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Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 28, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
869
−157 vs. Q3 2021
Portfolio value
$411.1M
+$10.3M (+2.6%) vs. Q3 2021
Filed
Jan 28, 2022
SEC
Holdings of Exane Derivatives in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC1,962$69.1K<0.1%−2,189−52.7%Reduced–
NOCNorthrop Grumman CorpStock180$69.7K<0.1%−1,147−86.4%ReducedHistory
FOXFox CorpCL B COM2,052$70.3K<0.1%+2,029+8,821.7%AddedHistory
LUMNLumen Technologies, Inc.Stock5,646$70.9K<0.1%+5,170+1,086.1%AddedHistory
NVCRNovoCure LtdORD SHS950$71.3K<0.1%−284−23.0%ReducedHistory
EWEdwards Lifesciences CorpStock553$71.6K<0.1%−686−55.4%ReducedHistory
PHMPultegroup IncCOM1,266$72.4K<0.1%−42−3.2%ReducedHistory
EBSEmergent BioSolutions Inc.COM1,670$72.6K<0.1%−354−17.5%ReducedHistory
CAHCardinal Health IncStock1,410$72.6K<0.1%+1,381+4,762.1%AddedHistory
OMCOmnicom Group Inc.COM1,002$73.4K<0.1%+985+5,794.1%AddedHistory
SNASnap-on IncCOM341$73.4K<0.1%+16+4.9%AddedHistory
MPCMarathon Petroleum CorpStock1,150$73.6K<0.1%+1,081+1,566.7%AddedHistory
DOWDow Inc.Stock1,308$74.2K<0.1%+123+10.4%AddedHistory
GENGen Digital Inc.Stock2,874$74.7K<0.1%+2,803+3,947.9%AddedHistory
AMCRAmcor plcORD6,310$75.8K<0.1%+434+7.4%AddedHistory
HYFMHydrofarm Holdings Group, Inc.COM2,701$76.4K<0.1%−779−22.4%ReducedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF11,566$78.5K<0.1%−25,481−68.8%ReducedHistory
RYTMRhythm Pharmaceuticals, Inc.COM7,886$78.7K<0.1%+7,886NewHistory
GPCGenuine Parts CoStock567$79.5K<0.1%−38−6.3%ReducedHistory
KODKodiak Sciences Inc.COM943$79.9K<0.1%+932+8,472.7%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF4,489$80.5K<0.1%00.0%UnchangedHistory
DYDycom Industries IncCOM859$80.5K<0.1%−224−20.7%ReducedHistory
NRGNRG Energy, Inc.Stock1,936$83.4K<0.1%+66+3.5%AddedHistory
ERASErasca, Inc.COM5,589$87.1K<0.1%+5,589NewHistory
LVSLas Vegas Sands CorpCOM2,366$89.1K<0.1%−336−12.4%ReducedHistory
NADNuveen Quality Municipal Income FundCOM5,537$89.2K<0.1%−2,863−34.1%ReducedHistory
SPGSimon Property Group Inc.REIT571$91.2K<0.1%−486−46.0%ReducedHistory
FRPTFreshpet, Inc.Stock966$92.0K<0.1%−288−23.0%ReducedHistory
DLRDigital Realty Trust, Inc.COM528$93.4K<0.1%+309+141.1%AddedHistory
CKPTCheckpoint Therapeutics, Inc.COM31,262$97.2K<0.1%−16,968−35.2%ReducedHistory
DSLDoubleLine Income Solutions FundCOM6,137$98.9K<0.1%−3,163−34.0%ReducedHistory
PHATPhathom Pharmaceuticals, Inc.COM5,058$99.5K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock1,125$99.9K<0.1%+1,112+8,553.8%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF616$102.3K<0.1%−946−60.6%Reduced–
ALECAlector, Inc.COM4,983$102.9K<0.1%+4,866+4,159.0%AddedHistory
SLViShares Silver TrustETF4,799$103.2K<0.1%00.0%UnchangedHistory
BLDPBallard Power Systems Inc.COM8,261$103.8K<0.1%−10,314−55.5%ReducedHistory
KRTXKaruna Therapeutics, Inc.COM803$105.2K<0.1%+803NewHistory
GHGuardant Health, Inc.COM1,061$106.1K<0.1%−1,405−57.0%ReducedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS1,191$107.1K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF963$107.8K<0.1%00.0%Unchanged–
NREFNexPoint Real Estate Finance, Inc.COM5,680$109.3K<0.1%00.0%UnchangedHistory
ROADConstruction Partners, Inc.COM CL A3,749$110.3K<0.1%−12,437−76.8%ReducedHistory
CVSCVS Health CorpStock1,075$110.9K<0.1%+744+224.8%AddedHistory
MSMorgan StanleyStock1,133$111.2K<0.1%−5,600−83.2%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN2,290$111.8K<0.1%00.0%UnchangedHistory
LENLennar CorpCL A997$115.8K<0.1%+644+182.4%AddedHistory
CBOECboe Global Markets, Inc.COM916$119.4K<0.1%+916NewHistory
AWFAlliancebernstein Global High Income Fund IncCOM9,900$120.1K<0.1%00.0%UnchangedHistory
AMRCAmeresco, Inc.CL A1,487$121.1K<0.1%−3,215−68.4%ReducedHistory
KNSAKiniksa Pharmaceuticals International, plcCOM CL A10,307$121.3K<0.1%−466−4.3%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/99996,030$121.3K<0.1%+1,135+23.2%AddedHistory
TBBKBancorp, Inc.COM4,820$122.0K<0.1%−2,785−36.6%ReducedHistory
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X2,396$122.5K<0.1%+1,380+135.8%Added–
IZEAIZEA Worldwide, Inc.COM91,602$122.7K<0.1%+91,602NewHistory
HCAHCA Healthcare, Inc.COM478$122.8K<0.1%−520−52.1%ReducedHistory
RJFRaymond James Financial IncCOM1,241$124.6K<0.1%−219−15.0%ReducedHistory
iShares Tr464287556ISHARES BIOTECH817$124.7K<0.1%−20−2.4%Reduced–
HTBKHeritage Commerce CorpCOM10,505$125.4K<0.1%−5,721−35.3%ReducedHistory
NEONeogenomics IncCOM NEW3,760$128.3K<0.1%+277+8.0%AddedHistory
LULUlululemon athletica inc.Stock329$128.8K<0.1%−115−25.9%ReducedHistory
BSLBlackstone Senior Floating Rate 2027 Term FundCOM7,553$129.7K<0.1%−4,447−37.1%ReducedHistory
SIVBSVB Financial GroupCOM192$130.2K<0.1%−112−36.8%ReducedHistory
MEDMedifast IncCOM631$132.1K<0.1%−185−22.7%ReducedHistory
CMAComerica IncCOM1,527$132.9K<0.1%−902−37.1%ReducedHistory
SXTSensient Technologies CorpCOM1,333$133.4K<0.1%+377+39.4%AddedHistory
IMMRImmersion CorpCOM23,707$135.4K<0.1%+22,307+1,593.4%AddedHistory
CRNCCerence Inc.COM1,779$136.3K<0.1%−502−22.0%ReducedHistory
CTVACorteva, Inc.Stock2,937$138.9K<0.1%+816+38.5%AddedHistory
COLDAmericold Realty TrustCOM4,250$139.4K<0.1%+1,211+39.8%AddedHistory
FERGFerguson Enterprises Inc.SHS799$141.1K<0.1%+516+182.3%AddedHistory
JOUTJohnson Outdoors IncCL A1,525$142.9K<0.1%−497−24.6%ReducedHistory
IRMIron Mountain IncCOM2,753$144.1K<0.1%+123+4.7%AddedHistory
GRMNGarmin LtdSHS1,086$147.9K<0.1%−317−22.6%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD1,301$149.6K<0.1%+408+45.7%Added–
IQVIQVIA Holdings Inc.Stock532$150.1K<0.1%+530+26,500.0%AddedHistory
MBUUMalibu Boats, Inc.COM CL A2,193$150.7K<0.1%−659−23.1%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF1,819$150.9K<0.1%−105−5.5%Reduced–
CONECyrusOne Holdco LLCCOM1,689$151.5K<0.1%−71−4.0%ReducedHistory
SNAPSnap IncStock3,225$151.7K<0.1%−911−22.0%ReducedHistory
MCOMoodys CorpStock393$153.5K<0.1%+393NewHistory
BNTXBioNTech SESPONSORED ADS596$153.6K<0.1%+63+11.8%AddedHistory
SPDR Series Trust78464A672ST INTER ETF4,804$154.0K<0.1%00.0%Unchanged–
iShares Tr4642874571 3 YR TREAS BD1,813$155.1K<0.1%00.0%Unchanged–
NEOGNeogen CorpCOM3,416$155.1K<0.1%−1,026−23.1%ReducedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF5,099$155.2K<0.1%00.0%Unchanged–
FSLRFirst Solar, Inc.Stock1,782$155.3K<0.1%−459−20.5%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,414$156.1K<0.1%00.0%Unchanged–
ODFLOld Dominion Freight Line, Inc.COM437$156.6K<0.1%+437NewHistory
ISRGIntuitive Surgical IncCOM NEW436$156.6K<0.1%−335−43.5%ReducedConverted for a 3-for-1 splitHistory
BCRXBiocryst Pharmaceuticals IncCOM11,346$157.1K<0.1%+4,727+71.4%AddedHistory
NCNOnCino, Inc.COM2,881$158.0K<0.1%00.0%UnchangedHistory
BABoeing CoStock790$159.0K<0.1%−2,744−77.6%ReducedHistory
PLNTPlanet Fitness, Inc.CL A1,756$159.1K<0.1%−1,316−42.8%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM323$159.3K<0.1%+323NewHistory
SPOTSpotify Technology S.A.Stock681$159.4K<0.1%−558−45.0%ReducedHistory
CNQCanadian Natural Resources LtdCOM3,795$160.3K<0.1%+3,795NewHistory
KEYSKeysight Technologies, Inc.Stock777$160.5K<0.1%+777NewHistory
MDGLMadrigal Pharmaceuticals, Inc.COM1,916$162.4K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A7,448$163.3K<0.1%−2,134−22.3%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q4 2021
SecurityClassPutsCalls
DBDeutsche Bank AktiengesellschaftNAMEN AKT$144.4K$1.66M
STLAStellantis N.V.SHS$158.3K$137.2K
TGLSTecnoglass Holdings Inc.ORD SHS–$42.6K
ALCAlcon IncStock$30.6K–
Invesco QQQ Trust Series I46090E103ETF$24.5K–
LINLinde PLCSHS$3.26K$15.5K
RACEFerrari N.V.COM$1.42K$2.22K
IBKRInteractive Brokers Group, Inc.Stock–$2.92K
AAPLApple Inc.Stock$80–

Sold out since Q3 2021 (238)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 238 by value last quarter.

Positions of Exane Derivatives sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VVisa Inc.Stock24,321$5.42M1.4%History
TMUST-Mobile US, Inc.Stock23,815$3.04M0.8%History
VALEVale S.A.SPONSORED ADS214,172$2.99M0.7%History
TMOThermo Fisher Scientific Inc.Stock4,194$2.40M0.6%History
ZTSZoetis Inc.Stock11,202$2.17M0.5%History
WFCWells Fargo & CompanyStock45,804$2.13M0.5%History
WMWaste Management IncStock12,532$1.87M0.5%History
OTISOtis Worldwide CorpStock21,384$1.76M0.4%History
WCCWesco International IncCOM14,805$1.71M0.4%History
WCNWaste Connections, Inc.COM13,435$1.69M0.4%History
WTFCWintrust Financial CorpCOM19,607$1.58M0.4%History
MMM3M CoStock8,685$1.52M0.4%History
WBSWebster Financial CorpCOM26,548$1.45M0.4%History
MMSMaximus, Inc.COM15,618$1.30M0.3%History
TFXTeleflex IncCOM3,051$1.15M0.3%History
WMTWalmart Inc.Stock8,055$1.12M0.3%History
VZVerizon Communications IncStock20,732$1.12M0.3%History
Vanguard Morningstar Value ETF922908744ETF7,528$1.02M0.3%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,073$1.01M0.3%History
CTRECareTrust REIT, Inc.COM49,805$1.01M0.3%History
XYZBlock, Inc.CL A4,137$992.2K0.2%History
MRSHMarsh & McLennan Companies, Inc.Stock5,700$863.1K0.2%History
GEGeneral Electric CoStock8,057$830.1K0.2%History
VTRSViatris IncStock60,585$820.9K0.2%History
VMCVulcan Materials COCOM4,642$785.2K0.2%History
TSCOTractor Supply CoCOM3,624$734.3K0.2%History
UBERUber Technologies, IncStock16,267$728.7K0.2%History
Queens Gambit Growth CapitalG7315C127UNIT 01/19/202668,000$686.1K0.2%–
VFCV F CorpStock9,371$627.8K0.2%History
UALUnited Airlines Holdings, Inc.COM13,036$620.2K0.2%History
TDOCTeladoc Health, Inc.COM4,769$604.7K0.2%History
WELLWelltower Inc.REIT7,127$587.2K0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF8,585$563.2K0.1%–
TRMBTrimble Inc.COM6,822$561.1K0.1%History
FSRFisker Inc.CL A COM STK38,300$561.1K0.1%History
TTEKTetra Tech IncCOM3,747$559.6K0.1%History
CDECoeur Mining, Inc.COM NEW88,450$545.8K0.1%History
SKXSkechers USA IncCL A12,730$536.2K0.1%History
TWLOTwilio IncCL A1,627$519.1K0.1%History
European Sustainable GrowthG3194F125UNIT 01/18/202449,000$513.0K0.1%–
TSNTyson Foods, Inc.Stock6,227$491.6K0.1%History
SYYSysco CorpStock6,198$486.6K0.1%History
XYLXylem Inc.COM3,545$438.5K0.1%History
FUTUFutu Holdings LtdSPON ADS CL A4,710$428.7K0.1%History
XPEVXpeng Inc.ADS12,032$427.6K0.1%History
WRKWestRock CoCOM8,522$424.6K0.1%History
WFGWest Fraser Timber Co., LtdCOM5,000$418.7K0.1%History
TRPTC Energy CorpCOM8,568$410.0K0.1%History
TGTTarget CorpStock1,737$397.4K0.1%History
ProShares Tr74347B235PSHS SHORT DOW3011,500$395.5K0.1%–
Global X FDS37954Y442CLOUD COMPUTNG13,340$390.6K0.1%–
ARWArrow Electronics, Inc.COM3,462$388.8K0.1%History
TWSTTwist Bioscience CorpCOM3,623$387.5K0.1%History
WYWeyerhaeuser CoCOM NEW10,884$387.1K0.1%History
WMBWilliams Companies, Inc.COM14,241$369.4K0.1%History
UNPUnion Pacific CorpStock1,841$360.9K0.1%History
COHRCoherent Corp.COM5,936$352.3K0.1%History
TERTeradyne, IncStock3,153$344.2K0.1%History
SWCHSwitch, Inc.CL A13,039$331.0K0.1%History
THOThor Industries IncCOM2,642$324.3K0.1%History
SUMSummit Materials, Inc.CL A10,123$323.6K0.1%History
VICRVicor CorpCOM2,227$298.8K0.1%History
UPSUnited Parcel Service IncStock1,640$298.7K0.1%History
SBUXStarbucks CorpStock2,667$294.2K0.1%History
TSTenaris SASPONSORED ADS12,656$267.2K0.1%History
TPICQTpi Composites, IncCOM7,609$256.8K0.1%History
ERICEricsson LM Telephone CoADR B SEK 1022,501$252.0K0.1%History
CVACovanta Holding CorpCOM12,384$249.2K0.1%History
XLNXXilinx IncCOM1,612$243.4K0.1%History
TYLTyler Technologies IncCOM525$240.8K0.1%History
BLDQXO Insulation, LLCStock1,143$234.1K0.1%History
VMIValmont Industries IncCOM987$232.1K0.1%History
Vanguard Information Technology ETF92204A702ETF577$231.5K0.1%–
VIAVViavi Solutions Inc.COM14,674$231.0K0.1%History
TTWOTake Two Interactive Software IncCOM1,467$226.0K0.1%History
BLNKBlink Charging Co.COM7,799$223.1K0.1%History
TRNTrinity Industries IncCOM8,165$221.8K0.1%History
YETIYETI Holdings, Inc.COM2,582$221.2K0.1%History
HALHalliburton CoStock10,171$219.9K0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,780$209.5K0.1%History
TEXTerex CorpStock4,848$204.1K0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF6,862$202.2K0.1%–
XUnited States Steel CorpCOM9,127$200.5K0.1%History
WERNWerner Enterprises IncCOM4,328$191.6K<0.1%History
VKTXViking Therapeutics, Inc.COM30,145$189.3K<0.1%History
ULTAUlta Beauty, Inc.Stock524$189.1K<0.1%History
Procure ETF Trust II74280R205SPACE ETF6,200$188.3K<0.1%–
EXPEExpedia Group, Inc.Stock1,146$187.8K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,024$185.7K<0.1%History
GTMZoomInfo Technologies Inc.Stock3,024$185.0K<0.1%History
URGUr-Energy IncCOM104,636$180.0K<0.1%History
KCKingsoft Cloud Holdings LtdADS6,347$179.7K<0.1%History
MIRMMirum Pharmaceuticals, Inc.COM8,999$179.3K<0.1%History
TGTXTG Therapeutics, Inc.COM5,368$178.6K<0.1%History
Vanguard Financials ETF92204A405ETF1,928$178.6K<0.1%–
WOLFWolfspeed, Inc.COM2,211$178.5K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS5,080$175.3K<0.1%–
RGNXREGENXBIO Inc.COM4,180$175.2K<0.1%History
VEEVVeeva Systems IncStock597$172.0K<0.1%History
Vanguard Total International Bond ETF92203J407ETF2,909$165.7K<0.1%–