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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARWArrow Electronics, Inc.COM3,462$388.8K0.1%+3,423+8,776.9%AddedHistory
Global X FDS37954Y442CLOUD COMPUTNG13,340$390.6K0.1%00.0%Unchanged–
ProShares Tr74347B235PSHS SHORT DOW3011,500$395.5K0.1%+11,500New–
NFLXNetflix IncStock648$395.5K0.1%−396−37.9%ReducedHistory
ABBVAbbVie Inc.Stock3,671$396.0K0.1%+35+1.0%AddedHistory
KLACKLA CorpCOM NEW1,185$396.4K0.1%−16−1.3%ReducedHistory
OPAL Fuels Inc.G0R21B120UNIT 03/16/202840,000$397.0K0.1%00.0%Unchanged–
TGTTarget CorpStock1,737$397.4K0.1%+26+1.5%AddedHistory
HSICHenry Schein IncCOM5,261$400.7K0.1%+5,261NewHistory
APTVAptiv PLCSHS2,692$401.0K0.1%−321−10.7%ReducedHistory
DUKDuke Energy CORPStock4,119$402.0K0.1%−467−10.2%ReducedHistory
LLYEli Lilly & CoStock1,750$404.4K0.1%+252+16.8%AddedHistory
NOMDNomad Foods LtdUSD ORD SHS14,821$408.5K0.1%+14,821NewHistory
TRPTC Energy CorpCOM8,568$410.0K0.1%00.0%UnchangedHistory
MXCTMaxcyte, Inc.COM33,672$411.1K0.1%+33,672NewHistory
CWKCushman & Wakefield Ltd.SHS22,175$412.7K0.1%+22,175NewHistory
CELHCelsius Holdings, Inc.COM NEW4,608$415.1K0.1%−760−14.2%ReducedHistory
WFGWest Fraser Timber Co., LtdCOM5,000$418.7K0.1%+1,200+31.6%AddedHistory
Signature BK New York N Y82669G104COM1,547$421.2K0.1%+364+30.8%Added–
WRKWestRock CoCOM8,522$424.6K0.1%+8,522NewHistory
TAT&T Inc.Stock15,765$425.8K0.1%−9,560−37.7%ReducedHistory
OCOwens CorningStock4,983$426.0K0.1%+199+4.2%AddedHistory
iShares Tips Bond ETF464287176ETF3,340$426.5K0.1%−88−2.6%Reduced–
XPEVXpeng Inc.ADS12,032$427.6K0.1%−3,608−23.1%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A4,710$428.7K0.1%+1,653+54.1%AddedHistory
XYLXylem Inc.COM3,545$438.5K0.1%−18−0.5%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM3,328$445.0K0.1%+1,053+46.3%AddedHistory
HAINHain Celestial Group IncCOM10,553$451.5K0.1%+4,222+66.7%AddedHistory
SBACSba Communications CorpCL A1,366$451.5K0.1%+1,317+2,687.8%AddedHistory
AWKAmerican Water Works Company, Inc.Stock2,700$456.4K0.1%−185−6.4%ReducedHistory
MTDMettler Toledo International IncCOM332$457.3K0.1%−22−6.2%ReducedHistory
DNNDenison Mines Corp.COM320,566$463.0K0.1%00.0%UnchangedHistory
NEMNEWMONT CorpStock8,654$469.9K0.1%+982+12.8%AddedHistory
FMCFMC CorpCOM NEW5,138$470.5K0.1%+5,133+102,660.0%AddedHistory
EMREmerson Electric CoStock5,024$473.3K0.1%+222+4.6%AddedHistory
IPGInterpublic Group of Companies, Inc.COM13,012$477.1K0.1%−12−0.1%ReducedHistory
NOCNorthrop Grumman CorpStock1,327$477.9K0.1%+888+202.3%AddedHistory
SYYSysco CorpStock6,198$486.6K0.1%+6,184+44,171.4%AddedHistory
MLMMartin Marietta Materials IncCOM1,430$488.6K0.1%+153+12.0%AddedHistory
TSNTyson Foods, Inc.Stock6,227$491.6K0.1%+6,202+24,808.0%AddedHistory
PMPhilip Morris International Inc.Stock5,245$497.1K0.1%−3,908−42.7%ReducedHistory
AMATApplied Materials IncStock3,919$504.5K0.1%+1,761+81.6%AddedHistory
MCHPMicrochip Technology IncStock3,288$504.7K0.1%−1,399−29.8%ReducedHistory
ONOn Semiconductor CorpStock11,067$506.5K0.1%−1,119−9.2%ReducedHistory
NTRNutrien Ltd.COM7,902$510.3K0.1%+7,902NewHistory
COINCoinbase Global, Inc.COM CL A2,244$510.4K0.1%00.0%UnchangedHistory
CORCencora, Inc.Stock4,289$512.3K0.1%−667−13.5%ReducedHistory
European Sustainable GrowthG3194F125UNIT 01/18/202449,000$513.0K0.1%00.0%Unchanged–
UUUUEnergy Fuels IncCOM NEW73,948$515.1K0.1%+12,000+19.4%AddedHistory
SOSouthern CoStock8,360$518.0K0.1%+1,202+16.8%AddedHistory
TWLOTwilio IncCL A1,627$519.1K0.1%+162+11.1%AddedHistory
EMEEMCOR Group, Inc.Stock4,519$521.4K0.1%+870+23.8%AddedHistory
CHTRCharter Communications, Inc.CL A724$526.8K0.1%+485+202.9%AddedHistory
Farfetch Ltd30744W107ORD SH CL A14,206$532.4K0.1%+5,136+56.6%Added–
HRIHerc Holdings IncCOM3,259$532.7K0.1%+2,228+216.1%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI14,028$534.6K0.1%−5,866−29.5%Reduced–
SKXSkechers USA IncCL A12,730$536.2K0.1%−505−3.8%ReducedHistory
JCIJohnson Controls International plcStock7,899$537.7K0.1%−470−5.6%ReducedHistory
KBRKBR, Inc.COM13,651$537.8K0.1%+7,653+127.6%AddedHistory
ROADConstruction Partners, Inc.COM CL A16,186$540.1K0.1%−7,086−30.4%ReducedHistory
FCELFuelcell Energy IncCOM80,798$540.6K0.1%−562−0.7%ReducedHistory
SHOPShopify Inc.Stock400$542.3K0.1%−993−71.3%ReducedHistory
HDHome Depot, Inc.Stock1,653$542.6K0.1%+216+15.0%AddedHistory
CIENCiena CorpCOM NEW10,569$542.7K0.1%+1,280+13.8%AddedHistory
CDECoeur Mining, Inc.COM NEW88,450$545.8K0.1%+88,450NewHistory
TTEKTetra Tech IncCOM3,747$559.6K0.1%+33+0.9%AddedHistory
FSRFisker Inc.CL A COM STK38,300$561.1K0.1%+19,012+98.6%AddedHistory
TRMBTrimble Inc.COM6,822$561.1K0.1%+613+9.9%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF8,585$563.2K0.1%+1,580+22.6%Added–
ALBAlbemarle CorpStock2,594$568.0K0.1%−28−1.1%ReducedHistory
NEENextera Energy IncStock7,293$572.7K0.1%+524+7.7%AddedHistory
BDXBecton Dickinson & CoStock2,343$576.0K0.1%+1,740+288.6%AddedHistory
CVNACarvana Co.CL A1,915$577.4K0.1%−246−11.4%ReducedHistory
ARMKAramarkCOM17,620$579.0K0.1%+823+4.9%AddedHistory
POOLPool CorpCOM1,334$579.5K0.1%−162−10.8%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET12,301$582.1K0.1%+12,301New–
MCKMcKesson CorpStock2,944$587.0K0.1%+1,809+159.4%AddedHistory
WELLWelltower Inc.REIT7,127$587.2K0.1%−5,659−44.3%ReducedHistory
PWRQuanta Services, Inc.COM5,262$598.9K0.1%−3,094−37.0%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF11,383$602.3K0.2%−10,534−48.1%Reduced–
TDOCTeladoc Health, Inc.COM4,769$604.7K0.2%+413+9.5%AddedHistory
PGRProgressive CorpStock6,726$607.9K0.2%+966+16.8%AddedHistory
GSGoldman Sachs Group IncStock1,626$614.7K0.2%−515−24.1%ReducedHistory
UALUnited Airlines Holdings, Inc.COM13,036$620.2K0.2%+13,021+86,806.7%AddedHistory
FVRRFiverr International Ltd.ORD SHS3,435$627.5K0.2%+888+34.9%AddedHistory
VFCV F CorpStock9,371$627.8K0.2%+104+1.1%AddedHistory
EXCExelon CorpStock13,018$629.3K0.2%+6,308+94.0%AddedHistory
DDDuPont de Nemours, Inc.COM9,361$636.4K0.2%+4,516+93.2%AddedHistory
NXENexGen Energy Ltd.COM135,577$640.7K0.2%−6,000−4.2%ReducedHistory
SMPLSimply Good Foods CoCOM18,668$643.8K0.2%+10,018+115.8%AddedHistory
PEGPublic Service Enterprise Group IncCOM10,657$649.0K0.2%+1,538+16.9%AddedHistory
MSMorgan StanleyStock6,733$655.2K0.2%+453+7.2%AddedHistory
AXPAmerican Express CoStock3,975$665.9K0.2%−317−7.4%ReducedHistory
PGProcter & Gamble CoStock4,790$669.7K0.2%−572−10.7%ReducedHistory
KMBKimberly Clark CorpStock5,174$685.3K0.2%+5,171+172,366.7%AddedHistory
Queens Gambit Growth CapitalG7315C127UNIT 01/19/202668,000$686.1K0.2%00.0%Unchanged–
HPEHewlett Packard Enterprise CoCOM49,320$702.8K0.2%+48,197+4,291.8%AddedHistory
Global X FDS37954Y673US INFR DEV ETF27,700$703.8K0.2%+3,300+13.5%Added–
CHPTChargePoint Holdings, Inc.COM CL A35,258$704.8K0.2%+15,863+81.8%AddedHistory
BGBunge Global SACOM8,802$715.8K0.2%+7,574+616.8%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History