Skip to main content
Livermore
Livermore
ZHEN

Peak Asset Management, LLC

SEC CIK
0001632512
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
135
−2 vs. Q2 2023
Portfolio value
$414.2M
−$18.3M (−4.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Peak Asset Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock68,838$21.7M5.2%−1,554−2.2%ReducedHistory
AAPLApple Inc.Stock126,892$21.7M5.2%−1,691−1.3%ReducedHistory
SPGIS&P Global Inc.Stock42,252$15.4M3.7%−234−0.6%ReducedHistory
GOOGLAlphabet Inc.Stock117,784$15.4M3.7%−2,158−1.8%ReducedHistory
SYKStryker CorpStock52,414$14.3M3.5%−2,206−4.0%ReducedHistory
VVisa Inc.Stock60,298$13.9M3.3%−484−0.8%ReducedHistory
JPMJPMorgan Chase & CoStock93,908$13.6M3.3%−551−0.6%ReducedHistory
ORCLOracle CorpStock127,597$13.5M3.3%−3,874−2.9%ReducedHistory
SPDR Series Trust78468R523ST STR BL 12 ETF124,502$12.4M3.0%+19,101+18.1%Added–
PCARPaccar IncCOM144,934$12.3M3.0%−3,721−2.5%ReducedHistory
CSCOCisco Systems, Inc.Stock222,297$12.0M2.9%−962−0.4%ReducedHistory
BDXBecton Dickinson & CoStock44,720$11.6M2.8%−282−0.6%ReducedHistory
EMREmerson Electric CoStock115,633$11.2M2.7%−420−0.4%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS165,560$9.54M2.3%+32,666+24.6%Added–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS130,318$9.43M2.3%−81−0.1%Reduced–
RTXRTX CorpStock128,753$9.27M2.2%+11,702+10.0%AddedHistory
BKNGBooking Holdings Inc.Stock2,794$8.62M2.1%−14−0.5%ReducedHistory
DISWalt Disney CoStock102,329$8.29M2.0%+1,979+2.0%AddedHistory
COPConocoPhillipsStock60,556$7.25M1.8%−1,249−2.0%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT50,123$7.10M1.7%+4,157+9.0%Added–
VFCV F CorpStock382,977$6.77M1.6%+61,209+19.0%AddedHistory
SPYSPDR S&P 500 ETF TrustETF15,209$6.50M1.6%−104−0.7%ReducedHistory
American Centy ETF Tr025072877US SML CP VALU76,819$5.99M1.4%+8,918+13.1%Added–
CVXChevron CorpStock31,097$5.24M1.3%−63−0.2%ReducedHistory
iShares Tr46428743220 YR TR BD ETF58,104$5.15M1.2%−30,045−34.1%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF11,100$5.07M1.2%−164−1.5%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF114,264$4.48M1.1%+9,386+8.9%Added–
Vanguard Long-Term Treasury ETF92206C847ETF71,102$3.95M1.0%+71,102New–
iShares Core S&P 500 ETF464287200ETF8,856$3.80M0.9%−182−2.0%Reduced–
PGProcter & Gamble CoStock24,768$3.61M0.9%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF37,829$3.47M0.8%−11,718−23.7%Reduced–
JPMorgan Chase & Co46625H365ALERIAN ML ETN136,338$3.37M0.8%+1,923+1.4%Added–
JJacobs Solutions Inc.COM24,000$3.28M0.8%00.0%UnchangedHistory
MAMastercard IncStock8,135$3.22M0.8%−10−0.1%ReducedHistory
BMYBristol Myers Squibb CoStock55,164$3.20M0.8%+2,421+4.6%AddedHistory
iShares Russell 2000 ETF464287655ETF17,612$3.11M0.8%−11−0.1%Reduced–
PEPPepsiCo IncStock18,032$3.06M0.7%−1,105−5.8%ReducedHistory
UNPUnion Pacific CorpStock14,779$3.01M0.7%00.0%UnchangedHistory
AMZNAmazon Com IncStock23,666$3.01M0.7%−54−0.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF8,049$2.88M0.7%+17+0.2%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF25,187$2.52M0.6%−58,468−69.9%Reduced–
COSTCostco Wholesale CorpStock4,422$2.50M0.6%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF11,774$2.45M0.6%+248+2.2%Added–
Vanguard S&P 500 ETF922908363ETF6,219$2.44M0.6%+187+3.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF12,495$2.36M0.6%−585−4.5%Reduced–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF45,860$2.20M0.5%+747+1.7%Added–
KMIKinder Morgan, Inc.Stock126,933$2.10M0.5%+755+0.6%AddedHistory
MRKMerck & Co., Inc.Stock20,168$2.08M0.5%+275+1.4%AddedHistory
SLBSLB LimitedStock35,374$2.06M0.5%−490−1.4%ReducedHistory
ECLEcolab Inc.Stock12,170$2.06M0.5%+248+2.1%AddedHistory
JNJJohnson & JohnsonStock12,925$2.01M0.5%−839−6.1%ReducedHistory
SWKStanley Black & Decker, Inc.COM22,733$1.90M0.5%00.0%UnchangedHistory
iShares Tr4642874571 3 YR TREAS BD23,329$1.89M0.5%−14,641−38.6%Reduced–
XOMExxonMobil Holdings CorpCOM15,671$1.84M0.4%+10.0%AddedHistory
RSGRepublic Services, Inc.COM12,928$1.84M0.4%00.0%UnchangedHistory
ADBEAdobe Inc.Stock3,541$1.81M0.4%00.0%UnchangedHistory
ORLYO Reilly Automotive IncStock1,978$1.80M0.4%00.0%UnchangedHistory
MDTMedtronic plcStock22,445$1.76M0.4%+22,445NewHistory
MKSIMKS IncCOM19,787$1.71M0.4%+2,263+12.9%AddedHistory
SPGSimon Property Group Inc.REIT15,618$1.69M0.4%+86+0.6%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV14,596$1.68M0.4%+245+1.7%Added–
TMOThermo Fisher Scientific Inc.Stock3,080$1.56M0.4%+9+0.3%AddedHistory
GLNGGolar LNG LtdSHS61,507$1.49M0.4%−1,590−2.5%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF16,343$1.48M0.4%00.0%Unchanged–
WFCWells Fargo & CompanyStock35,309$1.44M0.3%−68−0.2%ReducedHistory
ABTAbbott LaboratoriesStock13,752$1.33M0.3%+558+4.2%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF13,733$1.30M0.3%+50.0%Added–
INTUIntuit Inc.Stock2,434$1.24M0.3%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF25,886$1.13M0.3%+1,877+7.8%Added–
UNHUnitedHealth Group IncStock2,212$1.12M0.3%−167−7.0%ReducedHistory
GOOGAlphabet Inc.Stock8,344$1.10M0.3%−170−2.0%ReducedHistory
PFEPfizer IncStock32,961$1.09M0.3%−400−1.2%ReducedHistory
APHAmphenol CorpCL A12,320$1.03M0.2%−244−1.9%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF5,613$903.6K0.2%00.0%Unchanged–
BABoeing CoStock4,514$865.2K0.2%00.0%UnchangedHistory
RGLDRoyal Gold IncStock8,062$857.2K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock14,907$834.5K0.2%−162−1.1%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF16,287$824.1K0.2%−185−1.1%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF24,305$806.2K0.2%00.0%Unchanged–
Vanguard BD Index FDS92203C303VANGUARD ULTRA15,353$755.2K0.2%−2,796−15.4%Reduced–
LOWLowes Companies IncStock3,441$715.2K0.2%00.0%UnchangedHistory
ACNAccenture plcStock2,279$699.9K0.2%−694−23.3%ReducedHistory
NVDANVIDIA CorpStock1,552$675.1K0.2%−87−5.3%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF17,706$671.9K0.2%−1,625−8.4%Reduced–
CHDChurch & Dwight Co IncCOM7,284$667.4K0.2%−100−1.4%ReducedHistory
NKENIKE, Inc.Stock6,311$603.5K0.1%−468−6.9%ReducedHistory
QCOMQualcomm IncStock5,317$590.5K0.1%+1,221+29.8%AddedHistory
HONHoneywell International IncCOM3,059$565.1K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V159S&P SPIN OFF9,912$555.3K0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF7,310$503.8K0.1%00.0%Unchanged–
PGRProgressive CorpStock3,483$485.2K0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,862$464.3K0.1%−249−11.8%Reduced–
INTCIntel CorpStock12,695$451.3K0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,340$448.8K0.1%−27−2.0%ReducedHistory
EWEdwards Lifesciences CorpStock6,343$439.4K0.1%00.0%UnchangedHistory
LHLabcorp Holdings Inc.COM NEW2,117$425.6K0.1%00.0%UnchangedHistory
DEDeere & CoStock1,109$418.5K0.1%+237+27.2%AddedHistory
ZTSZoetis Inc.Stock2,377$413.6K0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM623$402.8K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock456$378.7K0.1%−50−9.9%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Peak Asset Management, LLC in Q3 2023
SecurityClassPutsCalls
VFCV F CorpStock–$3.53K

Sold out since Q2 2023 (6)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Peak Asset Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
AZOAutoZone IncCOM230$573.5K0.1%History
Schwab Emerging Markets Equity ETF808524706ETF9,968$245.5K0.1%–
iShares Tr4642874407-10 YR TRSY BD2,415$233.3K0.1%–
ELEstee Lauder Companies IncCL A1,075$211.1K<0.1%History
SJMJ M SMUCKER CoStock1,369$202.2K<0.1%History
NOKNokia CorpSPONSORED ADR10,500$43.7K<0.1%History