProcter & Gamble Co	Stock	–	$29.2K

Sold out since Q2 2023 (325)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 325 by value last quarter.

Positions of Man Group plc sold out since Q2 2023
Security	Class	Shares in Q2 2023	Value in Q2 2023	% of portfolio in Q2 2023	History
ISEEIVERIC bio, Inc.	COM	1,374,470	$54.1M	0.2%	History
KBR, Inc.48242WAB2	NOTE 2.500%11/0	–	$39.8M	0.1%	–
RADIRadius Global Infrastructure, Inc.	COM CL A	2,632,896	$39.2M	0.1%	History
DASHDoorDash, Inc.	Stock	500,243	$38.2M	0.1%	History
MOMOHello Group Inc.	ADS	3,884,767	$37.3M	0.1%	History
FOCSFocus Financial Partners Inc.	COM CL A	638,783	$33.5M	0.1%	History
SESea Ltd	SPONSORD ADS	557,444	$32.4M	0.1%	History
SYNHSyneos Health, Inc.	CL A	760,000	$32.0M	0.1%	History
DSEYDiversey Holdings, Ltd.	ORD SHS	3,344,046	$28.1M	0.1%	History
ARNCArconic Corp	COM	925,000	$27.4M	0.1%	History
GFIGold Fields Ltd	SPONSORED ADR	1,718,207	$23.8M	0.1%	History
TMETencent Music Entertainment Group	SPON ADS	3,183,746	$23.5M	0.1%	History
SPYSPDR S&P 500 ETF Trust	ETF	45,886	$20.3M	0.1%	History
CSIQCanadian Solar Inc.	COM	501,205	$19.4M	0.1%	History
ICLRIcon PLC	COM	70,221	$17.6M	0.1%	History
TGTXTG Therapeutics, Inc.	COM	689,236	$17.1M	0.1%	History
UNVRUnivar Solutions Inc.	COM	465,000	$16.7M	0.1%	History
AXNXAxonics, Inc.	COM	310,803	$15.7M	<0.1%	History
NOVASunnova Energy International Inc.	COM	849,472	$15.6M	<0.1%	History
DISHDISH Network CORP	CL A	2,324,987	$15.3M	<0.1%	History
Carnival Corp143658BT8	NOTE 5.750%10/0	–	$14.5M	<0.1%	–
DARDarling Ingredients Inc.	COM	222,221	$14.2M	<0.1%	History
DQDaqo New Energy Corp.	SPNSRD ADS NEW	327,452	$13.0M	<0.1%	History
GPNGlobal Payments Inc	Stock	125,226	$12.3M	<0.1%	History
BAXBaxter International Inc	Stock	270,536	$12.3M	<0.1%	History
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	113,042	$12.1M	<0.1%	–
LSILife Storage, Inc.	COM	90,000	$12.0M	<0.1%	History
HMYHarmony Gold Mining Co Ltd	ADR	2,829,554	$11.9M	<0.1%	History
WBDWarner Bros. Discovery, Inc.	Stock	945,636	$11.9M	<0.1%	History
USXUS Xpress Enterprises Inc	COM CL A	1,800,000	$11.1M	<0.1%	History
LADLithia Motors Inc	COM	36,184	$11.0M	<0.1%	History
iShares Tr464287234	MSCI EMG MKT ETF	274,502	$10.9M	<0.1%	–
FNDFloor & Decor Holdings, Inc.	CL A	92,303	$9.60M	<0.1%	History
CLVTClarivate PLC	ORD SHS	987,283	$9.41M	<0.1%	History
VNET Group, Inc.90138VAB3	NOTE 2/0	–	$9.24M	<0.1%	–
TEVATeva Pharmaceutical Industries Ltd	SPONSORED ADS	1,200,400	$9.04M	<0.1%	History
UGIUgi Corp	Stock	330,319	$8.91M	<0.1%	History
LNTHLantheus Holdings, Inc.	Stock	103,953	$8.72M	<0.1%	History
RUNSunrun Inc.	COM	483,136	$8.63M	<0.1%	History
AJRDAerojet Rocketdyne Holdings, Inc.	COM	148,508	$8.15M	<0.1%	History
Liberty Media Corp531229409	COM A SIRIUSXM	243,199	$7.98M	<0.1%	–
HOGHarley-Davidson, Inc.	COM	222,304	$7.83M	<0.1%	History
DOOBRP Inc.	COM SUN VTG	89,600	$7.58M	<0.1%	History
LYBLyondellBasell Industries N.V.	SHS - A -	81,947	$7.53M	<0.1%	History
SPDR Series Trust78468R556	SP O&G EXPL PRO	50,012	$6.44M	<0.1%	–
Li Auto Inc.50202MAB8	NOTE 0.250% 5/0	–	$6.43M	<0.1%	–
MRVLMarvell Technology, Inc.	COM	106,017	$6.34M	<0.1%	History
DAYDayforce, Inc.	COM	90,104	$6.03M	<0.1%	History
ZDZiff Davis, Inc.	COM	79,158	$5.55M	<0.1%	History
iShares Inc464286640	MSCI CHILE ETF	179,878	$5.25M	<0.1%	–
KDNYChinook Therapeutics, Inc.	COM	135,000	$5.19M	<0.1%	History
iShares Tr46429B309	MSCI INDONIA ETF	211,963	$4.89M	<0.1%	–
CERECerevel Therapeutics Holdings, Inc.	COM	152,117	$4.84M	<0.1%	History
ULCCFrontier Group Holdings, Inc.	COM	496,847	$4.80M	<0.1%	History
TNDMTandem Diabetes Care Inc	COM NEW	191,923	$4.71M	<0.1%	History
NOMDNomad Foods Ltd	USD ORD SHS	267,694	$4.69M	<0.1%	History
Nuvei Corp67079A102	COM	156,322	$4.62M	<0.1%	–
State Street Materials Select Sector SPDR ETF81369Y100	ETF	54,321	$4.50M	<0.1%	–
Splunk Inc848637AC8	NOTE 0.500% 9/1	–	$4.49M	<0.1%	–
SQMChemical & Mining Co of Chile Inc	SPON ADR SER B	61,018	$4.43M	<0.1%	History
FHNFirst Horizon Corp	COM	389,118	$4.39M	<0.1%	History
Okta, Inc.679295AF2	NOTE 0.375% 6/1	–	$4.30M	<0.1%	–
HXLHexcel Corp	COM	53,045	$4.03M	<0.1%	History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	23,430	$3.98M	<0.1%	–
SAGESage Therapeutics, Inc.	COM	80,661	$3.79M	<0.1%	History
FTAIFTAI Aviation Ltd.	SHS	111,295	$3.52M	<0.1%	History
BRSLBrightstar Lottery PLC	SHS USD	109,953	$3.51M	<0.1%	History
ITGRInteger Holdings Corp	COM	39,444	$3.50M	<0.1%	History
WNS Hldgs Ltd92932M101	SPON ADR	46,198	$3.41M	<0.1%	–
TPICQTpi Composites, Inc	COM	325,695	$3.38M	<0.1%	History
BNBROOKFIELD Corp	CL A LTD VT SH	97,454	$3.28M	<0.1%	History
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.	SPON ADR RP 10	231,007	$3.22M	<0.1%	History
GFSGLOBALFOUNDRIES Inc.	Stock	47,242	$3.05M	<0.1%	History
MXMagnachip Semiconductor Corp	COM	269,255	$3.01M	<0.1%	History
Burlington Stores, Inc.122017AB2	NOTE 2.250% 4/1	–	$3.01M	<0.1%	–
SRSpire Inc	COM	47,311	$3.00M	<0.1%	History
ALCAlcon Inc	Stock	35,899	$2.95M	<0.1%	History
PPCPilgrims Pride Corp	Stock	135,753	$2.92M	<0.1%	History
ICUIIcu Medical Inc	COM	16,015	$2.85M	<0.1%	History
Sunpower Corp867652406	COM	288,897	$2.83M	<0.1%	–
TFXTeleflex Inc	COM	11,390	$2.76M	<0.1%	History
CARAvis Budget Group, Inc.	COM	11,930	$2.73M	<0.1%	History
CCChemours Co	Stock	71,873	$2.65M	<0.1%	History
ENOVEnovis CORP	COM	40,385	$2.59M	<0.1%	History
ASCArdmore Shipping Corp	COM	202,361	$2.50M	<0.1%	History
PRVAPrivia Health Group, Inc.	COM	94,640	$2.47M	<0.1%	History
QFINQfin Holdings, Inc.	AMERICAN DEP	141,570	$2.45M	<0.1%	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	7,079	$2.43M	<0.1%	History
PIImpinj Inc	COM	26,270	$2.36M	<0.1%	History
DENDenbury Inc	COM	26,578	$2.29M	<0.1%	History
FLNCFluence Energy, Inc.	COM CL A	84,892	$2.26M	<0.1%	History
HHCHoward Hughes Corp	COM	28,146	$2.22M	<0.1%	History
ALKAlaska Air Group, Inc.	COM	39,882	$2.12M	<0.1%	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	28,360	$2.10M	<0.1%	–
GILGildan Activewear Inc.	Stock	63,076	$2.04M	<0.1%	History
LITELumentum Holdings Inc.	COM	35,542	$2.02M	<0.1%	History
NVSTEnvista Holdings Corp	COM	59,517	$2.01M	<0.1%	History
AGLagilon health, inc.	COM	115,331	$2.00M	<0.1%	History
AGRAvangrid, Inc.	COM	52,277	$1.97M	<0.1%	History
CASYCaseys General Stores Inc	COM	8,026	$1.96M	<0.1%	History