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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288281JPMORGAN USD EMG2,276$250.5K0.1%00.0%Unchanged–
RACEFerrari N.V.COM1,198$251.0K0.1%−24,051−95.3%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1022,501$252.0K0.1%00.0%UnchangedHistory
AMHAmerican Homes 4 RentCL A6,627$252.6K0.1%+74+1.1%AddedHistory
MELIMercadolibre IncCOM151$253.6K0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW257$255.5K0.1%−9−3.4%ReducedHistory
SPDR Series Trust78464A714ST STR SP RETAIL2,840$256.5K0.1%00.0%Unchanged–
OKTAOkta, Inc.CL A1,082$256.8K0.1%−209−16.2%ReducedHistory
TPICQTpi Composites, IncCOM7,609$256.8K0.1%−5,390−41.5%ReducedHistory
DDominion Energy, IncStock3,525$257.4K0.1%+73+2.1%AddedHistory
CBRECbre Group, Inc.CL A2,668$259.8K0.1%+395+17.4%AddedHistory
ETREntergy CorpCOM2,617$259.9K0.1%+256+10.8%AddedHistory
BLDPBallard Power Systems Inc.COM18,575$261.0K0.1%−69−0.4%ReducedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF37,047$261.2K0.1%00.0%UnchangedHistory
ROKRockwell Automation, IncStock890$261.7K0.1%+75+9.2%AddedHistory
ENPHEnphase Energy, Inc.Stock1,753$262.9K0.1%−12−0.7%ReducedHistory
DXCMDexcom IncCOM486$265.8K0.1%−434−47.2%ReducedHistory
BKNGBooking Holdings Inc.Stock112$265.9K0.1%−42−27.3%ReducedHistory
iShares Russell 2000 ETF464287655ETF1,216$266.0K0.1%+67+5.8%Added–
iShares Russell 1000 Value ETF464287598ETF1,707$267.2K0.1%00.0%Unchanged–
TSTenaris SASPONSORED ADS12,656$267.2K0.1%00.0%UnchangedHistory
FOXFFox Factory Holding CorpCOM1,850$267.4K0.1%−305−14.2%ReducedHistory
MASMasco CorpCOM4,902$272.3K0.1%+517+11.8%AddedHistory
CARRCarrier Global CorpStock5,284$273.5K0.1%+5,263+25,061.9%AddedHistory
OROR Royalties Inc.COM24,377$273.7K0.1%+7,278+42.6%AddedHistory
ADTNADTRAN Holdings, Inc.COM14,642$274.7K0.1%+2,343+19.1%AddedHistory
AMRCAmeresco, Inc.CL A4,702$274.7K0.1%−5,568−54.2%ReducedHistory
DTEDte Energy CoCOM2,467$275.6K0.1%+678+37.9%AddedHistory
AEEAmeren CorpCOM3,415$276.6K0.1%+481+16.4%AddedHistory
Barrick Gold Corp067901108COM15,342$276.9K0.1%00.0%Unchanged–
ENBEnbridge IncStock7,034$278.6K0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock1,843$279.1K0.1%−61−3.2%ReducedHistory
SPOTSpotify Technology S.A.Stock1,239$279.2K0.1%+200+19.2%AddedHistory
ETF Managers Tr26924G771ETFMG TRAVEL TEC9,900$281.1K0.1%00.0%Unchanged–
BLDRBuilders FirstSource, Inc.Stock5,485$283.8K0.1%+5,485NewHistory
U.S. Global Jets ETF26922A842ETF12,142$286.9K0.1%00.0%Unchanged–
PLUGPlug Power IncStock11,256$287.5K0.1%−71−0.6%ReducedHistory
CSLCarlisle Companies IncCOM1,448$287.8K0.1%+163+12.7%AddedHistory
QCOMQualcomm IncStock2,235$288.3K0.1%−55−2.4%ReducedHistory
MSMMSC Industrial Direct Co IncCL A3,597$288.4K0.1%+1,000+38.5%AddedHistory
iShares Inc464286822MSCI MEXICO ETF6,004$289.8K0.1%+3,000+99.9%Added–
MTCHMatch Group, Inc.COM1,853$290.9K0.1%−301−14.0%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,638$291.7K0.1%−40−1.5%ReducedHistory
PNRPENTAIR plcSHS4,033$292.9K0.1%−771−16.0%ReducedHistory
SBUXStarbucks CorpStock2,667$294.2K0.1%−57−2.1%ReducedHistory
GFFGriffon CorpCOM12,129$298.4K0.1%+2,449+25.3%AddedHistory
UPSUnited Parcel Service IncStock1,640$298.7K0.1%−1,650−50.2%ReducedHistory
VICRVicor CorpCOM2,227$298.8K0.1%−14−0.6%ReducedHistory
GWWW.W. Grainger, Inc.Stock761$299.1K0.1%−840−52.5%ReducedHistory
LMTLockheed Martin CorpStock867$299.2K0.1%−841−49.2%ReducedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS16,500$302.8K0.1%+16,500New–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,894$304.9K0.1%−222−10.5%Reduced–
SNAPSnap IncStock4,136$305.5K0.1%−869−17.4%ReducedHistory
GHGuardant Health, Inc.COM2,466$308.3K0.1%−226−8.4%ReducedHistory
MRVLMarvell Technology, Inc.COM5,123$309.0K0.1%−979−16.0%ReducedHistory
FTNTFortinet, Inc.Stock1,067$311.6K0.1%00.0%UnchangedHistory
NSCNorfolk Southern CorpStock1,311$313.7K0.1%+157+13.6%AddedHistory
ChemoCentryx, Inc.16383L106COM18,406$314.7K0.1%−538−2.8%Reduced–
BYNDBeyond Meat, Inc.COM2,997$315.5K0.1%+466+18.4%AddedHistory
EXASExact Sciences CorpCOM3,308$315.7K0.1%+3,024+1,064.8%AddedHistory
WGSGeneDx Holdings Corp.COMMON STOCK41,753$316.9K0.1%+41,753NewHistory
AUPHAurinia Pharmaceuticals Inc.COM14,329$317.1K0.1%+1,185+9.0%AddedHistory
NUENucor CorpCOM3,223$317.4K0.1%−3,716−53.6%ReducedHistory
SGENSeagen Inc.COM1,880$319.2K0.1%−72−3.7%ReducedHistory
ITRIItron, Inc.COM4,226$319.6K0.1%+2,855+208.2%AddedHistory
ACNAccenture plcStock1,000$319.9K0.1%00.0%UnchangedHistory
EIXEdison InternationalStock5,768$319.9K0.1%+486+9.2%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,520$321.9K0.1%00.0%Unchanged–
AAAlcoa CorpStock6,604$323.2K0.1%+823+14.2%AddedHistory
SUMSummit Materials, Inc.CL A10,123$323.6K0.1%−5,715−36.1%ReducedHistory
EGOEldorado Gold CorpCOM41,930$324.1K0.1%+2,663+6.8%AddedHistory
THOThor Industries IncCOM2,642$324.3K0.1%+584+28.4%AddedHistory
BLKBlackRock, Inc.COM389$326.3K0.1%+180+86.1%AddedHistory
SRESempraStock2,598$328.7K0.1%+405+18.5%AddedHistory
FTVFortive CorpStock4,665$329.2K0.1%+3,963+564.5%AddedHistory
FEFirstenergy CorpCOM9,252$329.5K0.1%+1,127+13.9%AddedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,571$330.7K0.1%+3,571New–
SWCHSwitch, Inc.CL A13,039$331.0K0.1%−166−1.3%ReducedHistory
MTZMastec IncCOM3,897$336.2K0.1%−3,240−45.4%ReducedHistory
NIONIO Inc.ADR9,624$342.9K0.1%−2,471−20.4%ReducedHistory
TERTeradyne, IncStock3,153$344.2K0.1%00.0%UnchangedHistory
LIILennox International IncCOM1,183$348.0K0.1%+170+16.8%AddedHistory
COHRCoherent Corp.COM5,936$352.3K0.1%00.0%UnchangedHistory
DQDaqo New Energy Corp.SPNSRD ADS NEW6,209$353.9K0.1%+1,245+25.1%AddedHistory
LEUCentrus Energy CorpStock9,164$354.3K0.1%+217+2.4%AddedHistory
AOSSmith A O CorpCOM5,844$356.9K0.1%+840+16.8%AddedHistory
AGCOAGCO CorpCOM2,929$358.9K0.1%+2,929NewHistory
EQIXEquinix IncCOM455$359.5K0.1%+96+26.7%AddedHistory
UNPUnion Pacific CorpStock1,841$360.9K0.1%−1,335−42.0%ReducedHistory
AMBAAmbarella IncSHS2,335$363.6K0.1%−440−15.9%ReducedHistory
KMIKinder Morgan, Inc.Stock21,811$364.9K0.1%+4,834+28.5%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,500$365.4K0.1%00.0%Unchanged–
CHRWC. H. Robinson Worldwide, Inc.COM NEW4,206$365.9K0.1%−375−8.2%ReducedHistory
LILi Auto Inc.SPONSORED ADS13,931$366.2K0.1%−72−0.5%ReducedHistory
WMBWilliams Companies, Inc.COM14,241$369.4K0.1%+2,739+23.8%AddedHistory
DBXDropbox, Inc.CL A12,643$369.4K0.1%+12,302+3,607.6%AddedHistory
WYWeyerhaeuser CoCOM NEW10,884$387.1K0.1%+9,227+556.8%AddedHistory
TWSTTwist Bioscience CorpCOM3,623$387.5K0.1%00.0%UnchangedHistory
STESTERIS plcSHS USD1,898$387.7K0.1%+1,874+7,808.3%AddedHistory
AYXAlteryx, Inc.COM CL A5,305$387.8K0.1%−777−12.8%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History