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Livermore
Livermore
ZHEN

Peak Asset Management, LLC

SEC CIK
0001632512
Latest filing
Aug 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 6, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
139
−10 vs. Q1 2021
Portfolio value
$402.3M
−$11.5M (−2.8%) vs. Q1 2021
Filed
Aug 6, 2021
SEC
Holdings of Peak Asset Management, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock154,654$21.2M5.3%−12,348−7.4%ReducedHistory
MSFTMicrosoft CorpStock72,994$19.8M4.9%−4,322−5.6%ReducedHistory
SPGIS&P Global Inc.Stock40,842$16.8M4.2%−2,955−6.7%ReducedHistory
DISWalt Disney CoStock81,426$14.3M3.6%−2,178−2.6%ReducedHistory
SYKStryker CorpStock53,144$13.8M3.4%−3,211−5.7%ReducedHistory
VVisa Inc.Stock56,122$13.1M3.3%−2,822−4.8%ReducedHistory
JPMJPMorgan Chase & CoStock84,008$13.1M3.2%−3,637−4.1%ReducedHistory
GOOGLAlphabet Inc.Stock5,179$12.6M3.1%−26−0.5%ReducedHistory
BRK.BBerkshire Hathaway IncStock44,512$12.4M3.1%−2,574−5.5%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF116,396$11.9M3.0%−45,843−28.3%Reduced–
PEPPepsiCo IncStock80,044$11.9M2.9%−2,220−2.7%ReducedHistory
ORCLOracle CorpStock149,120$11.6M2.9%−8,954−5.7%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS173,483$10.7M2.6%+12,990+8.1%Added–
CSCOCisco Systems, Inc.Stock198,592$10.5M2.6%−12,652−6.0%ReducedHistory
RTXRTX CorpStock120,987$10.3M2.6%−4,938−3.9%ReducedHistory
BDXBecton Dickinson & CoStock41,007$9.97M2.5%−627−1.5%ReducedHistory
EMREmerson Electric CoStock102,115$9.83M2.4%−4,779−4.5%ReducedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS118,643$9.55M2.4%−8,480−6.7%Reduced–
VMWVmware LLCCL A COM59,346$9.49M2.4%−588−1.0%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF96,475$8.82M2.2%−3,744−3.7%Reduced–
PCARPaccar IncCOM97,755$8.72M2.2%+190.0%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF12,229$6.00M1.5%−45−0.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF13,904$5.95M1.5%−998−6.7%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD62,527$5.39M1.3%+3,433+5.8%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF98,420$5.34M1.3%+7,288+8.0%Added–
iShares Core S&P 500 ETF464287200ETF12,026$5.17M1.3%−2,091−14.8%Reduced–
SWKStanley Black & Decker, Inc.COM22,733$4.66M1.2%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF18,475$4.24M1.1%+35+0.2%Added–
CVXChevron CorpStock39,496$4.14M1.0%+160+0.4%AddedHistory
COPConocoPhillipsStock60,902$3.71M0.9%−300.0%ReducedHistory
UNPUnion Pacific CorpStock16,027$3.52M0.9%+206+1.3%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT23,178$3.49M0.9%+2,153+10.2%Added–
PGProcter & Gamble CoStock25,173$3.40M0.8%−1,462−5.5%ReducedHistory
MAMastercard IncStock8,639$3.15M0.8%−261−2.9%ReducedHistory
AMZNAmazon Com IncStock873$3.00M0.7%+9+1.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF8,216$2.91M0.7%+244+3.1%Added–
BMYBristol Myers Squibb CoStock43,227$2.89M0.7%+1,967+4.8%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF13,438$2.33M0.6%+542+4.2%Added–
JNJJohnson & JohnsonStock13,062$2.15M0.5%−167−1.3%ReducedHistory
Schwab Strategic Tr808524862SHT TM US TRES42,008$2.15M0.5%−7,587−15.3%Reduced–
RSGRepublic Services, Inc.COM16,278$1.79M0.4%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock97,564$1.78M0.4%+9,970+11.4%AddedHistory
TMOThermo Fisher Scientific Inc.Stock3,285$1.66M0.4%−25−0.8%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV12,981$1.59M0.4%+1,150+9.7%Added–
SPGSimon Property Group Inc.REIT11,956$1.56M0.4%+1,437+13.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF13,621$1.54M0.4%+473+3.6%Added–
ABTAbbott LaboratoriesStock12,963$1.50M0.4%−50−0.4%ReducedHistory
PFEPfizer IncStock37,091$1.45M0.4%+1,528+4.3%AddedHistory
MRKMerck & Co., Inc.Stock18,606$1.45M0.4%−357−1.9%ReducedHistory
COSTCostco Wholesale CorpStock3,551$1.41M0.3%+89+2.6%AddedHistory
INTUIntuit Inc.Stock2,771$1.36M0.3%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock3,341$1.34M0.3%+52+1.6%AddedHistory
WFCWells Fargo & CompanyStock29,422$1.33M0.3%−13,019−30.7%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF5,606$1.33M0.3%+2,203+64.7%Added–
TAT&T Inc.Stock45,410$1.31M0.3%+1,276+2.9%AddedHistory
iShares Tips Bond ETF464287176ETF9,941$1.27M0.3%00.0%Unchanged–
iShares Core U.S. Aggregate Bond ETF464287226ETF11,040$1.27M0.3%−634−5.4%Reduced–
TGTTarget CorpStock5,012$1.21M0.3%−2,031−28.8%ReducedHistory
ORLYO Reilly Automotive IncStock2,112$1.20M0.3%−15−0.7%ReducedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN58,883$1.16M0.3%+7,348+14.3%Added–
QCOMQualcomm IncStock8,010$1.15M0.3%+123+1.6%AddedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF22,480$1.13M0.3%−28,340−55.8%Reduced–
iShares Tr464287234MSCI EMG MKT ETF19,912$1.10M0.3%−26−0.1%Reduced–
BABoeing CoStock4,522$1.08M0.3%−39−0.9%ReducedHistory
NKENIKE, Inc.Stock6,847$1.06M0.3%−3,869−36.1%ReducedHistory
iShares Select Dividend ETF464287168ETF8,362$975.0K0.2%−15−0.2%Reduced–
XOMExxonMobil Holdings CorpCOM15,414$972.0K0.2%−85−0.5%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF9,196$956.0K0.2%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF4,061$915.0K0.2%+1,965+93.8%Added–
ACNAccenture plcStock3,063$903.0K0.2%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF2,287$900.0K0.2%+776+51.4%Added–
APHAmphenol CorpCL A13,154$900.0K0.2%00.0%UnchangedHistory
GLNGGolar LNG LtdSHS67,586$896.0K0.2%00.0%UnchangedHistory
INTCIntel CorpStock15,225$855.0K0.2%−137−0.9%ReducedHistory
KOCoca Cola CoStock15,757$853.0K0.2%+225+1.4%AddedHistory
NETCloudflare, Inc.CL A COM8,053$852.0K0.2%+1,917+31.2%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF9,429$775.0K0.2%−63,788−87.1%Reduced–
ECLEcolab Inc.Stock3,643$750.0K0.2%00.0%UnchangedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF18,094$713.0K0.2%+1,708+10.4%Added–
MMM3M CoStock3,520$699.0K0.2%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF6,860$699.0K0.2%+823+13.6%Added–
EWEdwards Lifesciences CorpStock6,625$686.0K0.2%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM7,582$646.0K0.2%00.0%UnchangedHistory
HONHoneywell International IncCOM2,908$638.0K0.2%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V159S&P SPIN OFF9,853$636.0K0.2%00.0%Unchanged–
METAMeta Platforms, Inc.Stock1,780$619.0K0.2%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD5,343$617.0K0.2%−350−6.1%Reduced–
VZVerizon Communications IncStock9,864$553.0K0.1%+522+5.6%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF2,031$546.0K0.1%+92+4.7%Added–
ICEIntercontinental Exchange, Inc.Stock4,476$531.0K0.1%00.0%UnchangedHistory
ELEstee Lauder Companies IncCL A1,656$527.0K0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock7,441$512.0K0.1%−714−8.8%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF9,200$502.0K0.1%−1,195−11.5%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF3,240$502.0K0.1%00.0%Unchanged–
WWWWolverine World Wide IncCOM14,550$489.0K0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,399$483.0K0.1%−4,228−75.1%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,185$473.0K0.1%+2,783+43.5%Added–
GOOGAlphabet Inc.Stock187$469.0K0.1%−289−60.7%ReducedHistory
ZTSZoetis Inc.Stock2,392$446.0K0.1%00.0%UnchangedHistory
Schwab U.S. Mid-Cap ETF808524508ETF5,350$419.0K0.1%00.0%Unchanged–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Peak Asset Management, LLC in Q2 2021
SecurityClassPutsCalls
BABoeing CoStock–$24.0K
WFCWells Fargo & CompanyStock–$5.00K

Sold out since Q1 2021 (13)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Peak Asset Management, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Tr46434V4070-5YR HI YL CP32,288$1.48M0.4%–
iShares Tr46434V613CORE UNIVRSL USD22,674$1.20M0.3%–
HFROHighland Opportunities & Income FundHIGHLAND INCOME106,716$1.18M0.3%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF4,426$733.0K0.2%–
ETEnergy Transfer LPCOM UT LTD PTN85,237$655.0K0.2%History
EPDEnterprise Products Partners L.P.Stock28,765$633.0K0.2%History
Atlantic Power Corp04878Q863COM NEW171,850$497.0K0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF6,000$305.0K0.1%–
HCAHCA Healthcare, Inc.COM1,523$287.0K0.1%History
iShares Tr464288877EAFE VALUE ETF4,968$253.0K0.1%–
GLDSPDR Gold TrustETF1,353$216.0K0.1%History
OLEDUniversal Display CorpCOM908$215.0K0.1%History
Golar LNG Partners LPY2745C102COM UNIT LPI13,330$47.0K<0.1%–